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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$38M
Cap. Flow
-$659M
Cap. Flow %
-63.18%
Top 10 Hldgs %
44.32%
Holding
171
New
18
Increased
12
Reduced
7
Closed
26

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$8.97M
2
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.16M
3
BKNG icon
Booking.com
BKNG
+$1.22M
4
VAC icon
Marriott Vacations Worldwide
VAC
+$1.15M
5
CAR icon
Avis
CAR
+$822K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$3.69M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$2.86M
3
PAAS icon
Pan American Silver
PAAS
+$1.68M
4
LIONU
Lionheart III Corp Unit
LIONU
+$1M
5
PCCTU
Perception Capital Corp. II Units
PCCTU
+$996K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.81%
2 Industrials 0.59%
3 Communication Services 0.29%
4 Healthcare 0.22%
5 Consumer Staples 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
101
Meta Platforms (Facebook)
META
$1.51T
– –
-4,000
Closed -$645K
PAAS icon
102
Pan American Silver
PAAS
$21.4B
– –
-85,442
Closed -$1.68M
UBER icon
103
Uber
UBER
$153B
– –
-36,500
Closed -$746K
VICI icon
104
VICI Properties
VICI
$29.4B
– –
-9,176
Closed -$273K
WDAY icon
105
Workday
WDAY
$44.3B
$0 ﹤0.01%
+3
New +$470
SIX
106
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-36,000
Closed -$781K
CLVT.PRA
107
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
– –
-50,000
Closed -$2.86M
HHLA
108
DELISTED
HH&L Acquisition Co.
HHLA
– –
-54,000
Closed -$530K
DISAU
109
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
– –
-12,494
Closed -$122K
PCCTU
110
DELISTED
Perception Capital Corp. II Units
PCCTU
– –
-99,254
Closed -$996K
TOACU
111
DELISTED
Talon 1 Acquisition Corp. Unit
TOACU
– –
-50,000
Closed -$506K
PNTM
112
DELISTED
Pontem Corporation
PNTM
– –
-54,000
Closed -$531K
TBSAU
113
DELISTED
TB SA Acquisition Corp Unit
TBSAU
– –
-24,987
Closed -$245K
ESM.U
114
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
– –
-18,740
Closed -$184K
HERAU
115
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– –
-12,697
Closed -$124K
LIONU
116
DELISTED
Lionheart III Corp Unit
LIONU
– –
-100,000
Closed -$1M
THACU
117
DELISTED
Thrive Acquisition Corporation Unit
THACU
– –
-15,000
Closed -$152K
BSKYU
118
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
– –
-10,000
Closed -$98K
KIIIU
119
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
– –
-13,519
Closed -$131K
CRU.WS
120
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
– –
-18,773
Closed -$1K
IPOF.WS
121
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$0 ﹤0.01%
41,783
– –
NRACU
122
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-10,920
Closed -$107K
ATAQ.U
123
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
– –
-25,394
Closed -$250K
1 2 3 4
5

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III Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, III Capital Management held 171 positions worth $1.04B, down 3.5% from $1.08B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

III Capital Management withdrew a net $659M in Q3 2022, closing 26 positions and reducing 7 holdings. Its most notable exit was American Electric Power, an estimated $3.69M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.81% of assets, up from 0.64% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in Vanguard Intermediate-Term Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q3 2022 buy was Vanguard Intermediate-Term Corporate Bond ETF: 112,000 shares worth $8.48M.
  • III Capital Management added most to Avis in Q3 2022, an estimated $822K increase.
  • III Capital Management's biggest Q3 2022 reduction was Alphabet (Google) Class C, cutting an estimated $782K.
  • III Capital Management fully exited American Electric Power in Q3 2022, selling an estimated $3.69M.
  • III Capital Management's ten largest holdings make up 44% of its $1.04B portfolio in Q3 2022.
  • III Capital Management opened 18 new positions and closed 26 in Q3 2022.
  • III Capital Management's portfolio value fell 3.5% quarter-over-quarter to $1.04B.

Based on III Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.