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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
-$223M
Cap. Flow
-$786M
Cap. Flow %
-68.58%
Top 10 Hldgs %
45.73%
Holding
189
New
26
Increased
7
Reduced
13
Closed
40

Top Buys

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$5.21M
2
BYD icon
Boyd Gaming
BYD
+$2.47M
3
BYND icon
Beyond Meat
BYND
+$2.39M
4
T icon
AT&T
T
+$1.68M
5
CITEU
Cartica Acquisition Corp Unit
CITEU
+$1.01M

Top Sells

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$4.17M
2
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$2.5M
3
NEE icon
NextEra Energy
NEE
+$2.01M
4
FSR
Fisker Inc.
FSR
+$2M
5
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.57M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.81%
2 Communication Services 0.69%
3 Utilities 0.5%
4 Industrials 0.42%
5 Healthcare 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRU.WS
101
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$6K ﹤0.01%
18,773
– –
UPH.WS
102
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$4K ﹤0.01%
+25,000
New +$7.7K
COCHW icon
103
Envoy Medical Warrant
COCHW
$574K
$2K ﹤0.01%
10,300
– –
MTN icon
104
CALL
Vail Resorts
MTN
$5.3B
$1K ﹤0.01%
50
-50
-50% -$13.6K
ARRY icon
105
Array Technologies
ARRY
$855M
– –
-67,000
Closed -$1.05M
OPTU
106
Optimum Communications Inc
OPTU
$301M
– –
-51,473
Closed -$832K
BABA icon
107
CALL
Alibaba
BABA
$308B
– –
-289
Closed -$2K
BBAI icon
108
PUT
BigBear.ai
BBAI
$1.57B
– –
-401
Closed -$80K
BSX icon
109
CALL
Boston Scientific
BSX
$71.5B
– –
-740
Closed -$88K
CHTR icon
110
Charter Communications
CHTR
$18.2B
– –
-1,000
Closed -$651K
COIN icon
111
PUT
Coinbase
COIN
$40.5B
– –
-143
Closed -$8K
ENPH icon
112
Enphase Energy
ENPH
$5.53B
– –
-3,800
Closed -$695K
HYG icon
113
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-3,600
Closed -$14K
JBLU icon
114
CALL
JetBlue
JBLU
$2.29B
– –
-2,500
Closed -$1K
KKR icon
115
KKR & Co
KKR
$92.3B
– –
-56,000
Closed -$4.17M
LUV icon
116
Southwest Airlines
LUV
$23B
– –
-20,000
Closed -$856K
NEE icon
117
NextEra Energy
NEE
$177B
– –
-21,500
Closed -$2.01M
ON icon
118
CALL
ON Semiconductor
ON
$31.6B
– –
-900
Closed -$1.44M
RUN icon
119
Sunrun
RUN
$2.46B
– –
-19,000
Closed -$651K
RUN icon
120
PUT
Sunrun
RUN
$2.46B
– –
-981
Closed -$348K
SNTI icon
121
Senti Biosciences Holdings
SNTI
$11M
– –
-1,104
Closed -$108K
SPOT icon
122
PUT
Spotify
SPOT
$100B
– –
-859
Closed -$4K
CVII
123
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-42,926
Closed -$421K
USCTU
124
DELISTED
Roth CH Acquisition Co. Unit
USCTU
– –
-10,000
Closed -$101K
FSR
125
DELISTED
Fisker Inc.
FSR
– –
-126,900
Closed -$2M
2 3 4
5
6

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III Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, III Capital Management held 189 positions worth $1.15B, down 16% from $1.37B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $786M in Q1 2022, closing 40 positions and reducing 13 holdings. Its most notable exit was KKR & Co, an estimated $4.17M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.81% of assets, up from 0.61% a quarter earlier, followed by Communication Services and Utilities.

Against the trend, III Capital Management opened a new position in American Electric Power worth $5.69M.

  • III Capital Management's largest Q1 2022 buy was American Electric Power: 57,000 shares worth $5.69M.
  • III Capital Management added most to Beyond Meat in Q1 2022, an estimated $2.39M increase.
  • III Capital Management's biggest Q1 2022 reduction was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock, cutting an estimated $2.5M.
  • III Capital Management fully exited KKR & Co in Q1 2022, selling an estimated $4.17M.
  • III Capital Management's ten largest holdings make up 46% of its $1.15B portfolio in Q1 2022.
  • III Capital Management opened 26 new positions and closed 40 in Q1 2022.
  • III Capital Management's portfolio value fell 16% quarter-over-quarter to $1.15B.

Based on III Capital Management's 13F filing for Q1 2022, filed 16 May 2022.