ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.06%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.36B
AUM Growth
+$1.36B
Cap. Flow
-$32.2M
Cap. Flow %
-2.37%
Top 10 Hldgs %
53.99%
Holding
228
New
41
Increased
10
Reduced
42
Closed
51

Top Buys

1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5.24M
2
BLEUU
bleuacacia ltd Unit
BLEUU
$2.01M
3
NEE icon
NextEra Energy, Inc.
NEE
$2.01M
4
FSR
Fisker Inc.
FSR
$2M
5
BRKHU
BurTech Acquisition Corp. Unit
BRKHU
$1.5M

Top Sells

1
NIO icon
NIO
NIO
$5.68M
2
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$4.73M
3
ON icon
ON Semiconductor
ON
$4.62M
4
META icon
Meta Platforms (Facebook)
META
$4.22M
5
XYZ
Block, Inc.
XYZ
$3.77M

Sector Composition

1 Consumer Discretionary 0.62%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ON icon
126
ON Semiconductor
ON
$20B
– –
-101,000
Closed -$4.62M
PCRX icon
127
Pacira BioSciences
PCRX
$1.2B
– –
-14,000
Closed -$784K
PDD icon
128
Pinduoduo
PDD
$173B
– –
0
– –
SABR icon
129
Sabre
SABR
$690M
– –
0
– –
SKIN icon
130
The Beauty Health Co
SKIN
$254M
– –
-124,500
Closed -$3.23M
SPOT icon
131
Spotify
SPOT
$142B
– –
0
– –
TMUS icon
132
T-Mobile US
TMUS
$288B
– –
-10,000
Closed -$1.28M
UBER icon
133
Uber
UBER
$194B
– –
0
– –
UNIT
134
Uniti Group
UNIT
$1.44B
– –
0
– –
VRM icon
135
Vroom, Inc. Common Stock
VRM
$148M
– –
-23,000
Closed -$507K
Z icon
136
Zillow
Z
$19.8B
– –
-14,000
Closed -$1.23M
XYZ
137
Block, Inc.
XYZ
$46.5B
– –
-15,700
Closed -$3.77M
VLD.WS
138
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-21,920
Closed -$32K
DNA.WS
139
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
– –
-34,703
Closed -$117K
KRNLU
140
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
– –
-25,000
Closed -$250K
LCAAU
141
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
– –
-25,000
Closed -$248K
UPH.WS
142
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
– –
-7,500
Closed -$3K
TRCA.U
143
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
– –
-10,000
Closed -$99K
NSTC.U
144
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
– –
-5,000
Closed -$49K
TCVA
145
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
– –
-5,000
Closed -$49K
CRZNU
146
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
– –
-5,000
Closed -$49K
RKTA.U
147
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
– –
-10,000
Closed -$99K
DGNU
148
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-4,796
Closed -$47K
ACQRU
149
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-25,000
Closed -$249K
CLAA.U
150
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
– –
-5,000
Closed -$48K
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