We are live on ! Find out more
ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$65.5M
Cap. Flow
-$746M
Cap. Flow %
-69.06%
Top 10 Hldgs %
34.53%
Holding
189
New
20
Increased
15
Reduced
2
Closed
19

Top Buys

Rank Stock Value
1
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$3.06M
2
SHYF
The Shyft Group
SHYF
+$1.08M
3
MHO icon
M/I Homes
MHO
+$1.04M
4
EONR
EON Resources
EONR
+$999K
5
AIMAU
Aimfinity Investment Corp I Unit
AIMAU
+$994K

Top Sells

Rank Stock Value
1
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$3.54M
2
ILMN icon
Illumina
ILMN
+$2.38M
3
AEP icon
American Electric Power
AEP
+$1.83M
4
T icon
AT&T
T
+$1.62M
5
HNRA.U
HNR Acquisition Corp Units, each consisting of one share of Common Stock, and one redeemable Warrant
HNRA.U
+$1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.64%
2 Communication Services 0.52%
3 Industrials 0.36%
4 Utilities 0.34%
5 Materials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFTRW
101
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$9K ﹤0.01%
41,795
– –
EXPE icon
102
CALL
Expedia Group
EXPE
$35.8B
$2K ﹤0.01%
250
+50
+25% +$7.08K
COCHW icon
103
Envoy Medical Warrant
COCHW
$646K
$1K ﹤0.01%
10,300
– –
UPH.WS
104
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$1K ﹤0.01%
25,000
– –
CRU.WS
105
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$1K ﹤0.01%
18,773
– –
AEO icon
106
American Eagle Outfitters
AEO
$2.99B
– –
-4,881
Closed -$82K
DKNG icon
107
DraftKings
DKNG
$11.7B
– –
-9,000
Closed -$175K
DXCM icon
108
DexCom
DXCM
$32.9B
– –
-1,972
Closed -$180K
EXPE icon
109
Expedia Group
EXPE
$35.8B
– –
-7,000
Closed -$991K
HTZ icon
110
Hertz
HTZ
$483M
– –
-35,000
Closed -$775K
ILMN icon
111
CALL
Illumina
ILMN
$29.9B
– –
-134
Closed -$93K
ILMN icon
112
Illumina
ILMN
$29.9B
– –
-6,990
Closed -$2.38M
KWEB icon
113
CALL
KraneShares CSI China Internet ETF
KWEB
$5.72B
– –
-15,000
Closed -$97K
LTH icon
114
Life Time Group Holdings
LTH
$9.87B
– –
-42,000
Closed -$610K
MTN icon
115
CALL
Vail Resorts
MTN
$5.32B
– –
-50
Closed -$1K
PCRX icon
116
Pacira BioSciences
PCRX
$1.09B
– –
-6,243
Closed -$476K
SABR icon
117
PUT
Sabre
SABR
$838M
– –
-3,000
Closed -$9K
T icon
118
AT&T
T
$160B
– –
-90,574
Closed -$1.62M
TMUS icon
119
T-Mobile US
TMUS
$190B
– –
-7,063
Closed -$906K
MSPRZ
120
DELISTED
MSP Recovery Inc Warrant
MSPRZ
– –
-32,338
Closed -$14K
XYZ
121
CALL
Block Inc
XYZ
$50.4B
– –
-200
Closed -$29K
SWAGU
122
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
– –
-350,000
Closed -$3.54M
HNRA.U
123
DELISTED
HNR Acquisition Corp Units, each consisting of one share of Common Stock, and one redeemable Warrant
HNRA.U
– –
-100,000
Closed -$1M
AOGOU
124
DELISTED
Arogo Capital Acquisition Corp. Unit
AOGOU
– –
-25,000
Closed -$251K
1 2 3 4
5

Similar funds

GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return
CWM
Cedar Wealth Management Walnut Creek, California $344M AUM 18.78% 1-Year Est. Return
LWM
Long Walk Management Greenwich, Connecticut $344M AUM 44.86% 1-Year Est. Return
WP
Warburg Pincus New York $343M AUM 18.86% 1-Year Est. Return

III Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, III Capital Management held 189 positions worth $1.08B, down 5.7% from $1.15B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

III Capital Management withdrew a net $746M in Q2 2022, closing 19 positions and reducing 2 holdings. Its most notable exit was Software Acquisition Group Inc. III Unit, an estimated $3.54M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.64% of assets, down from 0.81% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares worth $2.86M.

  • III Capital Management's largest Q2 2022 buy was Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares: 50,000 shares worth $2.86M.
  • III Capital Management added most to The Shyft Group in Q2 2022, an estimated $1.08M increase.
  • III Capital Management's biggest Q2 2022 reduction was American Electric Power, cutting an estimated $1.83M.
  • III Capital Management fully exited Software Acquisition Group Inc. III Unit in Q2 2022, selling an estimated $3.54M.
  • III Capital Management's ten largest holdings make up 35% of its $1.08B portfolio in Q2 2022.
  • III Capital Management opened 20 new positions and closed 19 in Q2 2022.
  • III Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.08B.

Based on III Capital Management's 13F filing for Q2 2022, filed 15 Aug 2022.