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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.99B
AUM Growth
+$313M
Cap. Flow
-$975M
Cap. Flow %
-48.93%
Top 10 Hldgs %
36.88%
Holding
201
New
33
Increased
20
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.9M
2
RIVN icon
Rivian
RIVN
+$12.8M
3
NEE icon
NextEra Energy
NEE
+$5.68M
4
PHIN icon
Phinia Inc
PHIN
+$3.16M
5
BWA icon
BorgWarner
BWA
+$2.55M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.1M
2
CZR icon
Caesars Entertainment
CZR
+$3.12M
3
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$3.05M
4
SHYF
The Shyft Group
SHYF
+$2.81M
5
WWE
World Wrestling Entertainment
WWE
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.64%
2 Communication Services 0.67%
3 Industrials 0.51%
4 Utilities 0.24%
5 Real Estate 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GENQW
126
DELISTED
Genesis Unicorn Capital Corp. Warrants
GENQW
– –
-66,400
Closed -$5.06K
UTAAW
127
DELISTED
UTA Acquisition Corporation Warrants
UTAAW
– –
-50,000
Closed -$3.3K
TWCBW
128
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
– –
-13,473
Closed -$769
TWCB
129
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
– –
-53,895
Closed -$548K
VBOCW
130
DELISTED
Viscogliosi Brothers Acquisition Corp Warrant
VBOCW
– –
-24,999
Closed -$804
CORS.WS
131
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
– –
-27,208
Closed -$516
CORS
132
DELISTED
Corsair Partnering Corporation
CORS
– –
-80,728
Closed -$836K
2 3 4 5
6

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III Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, III Capital Management held 201 positions worth $1.99B, up 19% from $1.68B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

III Capital Management withdrew a net $975M in Q3 2023, closing 32 positions and reducing 10 holdings. Its most notable exit was Caesars Entertainment, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in iShares 7-10 Year Treasury Bond ETF worth $26.1M.

  • III Capital Management's largest Q3 2023 buy was iShares 7-10 Year Treasury Bond ETF: 285,000 shares worth $26.1M.
  • III Capital Management added most to Rivian in Q3 2023, an estimated $12.8M increase.
  • III Capital Management's biggest Q3 2023 reduction was Invesco Senior Loan ETF, cutting an estimated $10.1M.
  • III Capital Management fully exited Caesars Entertainment in Q3 2023, selling an estimated $3.12M.
  • III Capital Management's ten largest holdings make up 37% of its $1.99B portfolio in Q3 2023.
  • III Capital Management opened 33 new positions and closed 32 in Q3 2023.
  • III Capital Management's portfolio value rose 19% quarter-over-quarter to $1.99B.

Based on III Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.