ICM

III Capital Management Portfolio holdings

AUM $414M
1-Year Est. Return 14.23%
This Quarter Est. Return
1 Year Est. Return
+14.23%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$833M
AUM Growth
+$43.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
176
New
Increased
Reduced
Closed

Top Buys

1
+$5.18M
2
+$5.14M
3
+$3.47M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M
5
PCGU
PG&E Corporation
PCGU
+$2.87M

Top Sells

1
+$13.9M
2
+$9.31M
3
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.17%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
– –
-15,730
102
– –
0
103
– –
0
104
– –
0
105
– –
-28,200
106
– –
-1,400
107
– –
0
108
– –
-75,000
109
– –
-8,100
110
– –
-50,000
111
– –
-15,000
112
– –
-13,556
113
– –
-13,005
114
– –
0
115
– –
0
116
– –
-29,861
117
– –
-50,000
118
– –
-75,000
119
– –
-10,000
120
– –
-63,840
121
– –
-10,000
122
– –
-50,000
123
– –
-156,111
124
– –
-10,196
125
– –
-30,460
2 3 4
5
6