ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
-0.16%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.56B
AUM Growth
+$1.56B
Cap. Flow
+$23.6M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.67%
Holding
199
New
35
Increased
10
Reduced
8
Closed
19

Top Buys

1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$9.93M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
ACRO.U
$4.99M
3
ON icon
ON Semiconductor
ON
$4.62M
4
XYZ
Block, Inc.
XYZ
$3.77M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M

Top Sells

1
PCGU
PG&E Corporation
PCGU
$7.9M
2
NOVA
Sunnova Energy
NOVA
$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$3.32M
5
ILMN icon
Illumina
ILMN
$3.04M

Sector Composition

1 Consumer Discretionary 0.84%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLAA.U
101
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$48K ﹤0.01%
5,000
– –
DGNU
102
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$47K ﹤0.01%
4,796
– –
HYACU
103
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$39K ﹤0.01%
4,000
– –
VLD.WS
104
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$32K ﹤0.01%
+21,920
New +$32K
EFTRW
105
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$26K ﹤0.01%
+16,504
New +$26K
SBII.U
106
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$9K ﹤0.01%
1,000
– –
DKNG icon
107
DraftKings
DKNG
$23.8B
$6K ﹤0.01%
129
– –
UPH.WS
108
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$3K ﹤0.01%
7,500
– –
SJIV
109
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
– –
-60,000
Closed -$3.32M
MDH.U
110
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
– –
-25,000
Closed -$250K
GIWWU
111
DELISTED
GigInternational1, Inc. Units
GIWWU
– –
-240,000
Closed -$2.41M
AAL icon
112
American Airlines Group
AAL
$8.84B
– –
0
– –
AMPY icon
113
Amplify Energy
AMPY
$169M
$0 ﹤0.01%
129
– –
BSX icon
114
Boston Scientific
BSX
$158B
– –
0
– –
BYND icon
115
Beyond Meat
BYND
$182M
– –
0
– –
COIN icon
116
Coinbase
COIN
$78B
– –
0
– –
GEO icon
117
The GEO Group
GEO
$2.97B
– –
0
– –
HYG icon
118
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
0
– –
IONS icon
119
Ionis Pharmaceuticals
IONS
$9.16B
– –
-6,000
Closed -$239K
JBLU icon
120
JetBlue
JBLU
$2B
– –
0
– –
NXDR
121
Nextdoor Holdings
NXDR
$778M
– –
-4,100
Closed -$40K
KMX icon
122
CarMax
KMX
$8.96B
– –
-6,000
Closed -$774K
MCHP icon
123
Microchip Technology
MCHP
$34.3B
– –
0
– –
NOVA
124
DELISTED
Sunnova Energy
NOVA
– –
-134,500
Closed -$5.07M
PDD icon
125
Pinduoduo
PDD
$173B
– –
0
– –
2 3 4
5
6