ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.06%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.36B
AUM Growth
+$1.36B
Cap. Flow
-$32.2M
Cap. Flow %
-2.37%
Top 10 Hldgs %
53.99%
Holding
228
New
41
Increased
10
Reduced
42
Closed
51

Top Buys

1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5.24M
2
BLEUU
bleuacacia ltd Unit
BLEUU
$2.01M
3
NEE icon
NextEra Energy, Inc.
NEE
$2.01M
4
FSR
Fisker Inc.
FSR
$2M
5
BRKHU
BurTech Acquisition Corp. Unit
BRKHU
$1.5M

Top Sells

1
NIO icon
NIO
NIO
$5.68M
2
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$4.73M
3
ON icon
ON Semiconductor
ON
$4.62M
4
META icon
Meta Platforms (Facebook)
META
$4.22M
5
XYZ
Block, Inc.
XYZ
$3.77M

Sector Composition

1 Consumer Discretionary 0.62%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WPCB.U
151
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
– –
-10,000
Closed -$99K
WPCA.U
152
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
– –
-10,000
Closed -$100K
SFT
153
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-160,200
Closed -$1.11M
DCRDU
154
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
– –
-200,000
Closed -$2.02M
CENQU
155
DELISTED
CENAQ Energy Corp. Unit
CENQU
– –
-100,000
Closed -$1.01M
MIT.U
156
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-25,000
Closed -$248K
GLHAU
157
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
– –
-25,000
Closed -$248K
TSPQ.U
158
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
– –
-25,000
Closed -$246K
AMPI.U
159
DELISTED
Advanced Merger Partners, Inc. Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
AMPI.U
– –
-10,000
Closed -$98K
SBII.U
160
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
– –
-1,000
Closed -$9K
HIGA.U
161
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
– –
-50,000
Closed -$501K
WALDU
162
DELISTED
Waldencast Acquisition Corp. Units
WALDU
– –
-21,495
Closed -$217K
VGII.U
163
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
– –
-75,000
Closed -$742K
HYACU
164
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
– –
-4,000
Closed -$39K
QDROU
165
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
– –
-5,000
Closed -$49K
ACAHU
166
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
– –
-30,000
Closed -$296K
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