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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.48%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$2.39B
AUM Growth
+$398M
Cap. Flow
-$825M
Cap. Flow %
-34.53%
Top 10 Hldgs %
42.25%
Holding
188
New
23
Increased
27
Reduced
10
Closed
28

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$24.9M
2
WDC icon
Western Digital
WDC
+$10.4M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.98M
4
NEE icon
NextEra Energy
NEE
+$4.73M
5
TKO icon
TKO Group
TKO
+$2.62M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.1M
2
BE icon
Bloom Energy
BE
+$4M
3
EDR
Endeavor Group Holdings, Inc.
EDR
+$2.84M
4
H icon
Hyatt Hotels
H
+$2.15M
5
GRPN icon
Groupon
GRPN
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.4%
2 Communication Services 0.51%
3 Technology 0.51%
4 Utilities 0.42%
5 Industrials 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EONR.WS
76
EON Resources Warrants
EONR.WS
$1.61M
$6.38K ﹤0.01%
100,000
– –
GMFIW
77
DELISTED
Aetherium Acquisition Corp Warrant
GMFIW
$6K ﹤0.01%
150,000
– –
EFTRW
78
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$4.43K ﹤0.01%
41,795
– –
OPTXW icon
79
Syntec Optics Holdings Warrant
OPTXW
$19.2M
$3.75K ﹤0.01%
+46,848
New +$3.09K
AIMAW
80
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
$3.35K ﹤0.01%
100,000
– –
SOAR.WS
81
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$3.13K ﹤0.01%
25,000
– –
MNTN.WS
82
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$3.12K ﹤0.01%
24,999
– –
PFTAW
83
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$3.06K ﹤0.01%
22,999
– –
CITEW
84
DELISTED
Cartica Acquisition Corp Warrant
CITEW
$2.35K ﹤0.01%
49,999
– –
DECAW
85
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$2.19K ﹤0.01%
41,184
– –
NUBIW
86
DELISTED
Nubia Brand International Corp. Warrant
NUBIW
$2K ﹤0.01%
50,000
– –
SBCWW
87
SBC Medical Group Warrants
SBCWW
$2.88M
$1.9K ﹤0.01%
55,787
– –
BLEUW
88
DELISTED
bleuacacia ltd Warrants
BLEUW
$1.89K ﹤0.01%
99,999
– –
FTIIW
89
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$1.88K ﹤0.01%
80,000
– –
LGVCW
90
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$1.08K ﹤0.01%
37,499
– –
CCTSW
91
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$687 ﹤0.01%
24,994
– –
IVCAW
92
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$406 ﹤0.01%
12,500
– –
COCHW icon
93
Envoy Medical Warrant
COCHW
$574K
$242 ﹤0.01%
+10,300
New +$278
OIOWW
94
OIO Group Warrants
OIOWW
$205 ﹤0.01%
66,400
– –
ABNB icon
95
PUT
Airbnb
ABNB
$106B
– –
-65,000
Closed -$8.92M
AEIS icon
96
Advanced Energy
AEIS
$13B
– –
-8,700
Closed -$897K
BBWI icon
97
Bath & Body Works
BBWI
$4.1B
– –
-8,881
Closed -$300K
BMRN icon
98
CALL
BioMarin Pharmaceuticals
BMRN
$12.3B
– –
-23,600
Closed -$2.09M
CHTR icon
99
Charter Communications
CHTR
$18.2B
– –
-2,400
Closed -$1.06M
ETSY icon
100
Etsy
ETSY
$7.85B
– –
-3,430
Closed -$222K
1 2 3
4
5

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III Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, III Capital Management held 188 positions worth $2.39B, up 20% from $1.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

III Capital Management withdrew a net $825M in Q4 2023, closing 28 positions and reducing 10 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $26.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.4% of assets, down from 1.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, III Capital Management opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q4 2023 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 76,635 shares worth $8.48M.
  • III Capital Management added most to Invesco Senior Loan ETF in Q4 2023, an estimated $24.9M increase.
  • III Capital Management's biggest Q4 2023 reduction was Bloom Energy, cutting an estimated $4M.
  • III Capital Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2023, selling an estimated $26.1M.
  • III Capital Management's ten largest holdings make up 42% of its $2.39B portfolio in Q4 2023.
  • III Capital Management opened 23 new positions and closed 28 in Q4 2023.
  • III Capital Management's portfolio value rose 20% quarter-over-quarter to $2.39B.

Based on III Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.