ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.47%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.26B
AUM Growth
+$1.26B
Cap. Flow
+$18.9M
Cap. Flow %
1.5%
Top 10 Hldgs %
46.3%
Holding
163
New
24
Increased
9
Reduced
9
Closed
18

Top Buys

1
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$19.8M
2
NOVA
Sunnova Energy
NOVA
$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
$2.5M

Top Sells

1
PCGU
PG&E Corporation
PCGU
$12.4M
2
AESC
The AES Corporation
AESC
$5.15M
3
MCHP icon
Microchip Technology
MCHP
$3.47M
4
KKR icon
KKR & Co
KKR
$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
$2.47M

Sector Composition

1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMAX icon
101
IMAX
IMAX
$1.58B
– –
-58,300
Closed -$1.17M
ITRI icon
102
Itron
ITRI
$5.53B
– –
-13,200
Closed -$1.17M
KKR icon
103
KKR & Co
KKR
$124B
– –
-52,500
Closed -$2.56M
MCHP icon
104
Microchip Technology
MCHP
$34.3B
– –
-22,380
Closed -$3.47M
PDD icon
105
Pinduoduo
PDD
$173B
– –
0
– –
RPD icon
106
Rapid7
RPD
$1.31B
– –
-25,500
Closed -$1.9M
SPOT icon
107
Spotify
SPOT
$142B
– –
0
– –
SYM icon
108
Symbotic
SYM
$5.07B
– –
-1,000
Closed -$10K
UBER icon
109
Uber
UBER
$194B
– –
0
– –
WSC icon
110
WillScot Mobile Mini Holdings
WSC
$4.33B
– –
-40,000
Closed -$1.11M
JOYY
111
JOYY Inc. American Depositary Shares
JOYY
$3.02B
– –
0
– –
PRFT
112
DELISTED
Perficient Inc
PRFT
– –
-3,400
Closed -$199K
EVBG
113
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-13,500
Closed -$1.64M
AESC
114
DELISTED
The AES Corporation
AESC
– –
-50,000
Closed -$5.15M
WWE
115
DELISTED
World Wrestling Entertainment
WWE
– –
-647
Closed -$35K
OSH
116
DELISTED
Oak Street Health, Inc.
OSH
– –
-35,400
Closed -$1.92M
DCRCU
117
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-100,000
Closed -$996K
GIGGU
118
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-250,000
Closed -$2.47M
SOFIW
119
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-42,635
Closed -$234K
1 2 3 4
5