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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.42%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$89.8M
Cap. Flow
-$21.8M
Cap. Flow %
-9.72%
Top 10 Hldgs %
69.81%
Holding
64
New
18
Increased
7
Reduced
5
Closed
16

Top Buys

Rank Stock Value
1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$23.2M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$12.3M
3
DHR icon
Danaher
DHR
+$6.2M
4
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$4.16M
5
EEFT icon
Euronet Worldwide
EEFT
+$2.71M

Top Sells

Rank Stock Value
1
DELL icon
Dell
DELL
+$2.08M
2
AMR icon
Alpha Metallurgical Resources
AMR
+$1.71M
3
RRR icon
Red Rock Resorts
RRR
+$1.4M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.18M
5
ILMN icon
Illumina
ILMN
+$962K

Sector Composition

Rank Sector Weight
1 Healthcare 3.34%
2 Consumer Discretionary 1.77%
3 Technology 1.62%
4 Materials 1.6%
5 Communication Services 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCUE
1
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$23.8M 10.61%
+225,000
New +$23.2M
NEE.PRO
2
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$12.6M 5.6%
+250,000
New +$12.3M
TLT icon
3
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$6.8M 3.03%
47,500
-8,500
-15% -$1.18M
DHR icon
4
Danaher
DHR
$135B
$6.34M 2.83%
+49,519
New +$6.2M
AEPPL
5
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$4.13M 1.84%
+75,000
New +$4.16M
EEFT icon
6
Euronet Worldwide
EEFT
$3.01B
$3.63M 1.62%
24,800
+17,500
+240% +$2.71M
BYD icon
7
Boyd Gaming
BYD
$6.49B
$2.83M 1.26%
118,038
+68,932
+140% +$1.74M
PAAS icon
8
Pan American Silver
PAAS
$18.5B
$2.71M 1.21%
172,883
+5,000
+3% +$80.9K
CHTR icon
9
Charter Communications
CHTR
$15B
$2.06M 0.92%
+5,000
New +$2.02M
FTV.PRA
10
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$1.35M 0.6%
+1,500
New +$1.42M
NIO icon
11
PUT
NIO
NIO
$11.3B
$1.33M 0.6%
9,906
+6,586
+198% +$20.1K
ILMN icon
12
Illumina
ILMN
$29.5B
$981K 0.44%
3,315
-3,264
-50% -$962K
PHM icon
13
Pultegroup
PHM
$24.5B
$942K 0.42%
25,765
-10,935
-30% -$364K
PPLI
14
People Inc
PPLI
$3.1B
$873K 0.39%
+22,415
New +$957K
AMR icon
15
Alpha Metallurgical Resources
AMR
$1.81B
$859K 0.38%
30,715
-49,189
-62% -$1.71M
TSLA icon
16
PUT
Tesla
TSLA
$1.23T
$791K 0.35%
16,695
+11,400
+215% +$178K
HYG icon
17
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$675K 0.3%
61,000
+4,000
+7% +$347K
BKNG icon
18
CALL
Booking.com
BKNG
$138B
$459K 0.2%
+500
New +$38.7K
GOL
19
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$449K 0.2%
+29,000
New +$532K
FTR
20
PUT
DELISTED
Frontier Communications Corp.
FTR
$308K 0.14%
+2,500
New +$2.81K
TLT icon
21
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$261K 0.12%
1,000
-500
-33% -$69.5K
F icon
22
PUT
Ford
F
$57B
$250K 0.11%
5,000
– –
HTT
23
PUT
High Templar Tech Ltd
HTT
$379M
$194K 0.09%
+4,500
New +$36.2K
TSLA icon
24
Tesla
TSLA
$1.23T
$191K 0.09%
+11,880
New +$186K
ILMN icon
25
CALL
Illumina
ILMN
$29.5B
$178K 0.08%
+154
New +$45.4K
1
2

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III Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, III Capital Management held 64 positions worth $224M, up 67% from $134M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

III Capital Management withdrew a net $21.8M in Q3 2019, closing 16 positions and reducing 5 holdings. Its most notable exit was Dell, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.3% of assets, up from 2.1% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, III Capital Management opened a new position in Dominion Energy, Inc. 2019 Series A Corporate Units worth $23.8M.

  • III Capital Management's largest Q3 2019 buy was Dominion Energy, Inc. 2019 Series A Corporate Units: 225,000 shares worth $23.8M.
  • III Capital Management added most to Euronet Worldwide in Q3 2019, an estimated $2.71M increase.
  • III Capital Management's biggest Q3 2019 reduction was Alpha Metallurgical Resources, cutting an estimated $1.71M.
  • III Capital Management fully exited Dell in Q3 2019, selling an estimated $2.08M.
  • III Capital Management's ten largest holdings make up 70% of its $224M portfolio in Q3 2019.
  • III Capital Management opened 18 new positions and closed 16 in Q3 2019.
  • III Capital Management's portfolio value rose 67% quarter-over-quarter to $224M.

Based on III Capital Management's 13F filing for Q3 2019, filed 15 Nov 2019.