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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+3.07%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$196M
AUM Growth
-$28.3M
Cap. Flow
-$87.7M
Cap. Flow %
-44.78%
Top 10 Hldgs %
65.62%
Holding
60
New
13
Increased
4
Reduced
8
Closed
12

Top Buys

Rank Stock Value
1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$11.5M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$5.01M
3
META icon
Meta Platforms (Facebook)
META
+$2.87M
4
EXAS
Exact Sciences
EXAS
+$2.84M
5
OUT icon
Outfront Media
OUT
+$2.42M

Top Sells

Rank Stock Value
1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$18.6M
2
DHR icon
Danaher
DHR
+$6.34M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$5.01M
4
BYD icon
Boyd Gaming
BYD
+$2.83M
5
EEFT icon
Euronet Worldwide
EEFT
+$2.64M

Sector Composition

Rank Sector Weight
1 Communication Services 3.42%
2 Healthcare 2.32%
3 Technology 1.4%
4 Real Estate 1.27%
5 Materials 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFXA
1
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$12.7M 6.47%
+80,000
New +$11.5M
NEE.PRO
2
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$7.65M 3.9%
150,000
-100,000
-40% -$5.01M
TLT icon
3
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$6.43M 3.28%
47,500
– –
DCUE
4
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.33M 2.72%
50,000
-175,000
-78% -$18.6M
DTP
5
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$5.13M 2.62%
+100,000
New +$5.01M
META icon
6
Meta Platforms (Facebook)
META
$1.54T
$3.04M 1.55%
+14,800
New +$2.87M
EXAS
7
DELISTED
Exact Sciences
EXAS
$2.99M 1.52%
+32,300
New +$2.84M
AEPPL
8
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$2.7M 1.38%
50,000
-25,000
-33% -$1.35M
OUT icon
9
Outfront Media
OUT
$5.61B
$2.48M 1.27%
+93,978
New +$2.42M
CHTR icon
10
Charter Communications
CHTR
$15.6B
$2.42M 1.24%
5,000
– –
BKNG icon
11
Booking.com
BKNG
$134B
$1.86M 0.95%
+22,675
New +$1.78M
PAAS icon
12
Pan American Silver
PAAS
$18.6B
$1.86M 0.95%
78,506
-94,377
-55% -$1.75M
CNR
13
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.79M 0.91%
+210,020
New +$1.48M
EVBG
14
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1.59M 0.81%
+20,400
New +$1.58M
SIX
15
DELISTED
Six Flags Entertainment Corp.
SIX
$1.17M 0.6%
+25,865
New +$1.19M
EEFT icon
16
Euronet Worldwide
EEFT
$2.94B
$1.15M 0.59%
7,300
-17,500
-71% -$2.64M
NIO icon
17
PUT
NIO
NIO
$11.6B
$958K 0.49%
14,406
+4,500
+45% +$9.05K
BMRN icon
18
BioMarin Pharmaceuticals
BMRN
$11.4B
$845K 0.43%
+10,000
New +$755K
ILMN icon
19
Illumina
ILMN
$29.8B
$705K 0.36%
2,185
-1,130
-34% -$342K
TLT icon
20
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$421K 0.21%
1,000
– –
CLF icon
21
PUT
Cleveland-Cliffs
CLF
$6.25B
$331K 0.17%
+2,500
New +$19.2K
HTT
22
PUT
High Templar Tech Ltd
HTT
$390M
$319K 0.16%
5,500
+1,000
+22% +$5.88K
W icon
23
PUT
Wayfair
W
$10.9B
$173K 0.09%
+600
New +$56K
TSLA icon
24
PUT
Tesla
TSLA
$1.26T
$171K 0.09%
8,760
-7,935
-48% -$172K
ILMN icon
25
CALL
Illumina
ILMN
$29.8B
$155K 0.08%
154
– –
1
2

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III Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, III Capital Management held 60 positions worth $196M, down 13% from $224M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

III Capital Management withdrew a net $87.7M in Q4 2019, closing 12 positions and reducing 8 holdings. Its most notable exit was Danaher, an estimated $6.34M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, up from 1.3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, III Capital Management opened a new position in Colfax Corporation 5.75% Tangible Equity Units worth $12.7M.

  • III Capital Management's largest Q4 2019 buy was Colfax Corporation 5.75% Tangible Equity Units: 80,000 shares worth $12.7M.
  • III Capital Management's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $18.6M.
  • III Capital Management fully exited Danaher in Q4 2019, selling an estimated $6.34M.
  • III Capital Management's ten largest holdings make up 66% of its $196M portfolio in Q4 2019.
  • III Capital Management opened 13 new positions and closed 12 in Q4 2019.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $196M.

Based on III Capital Management's 13F filing for Q4 2019, filed 13 Feb 2020.