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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.56B
AUM Growth
+$303M
Cap. Flow
-$924M
Cap. Flow %
-59.06%
Top 10 Hldgs %
45.58%
Holding
197
New
49
Increased
11
Reduced
11
Closed
20

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$10.4M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$4.98M
3
ON icon
ON Semiconductor
ON
+$4.32M
4
XYZ
Block Inc
XYZ
+$4.03M
5
KKR icon
KKR & Co
KKR
+$3.58M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$7.9M
2
NOVA
Sunnova Energy
NOVA
+$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.19M
4
ILMN icon
Illumina
ILMN
+$3.55M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3.32M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.8%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KVSC
101
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$98K 0.01%
10,000
– –
AMPI.U
102
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$98K 0.01%
10,000
– –
BYND icon
103
PUT
Beyond Meat
BYND
$272M
$90K 0.01%
1,800
– –
SDC
104
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$79K 0.01%
+15,000
New +$93.1K
MCHP icon
105
CALL
Microchip Technology
MCHP
$40.4B
$74K ﹤0.01%
920
– –
SABR icon
106
PUT
Sabre
SABR
$886M
$69K ﹤0.01%
+3,600
New +$40.8K
ARQQW icon
107
Arqit Quantum Warrants
ARQQW
$137K
$63K ﹤0.01%
+31,020
New +$60.4K
MSPRZ
108
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$53K ﹤0.01%
+60,000
New +$55.3K
NSTD.U
109
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$49K ﹤0.01%
5,000
– –
NSTC.U
110
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$49K ﹤0.01%
5,000
– –
TCVA
111
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$49K ﹤0.01%
5,000
– –
CRZNU
112
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$49K ﹤0.01%
5,000
– –
QDROU
113
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$49K ﹤0.01%
5,000
– –
SPOT icon
114
PUT
Spotify
SPOT
$97.7B
$48K ﹤0.01%
+1,015
New +$239K
CLAA.U
115
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$48K ﹤0.01%
5,000
– –
DGNU
116
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$47K ﹤0.01%
4,796
– –
IONS icon
117
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$44K ﹤0.01%
802
– –
XYZ
118
CALL
Block Inc
XYZ
$47.5B
$41K ﹤0.01%
+85
New +$21.8K
HYACU
119
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$39K ﹤0.01%
4,000
– –
VLD.WS
120
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$32K ﹤0.01%
+21,920
New +$33.8K
COIN icon
121
PUT
Coinbase
COIN
$38.4B
$29K ﹤0.01%
+200
New +$49.2K
BABA icon
122
CALL
Alibaba
BABA
$304B
$26K ﹤0.01%
450
-200
-31% -$36.4K
EFTRW
123
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$26K ﹤0.01%
+16,504
New +$20K
JBLU icon
124
CALL
JetBlue
JBLU
$2.34B
$17K ﹤0.01%
+2,500
New +$38.4K
DKNG icon
125
PUT
DraftKings
DKNG
$11B
$12K ﹤0.01%
+1,050
New +$55.7K
3 4
5
6 7

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III Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, III Capital Management held 197 positions worth $1.56B, up 24% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $924M in Q3 2021, closing 20 positions and reducing 11 holdings. Its most notable exit was PG&E Corporation, an estimated $7.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.8% of assets, down from 1.1% a quarter earlier, followed by Technology and Communication Services.

Against the trend, III Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $9.93M.

  • III Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 90,000 shares worth $9.93M.
  • III Capital Management added most to Alphabet (Google) Class C in Q3 2021, an estimated $1.65M increase.
  • III Capital Management's biggest Q3 2021 reduction was Illumina, cutting an estimated $3.55M.
  • III Capital Management fully exited PG&E Corporation in Q3 2021, selling an estimated $7.9M.
  • III Capital Management's ten largest holdings make up 46% of its $1.56B portfolio in Q3 2021.
  • III Capital Management opened 49 new positions and closed 20 in Q3 2021.
  • III Capital Management's portfolio value rose 24% quarter-over-quarter to $1.56B.

Based on III Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.