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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$835M
AUM Growth
+$44.4M
Cap. Flow
-$411M
Cap. Flow %
-49.26%
Top 10 Hldgs %
56.08%
Holding
157
New
74
Increased
5
Reduced
18
Closed
31

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$5.66M
2
AESC
The AES Corporation
AESC
+$5.1M
3
MCHP icon
Microchip Technology
MCHP
+$3.34M
4
NIO icon
NIO
NIO
+$3.25M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$13.9M
2
BSX icon
Boston Scientific
BSX
+$9.8M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

Rank Sector Weight
1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.16%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGACU
126
DELISTED
NextGen Acquisition Corporation Units
NGACU
– –
-156,111
Closed -$1.61M
NSH.U
127
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
– –
-10,196
Closed -$105K
ASPL.U
128
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
– –
-30,460
Closed -$318K
TSIAU
129
DELISTED
TS Innovation Acquisitions Corp. Unit
TSIAU
– –
-100,000
Closed -$1.05M
NEE.PRQ
130
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-150,000
Closed -$7.66M
2 3 4 5
6

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III Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, III Capital Management held 157 positions worth $835M, up 5.6% from $791M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

III Capital Management withdrew a net $411M in Q1 2021, closing 31 positions and reducing 18 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.3% of assets, down from 1.7% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Illumina worth $5.18M.

  • III Capital Management's largest Q1 2021 buy was Illumina: 13,878 shares worth $5.18M.
  • III Capital Management added most to NIO in Q1 2021, an estimated $3.25M increase.
  • III Capital Management's biggest Q1 2021 reduction was WillScot Mobile Mini Holdings, cutting an estimated $2.9M.
  • III Capital Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, selling an estimated $13.9M.
  • III Capital Management's ten largest holdings make up 56% of its $835M portfolio in Q1 2021.
  • III Capital Management opened 74 new positions and closed 31 in Q1 2021.
  • III Capital Management's portfolio value rose 5.6% quarter-over-quarter to $835M.

Based on III Capital Management's 13F filing for Q1 2021, filed 14 May 2021.