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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.99B
AUM Growth
+$313M
Cap. Flow
-$975M
Cap. Flow %
-48.93%
Top 10 Hldgs %
36.88%
Holding
201
New
33
Increased
20
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.9M
2
RIVN icon
Rivian
RIVN
+$12.8M
3
NEE icon
NextEra Energy
NEE
+$5.68M
4
PHIN icon
Phinia Inc
PHIN
+$3.16M
5
BWA icon
BorgWarner
BWA
+$2.55M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.1M
2
CZR icon
Caesars Entertainment
CZR
+$3.12M
3
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$3.05M
4
SHYF
The Shyft Group
SHYF
+$2.81M
5
WWE
World Wrestling Entertainment
WWE
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.64%
2 Communication Services 0.67%
3 Industrials 0.51%
4 Utilities 0.24%
5 Real Estate 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$103M 5.18%
1,011,500
+390,000
+63% +$41.1M
AAL icon
2
PUT
American Airlines Group
AAL
$9.58B
$51.9M 2.6%
4,050,000
+1,600,000
+65% +$24.8M
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$42.7M 2.15%
100,000
-175,000
-64% -$77.8M
RIVN icon
4
PUT
Rivian
RIVN
$22.9B
$33.1M 1.66%
1,363,000
– –
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$26.1M 1.31%
+285,000
New +$26.9M
F icon
6
PUT
Ford
F
$57.3B
$23M 1.15%
1,850,000
+1,150,000
+164% +$14.9M
RIVN icon
7
Rivian
RIVN
$22.9B
$16.1M 0.81%
663,000
+550,000
+487% +$12.8M
BKLN icon
8
Invesco Senior Loan ETF
BKLN
$7.1B
$10.1M 0.51%
480,000
-480,000
-50% -$10.1M
ABNB icon
9
PUT
Airbnb
ABNB
$83.7B
$8.92M 0.45%
+65,000
New +$8.97M
GRPN icon
10
PUT
Groupon
GRPN
$980M
$8.2M 0.41%
535,100
+100,000
+23% +$974K
BE icon
11
Bloom Energy
BE
$52.6B
$7.56M 0.38%
570,000
+55,000
+11% +$862K
USB icon
12
PUT
US Bancorp
USB
$99.6B
$6.61M 0.33%
+200,000
New +$7.29M
DISH
13
PUT
DELISTED
DISH Network Corp.
DISH
$5.57M 0.28%
950,000
-1,085,000
-53% -$7.39M
LI icon
14
PUT
Li Auto
LI
$12.6B
$5.35M 0.27%
+150,000
New +$5.92M
LYV icon
15
PUT
Live Nation Entertainment
LYV
$41.2B
$4.98M 0.25%
60,000
– –
NEE icon
16
NextEra Energy
NEE
$187B
$4.7M 0.24%
+82,000
New +$5.68M
LCID icon
17
PUT
Lucid Motors
LCID
$2.46B
$3.63M 0.18%
65,000
+15,000
+30% +$971K
UNIT
18
PUT
Uniti Group
UNIT
$2.63B
$3.4M 0.17%
720,000
– –
BE icon
19
PUT
Bloom Energy
BE
$52.6B
$3.31M 0.17%
250,000
– –
PHIN icon
20
Phinia Inc
PHIN
$2.9B
$3.06M 0.15%
+114,238
New +$3.16M
EDR
21
DELISTED
Endeavor Group Holdings, Inc.
EDR
$2.84M 0.14%
142,466
+47,466
+50% +$1.09M
GRPN icon
22
Groupon
GRPN
$980M
$2.73M 0.14%
+178,300
New +$1.74M
COIN icon
23
PUT
Coinbase
COIN
$41.7B
$2.73M 0.14%
36,300
+11,300
+45% +$952K
SNAP icon
24
PUT
Snap
SNAP
$7.32B
$2.54M 0.13%
+285,000
New +$2.98M
BWA icon
25
BorgWarner
BWA
$13.2B
$2.43M 0.12%
+60,237
New +$2.55M
1
2 3 4 5

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III Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, III Capital Management held 201 positions worth $1.99B, up 19% from $1.68B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

III Capital Management withdrew a net $975M in Q3 2023, closing 32 positions and reducing 10 holdings. Its most notable exit was Caesars Entertainment, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in iShares 7-10 Year Treasury Bond ETF worth $26.1M.

  • III Capital Management's largest Q3 2023 buy was iShares 7-10 Year Treasury Bond ETF: 285,000 shares worth $26.1M.
  • III Capital Management added most to Rivian in Q3 2023, an estimated $12.8M increase.
  • III Capital Management's biggest Q3 2023 reduction was Invesco Senior Loan ETF, cutting an estimated $10.1M.
  • III Capital Management fully exited Caesars Entertainment in Q3 2023, selling an estimated $3.12M.
  • III Capital Management's ten largest holdings make up 37% of its $1.99B portfolio in Q3 2023.
  • III Capital Management opened 33 new positions and closed 32 in Q3 2023.
  • III Capital Management's portfolio value rose 19% quarter-over-quarter to $1.99B.

Based on III Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.