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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.99B
AUM Growth
+$313M
Cap. Flow
-$975M
Cap. Flow %
-48.93%
Top 10 Hldgs %
36.88%
Holding
201
New
33
Increased
20
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.9M
2
RIVN icon
Rivian
RIVN
+$12.8M
3
NEE icon
NextEra Energy
NEE
+$5.68M
4
PHIN icon
Phinia Inc
PHIN
+$3.16M
5
BWA icon
BorgWarner
BWA
+$2.55M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.1M
2
CZR icon
Caesars Entertainment
CZR
+$3.12M
3
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$3.05M
4
SHYF
The Shyft Group
SHYF
+$2.81M
5
WWE
World Wrestling Entertainment
WWE
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.64%
2 Communication Services 0.67%
3 Industrials 0.51%
4 Utilities 0.24%
5 Real Estate 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMRN icon
101
BioMarin Pharmaceuticals
BMRN
$12.2B
– –
-18,900
Closed -$1.68M
COCHW icon
102
Envoy Medical Warrant
COCHW
– –
-10,300
Closed -$481
CZR icon
103
Caesars Entertainment
CZR
$6.14B
– –
-61,146
Closed -$3.12M
FYBR
104
DELISTED
Frontier Communications
FYBR
– –
-8,545
Closed -$159K
FYBR
105
PUT
DELISTED
Frontier Communications
FYBR
– –
-72,700
Closed -$1.36M
GDEN
106
DELISTED
Golden Entertainment
GDEN
– –
-14,242
Closed -$595K
GRPN icon
107
CALL
Groupon
GRPN
$999M
– –
-90,000
Closed -$532K
HTZ icon
108
Hertz
HTZ
$764M
– –
-13,000
Closed -$239K
HYG icon
109
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-335,000
Closed -$25.1M
HYG icon
110
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-335,000
Closed -$25.1M
IWM icon
111
CALL
iShares Russell 2000 ETF
IWM
$82.7B
– –
-84,500
Closed -$15.8M
IWM icon
112
PUT
iShares Russell 2000 ETF
IWM
$82.7B
– –
-84,500
Closed -$15.8M
MHO icon
113
M/I Homes
MHO
$3.79B
– –
-16,929
Closed -$1.48M
OPTXW icon
114
Syntec Optics Holdings Warrant
OPTXW
$19.2M
– –
-46,848
Closed -$2.61K
RCL icon
115
Royal Caribbean
RCL
$85.4B
– –
-4,205
Closed -$436K
SHYF
116
DELISTED
The Shyft Group
SHYF
– –
-127,547
Closed -$2.81M
TMUS icon
117
T-Mobile US
TMUS
$191B
– –
-4,411
Closed -$613K
WYNN icon
118
Wynn Resorts
WYNN
$10.4B
– –
-10,000
Closed -$1.06M
Z icon
119
Zillow
Z
$7.6B
– –
-5,000
Closed -$251K
CNR
120
Core Natural Resources Inc
CNR
$4.33B
– –
-6,000
Closed -$407K
AIMBU
121
DELISTED
Aimfinity Investment Corp I Subunit
AIMBU
– –
-100,000
Closed -$1.05M
SDC
122
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-47,500
Closed -$27.2K
WWE
123
DELISTED
World Wrestling Entertainment
WWE
– –
-17,800
Closed -$1.93M
WWE
124
PUT
DELISTED
World Wrestling Entertainment
WWE
– –
-25,200
Closed -$2.73M
AMRS
125
PUT
DELISTED
Amyris Inc.
AMRS
– –
-500,000
Closed -$515K
2 3 4
5
6

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III Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, III Capital Management held 201 positions worth $1.99B, up 19% from $1.68B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

III Capital Management withdrew a net $975M in Q3 2023, closing 32 positions and reducing 10 holdings. Its most notable exit was Caesars Entertainment, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in iShares 7-10 Year Treasury Bond ETF worth $26.1M.

  • III Capital Management's largest Q3 2023 buy was iShares 7-10 Year Treasury Bond ETF: 285,000 shares worth $26.1M.
  • III Capital Management added most to Rivian in Q3 2023, an estimated $12.8M increase.
  • III Capital Management's biggest Q3 2023 reduction was Invesco Senior Loan ETF, cutting an estimated $10.1M.
  • III Capital Management fully exited Caesars Entertainment in Q3 2023, selling an estimated $3.12M.
  • III Capital Management's ten largest holdings make up 37% of its $1.99B portfolio in Q3 2023.
  • III Capital Management opened 33 new positions and closed 32 in Q3 2023.
  • III Capital Management's portfolio value rose 19% quarter-over-quarter to $1.99B.

Based on III Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.