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ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$426M
Cap. Flow
-$555M
Cap. Flow %
-43.99%
Top 10 Hldgs %
46.2%
Holding
162
New
25
Increased
9
Reduced
10
Closed
20

Top Buys

Rank Stock Value
1
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$19.9M
2
NOVA
Sunnova Energy
NOVA
+$4.47M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.29M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
+$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$2.5M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$12.9M
2
AESC
The AES Corporation
AESC
+$5.14M
3
MCHP icon
Microchip Technology
MCHP
+$3.41M
4
KKR icon
KKR & Co
KKR
+$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
+$2.47M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQNU
1
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$19.8M 1.57%
+400,000
New +$19.9M
NIO icon
2
NIO
NIO
$11.6B
$8.47M 0.67%
159,300
-2,700
-2% -$108K
PCGU
3
DELISTED
PG&E Corporation
PCGU
$7.9M 0.63%
78,000
-122,000
-61% -$12.9M
ILMN icon
4
Illumina
ILMN
$29.8B
$6.39M 0.51%
13,878
– –
NOVA
5
DELISTED
Sunnova Energy
NOVA
$5.07M 0.4%
+134,500
New +$4.47M
NEE.PRO
6
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M 0.33%
+75,000
New +$4.29M
DELL icon
7
Dell
DELL
$284B
$3.49M 0.28%
69,055
+25,649
+59% +$1.29M
BDX icon
8
Becton Dickinson
BDX
$42.1B
$3.37M 0.27%
14,183
– –
SJIV
9
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$3.32M 0.26%
60,000
– –
META icon
10
Meta Platforms (Facebook)
META
$1.54T
$3.1M 0.25%
8,929
+2,000
+29% +$642K
EOCW.U
11
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$3M 0.24%
+300,000
New +$3M
LSXMA
12
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$2.53M 0.2%
73,872
+16,332
+28% +$535K
EGGF.U
13
DELISTED
EG Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
EGGF.U
$2.5M 0.2%
+250,000
New +$2.49M
SKYAU
14
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
$2.5M 0.2%
+250,000
New +$2.5M
CNR
15
DELISTED
Cornerstone Building Brands, Inc.
CNR
$2.47M 0.2%
135,771
+11,818
+10% +$190K
NEE.PRP
16
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$2.43M 0.19%
+50,000
New +$2.47M
GIWWU
17
DELISTED
GigInternational1, Inc. Units
GIWWU
$2.41M 0.19%
+240,000
New +$2.4M
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.88T
$2.02M 0.16%
16,140
+2,000
+14% +$238K
TMUS icon
19
T-Mobile US
TMUS
$184B
$1.59M 0.13%
+11,000
New +$1.52M
MOTV.U
20
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$1.49M 0.12%
148,350
+98,350
+197% +$994K
PAAS icon
21
Pan American Silver
PAAS
$18.6B
$1.38M 0.11%
48,301
+12,000
+33% +$387K
SFT
22
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$1.37M 0.11%
+16,020
New +$1.28M
PHM icon
23
Pultegroup
PHM
$23.7B
$1.31M 0.1%
24,000
-2,000
-8% -$112K
ILMN icon
24
CALL
Illumina
ILMN
$29.8B
$1.19M 0.09%
285
– –
ATAQ.U
25
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
$1.01M 0.08%
100,000
– –
1
2 3 4 5

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III Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, III Capital Management held 162 positions worth $1.26B, up 51% from $835M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $555M in Q2 2021, closing 20 positions and reducing 10 holdings. Its most notable exit was The AES Corporation, an estimated $5.14M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, III Capital Management opened a new position in Algonquin Power & Utilities Corp Units worth $19.8M.

  • III Capital Management's largest Q2 2021 buy was Algonquin Power & Utilities Corp Units: 400,000 shares worth $19.8M.
  • III Capital Management added most to Dell in Q2 2021, an estimated $1.29M increase.
  • III Capital Management's biggest Q2 2021 reduction was PG&E Corporation, cutting an estimated $12.9M.
  • III Capital Management fully exited The AES Corporation in Q2 2021, selling an estimated $5.14M.
  • III Capital Management's ten largest holdings make up 46% of its $1.26B portfolio in Q2 2021.
  • III Capital Management opened 25 new positions and closed 20 in Q2 2021.
  • III Capital Management's portfolio value rose 51% quarter-over-quarter to $1.26B.

Based on III Capital Management's 13F filing for Q2 2021, filed 5 Aug 2021.