ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
-0.16%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.56B
AUM Growth
+$1.56B
Cap. Flow
+$23.6M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.67%
Holding
199
New
35
Increased
10
Reduced
8
Closed
19

Top Buys

1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$9.93M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
ACRO.U
$4.99M
3
ON icon
ON Semiconductor
ON
$4.62M
4
XYZ
Block, Inc.
XYZ
$3.77M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M

Top Sells

1
PCGU
PG&E Corporation
PCGU
$7.9M
2
NOVA
Sunnova Energy
NOVA
$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$3.32M
5
ILMN icon
Illumina
ILMN
$3.04M

Sector Composition

1 Consumer Discretionary 0.84%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SABR icon
126
Sabre
SABR
$690M
– –
0
– –
SPOT icon
127
Spotify
SPOT
$142B
– –
0
– –
UBER icon
128
Uber
UBER
$194B
– –
0
– –
UNIT
129
Uniti Group
UNIT
$1.44B
– –
0
– –
JOYY
130
JOYY Inc. American Depositary Shares
JOYY
$3.02B
– –
0
– –
PCGU
131
DELISTED
PG&E Corporation
PCGU
– –
-78,000
Closed -$7.9M
PSPC.U
132
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
– –
-20,000
Closed -$207K
VPCBU
133
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
– –
-10,000
Closed -$100K
NEE.PRP
134
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-50,000
Closed -$2.43M
GGPIU
135
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-75,000
Closed -$751K
MOTV.U
136
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-148,350
Closed -$1.49M
VPCC.U
137
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
– –
-15,000
Closed -$154K
NGCAU
138
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-50,000
Closed -$540K
RTP.WS
139
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
– –
-69,592
Closed -$136K
EMPW.U
140
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
– –
-15,673
Closed -$166K
OPA.U
141
DELISTED
Magnum Opus Acquisition Limited Units, each consisting of one Class A ordinary share and one-half redeemable warrant
OPA.U
– –
-75,000
Closed -$750K
NEE.PRO
142
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-75,000
Closed -$4.19M
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