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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$196M
Cap. Flow
-$969M
Cap. Flow %
-70.78%
Top 10 Hldgs %
53.7%
Holding
219
New
45
Increased
15
Reduced
49
Closed
60

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5.58M
2
FSR
Fisker Inc.
FSR
+$2.2M
3
BLEUU
bleuacacia ltd Unit
BLEUU
+$2.01M
4
NEE icon
NextEra Energy
NEE
+$1.86M
5
GMFIU
Aetherium Acquisition Corp Unit
GMFIU
+$1.5M

Top Sells

Rank Stock Value
1
ON icon
ON Semiconductor
ON
+$5.72M
2
NIO icon
NIO
NIO
+$5.67M
3
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$4.22M
5
XYZ
Block Inc
XYZ
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.61%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYACU
176
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
– –
-4,000
Closed -$39K
QDROU
177
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
– –
-5,000
Closed -$49K
ACAHU
178
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
– –
-30,000
Closed -$296K
4 5 6 7
8

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III Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, III Capital Management held 219 positions worth $1.37B, down 13% from $1.56B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

III Capital Management withdrew a net $969M in Q4 2021, closing 60 positions and reducing 49 holdings. Its most notable exit was ON Semiconductor, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.61% of assets, down from 0.8% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Fisker Inc. worth $2M.

  • III Capital Management's largest Q4 2021 buy was Fisker Inc.: 126,900 shares worth $2M.
  • III Capital Management added most to RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2021, an estimated $5.58M increase.
  • III Capital Management's biggest Q4 2021 reduction was Algonquin Power & Utilities Corp Units, cutting an estimated $4.74M.
  • III Capital Management fully exited ON Semiconductor in Q4 2021, selling an estimated $5.72M.
  • III Capital Management's ten largest holdings make up 54% of its $1.37B portfolio in Q4 2021.
  • III Capital Management opened 45 new positions and closed 60 in Q4 2021.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $1.37B.

Based on III Capital Management's 13F filing for Q4 2021, filed 15 Feb 2022.