ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.02%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$833M
AUM Growth
+$833M
Cap. Flow
-$10.3M
Cap. Flow %
-1.24%
Top 10 Hldgs %
56.23%
Holding
176
New
68
Increased
4
Reduced
14
Closed
26

Top Buys

1
ILMN icon
Illumina
ILMN
$5.18M
2
AESC
The AES Corporation
AESC
$5.15M
3
MCHP icon
Microchip Technology
MCHP
$3.47M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$3M
5
PCGU
PG&E Corporation
PCGU
$2.87M

Top Sells

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$13.9M
2
BSX icon
Boston Scientific
BSX
$9.31M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.25M

Sector Composition

1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.17%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PDD icon
101
Pinduoduo
PDD
$171B
– –
0
– –
SPOT icon
102
Spotify
SPOT
$140B
– –
0
– –
SYNA icon
103
Synaptics
SYNA
$2.7B
– –
0
– –
TSLA icon
104
Tesla
TSLA
$1.08T
– –
0
– –
UBER icon
105
Uber
UBER
$196B
– –
0
– –
XIFR
106
XPLR Infrastructure, LP
XIFR
$996M
– –
-28,200
Closed -$1.89M
QVCGA
107
QVC Group, Inc. Series A Common Stock
QVCGA
$69.2M
– –
-70,000
Closed -$767K
JOYY
108
JOYY Inc. American Depositary Shares
JOYY
$2.78B
– –
0
– –
CONXU
109
DELISTED
CONX Corp. Unit
CONXU
– –
-75,000
Closed -$783K
MDC
110
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-7,500
Closed -$364K
GFLU
111
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– –
-50,000
Closed -$3.48M
NEE.PRP
112
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-275,000
Closed -$13.9M
FLACU
113
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
– –
-15,000
Closed -$155K
CRHC.U
114
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
– –
-13,556
Closed -$145K
TMPMU
115
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-13,005
Closed -$133K
GOAC.U
116
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
– –
-29,861
Closed -$317K
CHNGU
117
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-50,000
Closed -$3.25M
CAS.U
118
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
– –
-75,000
Closed -$783K
TVACU
119
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
– –
-10,000
Closed -$104K
YSAC.U
120
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-63,840
Closed -$679K
LOKB.U
121
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-10,000
Closed -$108K
SPNV.U
122
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-50,000
Closed -$580K
NGACU
123
DELISTED
NextGen Acquisition Corporation Units
NGACU
– –
-156,111
Closed -$1.61M
NSH.U
124
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
– –
-10,196
Closed -$105K
ASPL.U
125
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
– –
-30,460
Closed -$318K
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5
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