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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$835M
AUM Growth
+$44.4M
Cap. Flow
-$411M
Cap. Flow %
-49.26%
Top 10 Hldgs %
56.08%
Holding
157
New
74
Increased
5
Reduced
18
Closed
31

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$5.66M
2
AESC
The AES Corporation
AESC
+$5.1M
3
MCHP icon
Microchip Technology
MCHP
+$3.34M
4
NIO icon
NIO
NIO
+$3.25M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$13.9M
2
BSX icon
Boston Scientific
BSX
+$9.8M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

Rank Sector Weight
1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.16%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSX icon
101
Boston Scientific
BSX
$71.5B
– –
-259,000
Closed -$9.8M
BYD icon
102
Boyd Gaming
BYD
$6.06B
– –
-35,000
Closed -$1.5M
GLPI icon
103
Gaming and Leisure Properties
GLPI
$12.8B
– –
-41,319
Closed -$1.75M
IQ icon
104
PUT
iQIYI
IQ
$1.28B
– –
-9,500
Closed -$452K
LAMR icon
105
Lamar Advertising Co
LAMR
$16.3B
– –
-8,500
Closed -$707K
LBRDK icon
106
Liberty Broadband Class C
LBRDK
$5.15B
– –
-15,730
Closed -$2.49M
ON icon
107
PUT
ON Semiconductor
ON
$19.3B
– –
-1,607
Closed -$8K
SYNA icon
108
PUT
Synaptics
SYNA
$4.15B
– –
-1,000
Closed -$107K
TSLA icon
109
PUT
Tesla
TSLA
$1.3T
– –
-8,760
Closed -$4K
XIFR
110
XPLR Infrastructure LP
XIFR
$1.08B
– –
-28,200
Closed -$1.89M
QVCGA
111
DELISTED
QVC Group Inc Series A
QVCGA
– –
-1,400
Closed -$767K
CONXU
112
DELISTED
CONX Corp. Unit
CONXU
– –
-75,000
Closed -$783K
MDC
113
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-8,100
Closed -$364K
GFLU
114
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-50,000
Closed -$3.48M
NEE.PRP
115
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-275,000
Closed -$13.9M
FLACU
116
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
– –
-15,000
Closed -$155K
CRHC.U
117
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
– –
-13,556
Closed -$145K
TMPMU
118
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-13,005
Closed -$133K
GOAC.U
119
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
– –
-29,861
Closed -$317K
CHNGU
120
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-50,000
Closed -$3.25M
CAS.U
121
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
– –
-75,000
Closed -$783K
TVACU
122
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
– –
-10,000
Closed -$104K
YSAC.U
123
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-63,840
Closed -$679K
LOKB.U
124
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-10,000
Closed -$108K
SPNV.U
125
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-50,000
Closed -$580K
2 3 4
5
6

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III Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, III Capital Management held 157 positions worth $835M, up 5.6% from $791M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

III Capital Management withdrew a net $411M in Q1 2021, closing 31 positions and reducing 18 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.3% of assets, down from 1.7% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Illumina worth $5.18M.

  • III Capital Management's largest Q1 2021 buy was Illumina: 13,878 shares worth $5.18M.
  • III Capital Management added most to NIO in Q1 2021, an estimated $3.25M increase.
  • III Capital Management's biggest Q1 2021 reduction was WillScot Mobile Mini Holdings, cutting an estimated $2.9M.
  • III Capital Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, selling an estimated $13.9M.
  • III Capital Management's ten largest holdings make up 56% of its $835M portfolio in Q1 2021.
  • III Capital Management opened 74 new positions and closed 31 in Q1 2021.
  • III Capital Management's portfolio value rose 5.6% quarter-over-quarter to $835M.

Based on III Capital Management's 13F filing for Q1 2021, filed 14 May 2021.