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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$196M
Cap. Flow
-$969M
Cap. Flow %
-70.78%
Top 10 Hldgs %
53.7%
Holding
219
New
45
Increased
15
Reduced
49
Closed
60

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5.58M
2
FSR
Fisker Inc.
FSR
+$2.2M
3
BLEUU
bleuacacia ltd Unit
BLEUU
+$2.01M
4
NEE icon
NextEra Energy
NEE
+$1.86M
5
GMFIU
Aetherium Acquisition Corp Unit
GMFIU
+$1.5M

Top Sells

Rank Stock Value
1
ON icon
ON Semiconductor
ON
+$5.72M
2
NIO icon
NIO
NIO
+$5.67M
3
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$4.22M
5
XYZ
Block Inc
XYZ
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.61%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSXY
101
Victoria's Secret
VSXY
$7.47B
$82K 0.01%
1,486
-2,863
-66% -$149K
BBAI icon
102
PUT
BigBear.ai
BBAI
$1.44B
$80K 0.01%
+401
New +$2.92K
EBACU
103
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$74K 0.01%
7,496
-22,504
-75% -$223K
VAQC
104
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$61K ﹤0.01%
6,247
-18,753
-75% -$184K
ILMN icon
105
CALL
Illumina
ILMN
$28.8B
$59K ﹤0.01%
242
+60
+33% +$22.7K
EXPE icon
106
CALL
Expedia Group
EXPE
$37.2B
$58K ﹤0.01%
+150
New +$25.5K
UNIT
107
PUT
Uniti Group
UNIT
$2.44B
$55K ﹤0.01%
1,000
– –
KVSC
108
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$24K ﹤0.01%
2,499
-7,501
-75% -$73.9K
EFTRW
109
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$23K ﹤0.01%
25,900
+9,396
+57% +$11.8K
MSPRZ
110
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$20K ﹤0.01%
32,338
-27,662
-46% -$20.5K
HYG icon
111
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$14K ﹤0.01%
3,600
-9,500
-73% -$824K
CRU.WS
112
DELISTED
Crucible Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CRU.WS
$13K ﹤0.01%
+18,773
New +$15.2K
MTN icon
113
CALL
Vail Resorts
MTN
$5.27B
$12K ﹤0.01%
+100
New +$34.1K
COCHW icon
114
Envoy Medical Warrant
COCHW
$8K ﹤0.01%
+10,300
New +$7.55K
COIN icon
115
PUT
Coinbase
COIN
$38.9B
$8K ﹤0.01%
143
-57
-29% -$16.6K
SPOT icon
116
PUT
Spotify
SPOT
$98.5B
$4K ﹤0.01%
859
-156
-15% -$39K
BABA icon
117
CALL
Alibaba
BABA
$303B
$2K ﹤0.01%
289
-161
-36% -$23.4K
JBLU icon
118
CALL
JetBlue
JBLU
$2.36B
$1K ﹤0.01%
2,500
– –
AEO icon
119
American Eagle Outfitters
AEO
$2.99B
– –
-14,000
Closed -$361K
AMPY icon
120
Amplify Energy
AMPY
$170M
– –
-129
Closed –
ARQQW icon
121
Arqit Quantum Warrants
ARQQW
$160K
– –
-31,020
Closed -$63K
BABA icon
122
Alibaba
BABA
$303B
– –
-1,177
Closed -$171K
BDX icon
123
Becton Dickinson
BDX
$49B
– –
-12,813
Closed -$3.07M
DELL icon
124
Dell
DELL
$287B
– –
-55,244
Closed -$2.91M
DKNG icon
125
DraftKings
DKNG
$10.7B
– –
-129
Closed -$6K
3 4
5
6 7

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TCMNY
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III Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, III Capital Management held 219 positions worth $1.37B, down 13% from $1.56B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

III Capital Management withdrew a net $969M in Q4 2021, closing 60 positions and reducing 49 holdings. Its most notable exit was ON Semiconductor, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.61% of assets, down from 0.8% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Fisker Inc. worth $2M.

  • III Capital Management's largest Q4 2021 buy was Fisker Inc.: 126,900 shares worth $2M.
  • III Capital Management added most to RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2021, an estimated $5.58M increase.
  • III Capital Management's biggest Q4 2021 reduction was Algonquin Power & Utilities Corp Units, cutting an estimated $4.74M.
  • III Capital Management fully exited ON Semiconductor in Q4 2021, selling an estimated $5.72M.
  • III Capital Management's ten largest holdings make up 54% of its $1.37B portfolio in Q4 2021.
  • III Capital Management opened 45 new positions and closed 60 in Q4 2021.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $1.37B.

Based on III Capital Management's 13F filing for Q4 2021, filed 15 Feb 2022.