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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$426M
Cap. Flow
-$555M
Cap. Flow %
-43.99%
Top 10 Hldgs %
46.2%
Holding
162
New
25
Increased
9
Reduced
10
Closed
20

Top Buys

Rank Stock Value
1
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$19.9M
2
NOVA
Sunnova Energy
NOVA
+$4.47M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.29M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
+$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$2.5M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$12.9M
2
AESC
The AES Corporation
AESC
+$5.14M
3
MCHP icon
Microchip Technology
MCHP
+$3.41M
4
KKR icon
KKR & Co
KKR
+$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
+$2.47M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
101
DraftKings
DKNG
$11.6B
$6K ﹤0.01%
+129
New +$6.81K
UPH.WS
102
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$6K ﹤0.01%
+7,500
New +$7.65K
PDD icon
103
PUT
Pinduoduo
PDD
$129B
$1K ﹤0.01%
238
– –
AMPY icon
104
Amplify Energy
AMPY
$164M
$0 ﹤0.01%
129
– –
BKNG icon
105
Booking.com
BKNG
$150B
– –
-5,000
Closed -$465K
CZR icon
106
Caesars Entertainment
CZR
$6.08B
– –
-5,000
Closed -$437K
DHR icon
107
Danaher
DHR
$137B
– –
-2,369
Closed -$472K
DKNG icon
108
PUT
DraftKings
DKNG
$11.6B
– –
-650
Closed -$54K
IMAX icon
109
IMAX
IMAX
$2.79B
– –
-58,300
Closed -$1.17M
ITRI icon
110
Itron
ITRI
$4.45B
– –
-13,200
Closed -$1.17M
KKR icon
111
KKR & Co
KKR
$95.4B
– –
-52,500
Closed -$2.56M
MCHP icon
112
Microchip Technology
MCHP
$42.6B
– –
-44,760
Closed -$3.41M
RPD icon
113
Rapid7
RPD
$704M
– –
-25,500
Closed -$1.9M
SPOT icon
114
PUT
Spotify
SPOT
$101B
– –
-700
Closed -$77K
SYM icon
115
Symbotic
SYM
$5.89B
– –
-1,000
Closed -$10K
WSC icon
116
WillScot Mobile Mini Holdings
WSC
$4.73B
– –
-40,000
Closed -$1.11M
PRFT
117
DELISTED
Perficient Inc
PRFT
– –
-3,400
Closed -$199K
EVBG
118
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-13,500
Closed -$1.64M
AESC
119
DELISTED
The AES Corporation
AESC
– –
-50,000
Closed -$5.14M
WWE
120
DELISTED
World Wrestling Entertainment
WWE
– –
-647
Closed -$35K
OSH
121
DELISTED
Oak Street Health, Inc.
OSH
– –
-35,400
Closed -$1.92M
DCRCU
122
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-100,000
Closed -$996K
GIGGU
123
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-250,000
Closed -$2.47M
SOFIW
124
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-42,635
Closed -$234K
1 2 3 4
5

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III Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, III Capital Management held 162 positions worth $1.26B, up 51% from $835M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $555M in Q2 2021, closing 20 positions and reducing 10 holdings. Its most notable exit was The AES Corporation, an estimated $5.14M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, III Capital Management opened a new position in Algonquin Power & Utilities Corp Units worth $19.8M.

  • III Capital Management's largest Q2 2021 buy was Algonquin Power & Utilities Corp Units: 400,000 shares worth $19.8M.
  • III Capital Management added most to Dell in Q2 2021, an estimated $1.29M increase.
  • III Capital Management's biggest Q2 2021 reduction was PG&E Corporation, cutting an estimated $12.9M.
  • III Capital Management fully exited The AES Corporation in Q2 2021, selling an estimated $5.14M.
  • III Capital Management's ten largest holdings make up 46% of its $1.26B portfolio in Q2 2021.
  • III Capital Management opened 25 new positions and closed 20 in Q2 2021.
  • III Capital Management's portfolio value rose 51% quarter-over-quarter to $1.26B.

Based on III Capital Management's 13F filing for Q2 2021, filed 5 Aug 2021.