We are live on ! Find out more
ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$820M
AUM Growth
-$223M
Cap. Flow
-$473M
Cap. Flow %
-57.67%
Top 10 Hldgs %
47.2%
Holding
153
New
12
Increased
27
Reduced
8
Closed
25

Top Buys

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$41M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4.33M
3
BKNG icon
Booking.com
BKNG
+$2.66M
4
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$2.46M
5
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$1.64M

Top Sells

Rank Stock Value
1
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.26M
2
CAR icon
Avis
CAR
+$1.04M
3
WQGA.U
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
+$1M
4
WRAC.U
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
+$991K
5
GOGN.U
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
+$916K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 2.05%
2 Industrials 0.79%
3 Communication Services 0.42%
4 Real Estate 0.14%
5 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
1
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$40.7M 4.97%
+996,000
New +$41M
VCIT icon
2
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$13M 1.59%
168,300
+56,300
+50% +$4.33M
RBCP
3
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$11.9M 1.45%
115,000
– –
BYND icon
4
PUT
Beyond Meat
BYND
$288M
$9.41M 1.15%
223,600
+221,364
+9,900% +$3.08M
AQNU
5
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$8.37M 1.02%
353,591
+79,081
+29% +$2.46M
LSXMA
6
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$4.66M 0.57%
161,279
+53,760
+50% +$1.64M
BKNG icon
7
Booking.com
BKNG
$138B
$4.13M 0.5%
51,250
+35,000
+215% +$2.66M
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.9T
$3.44M 0.42%
38,825
+7,765
+25% +$741K
SHYF
9
DELISTED
The Shyft Group
SHYF
$3.44M 0.42%
138,210
+12,642
+10% +$294K
DAL icon
10
Delta Air Lines
DAL
$55.9B
$3.06M 0.37%
93,149
+18,630
+25% +$617K
BYD icon
11
Boyd Gaming
BYD
$6.47B
$3.03M 0.37%
55,500
+28,500
+106% +$1.6M
ACRO.U
12
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$2.69M 0.33%
269,475
– –
MHO icon
13
M/I Homes
MHO
$3.83B
$2.6M 0.32%
56,250
+11,250
+25% +$483K
BLEUU
14
DELISTED
bleuacacia ltd Unit
BLEUU
$2.04M 0.25%
200,000
– –
AMRS
15
PUT
DELISTED
Amyris Inc.
AMRS
$1.93M 0.23%
+500,000
New +$1.12M
CZR icon
16
Caesars Entertainment
CZR
$6.1B
$1.79M 0.22%
43,116
+12,372
+40% +$551K
EOCW.U
17
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.62M 0.2%
160,305
– –
BRKHU
18
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$1.53M 0.19%
150,000
– –
GMFIU
19
DELISTED
Aetherium Acquisition Corp Unit
GMFIU
$1.52M 0.19%
150,000
– –
LCID icon
20
PUT
Lucid Motors
LCID
$2.46B
$1.51M 0.18%
+60,000
New +$6.6M
VAC icon
21
Marriott Vacations Worldwide
VAC
$3.24B
$1.43M 0.17%
10,625
+2,125
+25% +$296K
UNIT
22
PUT
Uniti Group
UNIT
$2.63B
$1.35M 0.17%
820,000
+816,800
+25,525% +$5.61M
RCL icon
23
Royal Caribbean
RCL
$78.7B
$1.27M 0.16%
25,769
+11,154
+76% +$585K
NUBIU
24
DELISTED
Nubia Brand International Corp. Unit
NUBIU
$1.08M 0.13%
100,000
– –
CITEU
25
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1.03M 0.13%
100,000
– –
1
2 3 4 5

Similar funds

SEEDPG
S.E.E.D. Planning Group Binghamton, New York $344M AUM 15.24% 1-Year Est. Return
GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
SMG
Smart Money Group Eastland, Texas $344M AUM 16.66% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return
CWM
Cedar Wealth Management Walnut Creek, California $344M AUM 18.78% 1-Year Est. Return

III Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, III Capital Management held 153 positions worth $820M, down 21% from $1.04B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

III Capital Management withdrew a net $473M in Q4 2022, closing 25 positions and reducing 8 holdings. Its most notable exit was Alnylam Pharmaceuticals, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 2% of assets, up from 0.81% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in State Street Blackstone Senior Loan ETF worth $40.7M.

  • III Capital Management's largest Q4 2022 buy was State Street Blackstone Senior Loan ETF: 996,000 shares worth $40.7M.
  • III Capital Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q4 2022, an estimated $4.33M increase.
  • III Capital Management's biggest Q4 2022 reduction was Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant, cutting an estimated $991K.
  • III Capital Management fully exited Alnylam Pharmaceuticals in Q4 2022, selling an estimated $2.26M.
  • III Capital Management's ten largest holdings make up 47% of its $820M portfolio in Q4 2022.
  • III Capital Management opened 12 new positions and closed 25 in Q4 2022.
  • III Capital Management's portfolio value fell 21% quarter-over-quarter to $820M.

Based on III Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.