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ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$38M
Cap. Flow
-$659M
Cap. Flow %
-63.18%
Top 10 Hldgs %
44.32%
Holding
171
New
18
Increased
12
Reduced
7
Closed
26

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$8.97M
2
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.16M
3
BKNG icon
Booking.com
BKNG
+$1.22M
4
VAC icon
Marriott Vacations Worldwide
VAC
+$1.15M
5
CAR icon
Avis
CAR
+$822K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$3.69M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$2.86M
3
PAAS icon
Pan American Silver
PAAS
+$1.68M
4
LIONU
Lionheart III Corp Unit
LIONU
+$1M
5
PCCTU
Perception Capital Corp. II Units
PCCTU
+$996K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.81%
2 Industrials 0.59%
3 Communication Services 0.29%
4 Healthcare 0.22%
5 Consumer Staples 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBCP
1
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$11.9M 1.14%
115,000
– –
AQNU
2
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$10.3M 0.99%
274,510
– –
BYND icon
3
PUT
Beyond Meat
BYND
$291M
$8.89M 0.85%
2,236
– –
VCIT icon
4
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$8.48M 0.81%
+112,000
New +$8.97M
LSXMA
5
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.01M 0.29%
107,519
– –
GOOG icon
6
Alphabet (Google) Class C
GOOG
$3.9T
$2.99M 0.29%
31,060
-7,000
-18% -$782K
ACRO.U
7
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$2.63M 0.25%
269,475
– –
SHYF
8
DELISTED
The Shyft Group
SHYF
$2.56M 0.25%
125,568
+35,068
+39% +$818K
ALNY icon
9
Alnylam Pharmaceuticals
ALNY
$36.5B
$2.26M 0.22%
+11,300
New +$2.16M
DAL icon
10
Delta Air Lines
DAL
$56.4B
$2.09M 0.2%
74,519
+10,000
+15% +$318K
BLEUU
11
DELISTED
bleuacacia ltd Unit
BLEUU
$1.99M 0.19%
200,000
– –
MHO icon
12
M/I Homes
MHO
$3.82B
$1.63M 0.16%
45,000
+5,000
+13% +$216K
EOCW.U
13
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.58M 0.15%
160,305
– –
GMFIU
14
DELISTED
Aetherium Acquisition Corp Unit
GMFIU
$1.5M 0.14%
150,000
– –
BRKHU
15
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$1.5M 0.14%
150,000
– –
BYD icon
16
Boyd Gaming
BYD
$6.38B
$1.29M 0.12%
27,000
-7,000
-21% -$375K
BYND icon
17
Beyond Meat
BYND
$291M
$1.15M 0.11%
81,100
+22,500
+38% +$621K
WRAC.U
18
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$1.11M 0.11%
110,000
– –
BKNG icon
19
Booking.com
BKNG
$138B
$1.07M 0.1%
+16,250
New +$1.22M
OLITU
20
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$1.06M 0.1%
105,000
– –
CAR icon
21
Avis
CAR
$5.71B
$1.04M 0.1%
7,000
+5,000
+250% +$822K
VAC icon
22
Marriott Vacations Worldwide
VAC
$3.28B
$1.03M 0.1%
+8,500
New +$1.15M
SHUAU
23
DELISTED
SHUAA Partners Acquisition Corp I Unit
SHUAU
$1.01M 0.1%
100,000
– –
CITEU
24
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1.01M 0.1%
100,000
– –
NUBIU
25
DELISTED
Nubia Brand International Corp. Unit
NUBIU
$1.01M 0.1%
100,000
– –
1
2 3 4 5

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III Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, III Capital Management held 171 positions worth $1.04B, down 3.5% from $1.08B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

III Capital Management withdrew a net $659M in Q3 2022, closing 26 positions and reducing 7 holdings. Its most notable exit was American Electric Power, an estimated $3.69M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.81% of assets, up from 0.64% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in Vanguard Intermediate-Term Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q3 2022 buy was Vanguard Intermediate-Term Corporate Bond ETF: 112,000 shares worth $8.48M.
  • III Capital Management added most to Avis in Q3 2022, an estimated $822K increase.
  • III Capital Management's biggest Q3 2022 reduction was Alphabet (Google) Class C, cutting an estimated $782K.
  • III Capital Management fully exited American Electric Power in Q3 2022, selling an estimated $3.69M.
  • III Capital Management's ten largest holdings make up 44% of its $1.04B portfolio in Q3 2022.
  • III Capital Management opened 18 new positions and closed 26 in Q3 2022.
  • III Capital Management's portfolio value fell 3.5% quarter-over-quarter to $1.04B.

Based on III Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.