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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$820M
AUM Growth
-$223M
Cap. Flow
-$473M
Cap. Flow %
-57.67%
Top 10 Hldgs %
47.2%
Holding
153
New
12
Increased
27
Reduced
8
Closed
25

Top Buys

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$41M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4.33M
3
BKNG icon
Booking.com
BKNG
+$2.66M
4
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$2.46M
5
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$1.64M

Top Sells

Rank Stock Value
1
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.26M
2
CAR icon
Avis
CAR
+$1.04M
3
WQGA.U
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
+$1M
4
WRAC.U
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
+$991K
5
GOGN.U
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
+$916K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 2.05%
2 Industrials 0.79%
3 Communication Services 0.42%
4 Real Estate 0.14%
5 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVNAU
101
DELISTED
7 Acquisition Corp Unit
SVNAU
– –
-25,000
Closed -$253K
CPAQU
102
DELISTED
Counter Press Acquisition Corporation Unit
CPAQU
– –
-39,300
Closed -$395K
WQGA.U
103
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
– –
-100,000
Closed -$1M
IPOF.WS
104
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-41,783
Closed –
IVCBU
105
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
– –
-50,000
Closed -$506K
APXIU
106
DELISTED
APx Acquisition Corp. I Unit
APXIU
– –
-50,000
Closed -$506K
AFARU
107
DELISTED
Aura FAT Projects Acquisition Corp Unit
AFARU
– –
-75,000
Closed -$756K
APCA.U
108
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
– –
-25,800
Closed -$262K
EMCGU
109
DELISTED
Embrace Change Acquisition Corp Unit
EMCGU
– –
-24,000
Closed -$242K
1 2 3 4
5

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III Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, III Capital Management held 153 positions worth $820M, down 21% from $1.04B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

III Capital Management withdrew a net $473M in Q4 2022, closing 25 positions and reducing 8 holdings. Its most notable exit was Alnylam Pharmaceuticals, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 2% of assets, up from 0.81% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in State Street Blackstone Senior Loan ETF worth $40.7M.

  • III Capital Management's largest Q4 2022 buy was State Street Blackstone Senior Loan ETF: 996,000 shares worth $40.7M.
  • III Capital Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q4 2022, an estimated $4.33M increase.
  • III Capital Management's biggest Q4 2022 reduction was Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant, cutting an estimated $991K.
  • III Capital Management fully exited Alnylam Pharmaceuticals in Q4 2022, selling an estimated $2.26M.
  • III Capital Management's ten largest holdings make up 47% of its $820M portfolio in Q4 2022.
  • III Capital Management opened 12 new positions and closed 25 in Q4 2022.
  • III Capital Management's portfolio value fell 21% quarter-over-quarter to $820M.

Based on III Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.