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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$237M
Cap. Flow
-$216M
Cap. Flow %
-27.32%
Top 10 Hldgs %
55.28%
Holding
108
New
21
Increased
4
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
BSX icon
Boston Scientific
BSX
+$9.33M
2
PCGU
PG&E Corporation
PCGU
+$5.68M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.25M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$2.95M
5
DAL icon
Delta Air Lines
DAL
+$2.73M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$16.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.02M
3
SOLN
The Southern Company
SOLN
+$2.33M
4
BKNG icon
Booking.com
BKNG
+$1.64M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$1.22M

Sector Composition

Rank Sector Weight
1 Healthcare 1.65%
2 Consumer Discretionary 1.17%
3 Industrials 1.11%
4 Communication Services 0.67%
5 Real Estate 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$21.4M 2.71%
175,000
+50,000
+40% +$5.68M
NEE.PRP
2
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$13.9M 1.76%
275,000
+85,245
+45% +$4.25M
BSX icon
3
Boston Scientific
BSX
$65.8B
$9.31M 1.18%
+259,000
New +$9.33M
NEE.PRQ
4
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.66M 0.97%
150,000
– –
NIO icon
5
NIO
NIO
$11.3B
$4.79M 0.61%
98,300
-5,500
-5% -$213K
BDX icon
6
Becton Dickinson
BDX
$43.1B
$3.75M 0.47%
15,375
-205
-1% -$47.8K
WSC icon
7
WillScot Mobile Mini Holdings
WSC
$4.8B
$3.49M 0.44%
150,500
+15,000
+11% +$303K
GFLU
8
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$3.48M 0.44%
50,000
-50,000
-50% -$3.02M
CHNGU
9
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.25M 0.41%
+50,000
New +$2.95M
DAL icon
10
Delta Air Lines
DAL
$55.9B
$3.02M 0.38%
+75,000
New +$2.73M
LBRDK icon
11
Liberty Broadband Class C
LBRDK
$4.15B
$2.49M 0.32%
15,730
-8,000
-34% -$1.22M
VICI icon
12
VICI Properties
VICI
$29.4B
$2.46M 0.31%
96,562
-32,000
-25% -$795K
CNR
13
DELISTED
Cornerstone Building Brands, Inc.
CNR
$2.25M 0.29%
243,015
– –
LSXMA
14
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$2.14M 0.27%
67,370
– –
PAAS icon
15
Pan American Silver
PAAS
$18.6B
$2.12M 0.27%
61,506
-5,000
-8% -$161K
XIFR
16
XPLR Infrastructure LP
XIFR
$1.18B
$1.89M 0.24%
+28,200
New +$1.82M
GLPI icon
17
Gaming and Leisure Properties
GLPI
$12.8B
$1.75M 0.22%
41,319
-12,487
-23% -$504K
DELL icon
18
Dell
DELL
$283B
$1.61M 0.2%
43,406
+3,946
+10% +$137K
NGACU
19
DELISTED
NextGen Acquisition Corporation Units
NGACU
$1.61M 0.2%
+156,111
New +$1.57M
MOTV.U
20
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$1.58M 0.2%
+150,000
New +$1.55M
BYD icon
21
Boyd Gaming
BYD
$6.47B
$1.5M 0.19%
+35,000
New +$1.29M
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.9T
$1.4M 0.18%
16,000
-2,000
-11% -$169K
META icon
23
Meta Platforms (Facebook)
META
$1.51T
$1.36M 0.17%
5,000
– –
EMPW.U
24
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$1.3M 0.16%
+124,889
New +$1.25M
BKNG icon
25
Booking.com
BKNG
$138B
$1.11M 0.14%
12,500
-21,250
-63% -$1.64M
1
2 3

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III Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, III Capital Management held 108 positions worth $791M, up 43% from $554M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

III Capital Management withdrew a net $216M in Q4 2020, closing 13 positions and reducing 15 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $16.2M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.7% of assets, up from 0.64% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, III Capital Management opened a new position in Boston Scientific worth $9.31M.

  • III Capital Management's largest Q4 2020 buy was Boston Scientific: 259,000 shares worth $9.31M.
  • III Capital Management added most to PG&E Corporation in Q4 2020, an estimated $5.68M increase.
  • III Capital Management's biggest Q4 2020 reduction was GFL Environmental Inc. Tangible Equity Units, cutting an estimated $3.02M.
  • III Capital Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $16.2M.
  • III Capital Management's ten largest holdings make up 55% of its $791M portfolio in Q4 2020.
  • III Capital Management opened 21 new positions and closed 13 in Q4 2020.
  • III Capital Management's portfolio value rose 43% quarter-over-quarter to $791M.

Based on III Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.