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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.99B
AUM Growth
+$313M
Cap. Flow
-$975M
Cap. Flow %
-48.93%
Top 10 Hldgs %
36.88%
Holding
201
New
33
Increased
20
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.9M
2
RIVN icon
Rivian
RIVN
+$12.8M
3
NEE icon
NextEra Energy
NEE
+$5.68M
4
PHIN icon
Phinia Inc
PHIN
+$3.16M
5
BWA icon
BorgWarner
BWA
+$2.55M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.1M
2
CZR icon
Caesars Entertainment
CZR
+$3.12M
3
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$3.05M
4
SHYF
The Shyft Group
SHYF
+$2.81M
5
WWE
World Wrestling Entertainment
WWE
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.64%
2 Communication Services 0.67%
3 Industrials 0.51%
4 Utilities 0.24%
5 Real Estate 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLEUR
76
DELISTED
bleuacacia ltd Rights
BLEUR
$10K ﹤0.01%
200,000
– –
FTIIW
77
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$6.01K ﹤0.01%
80,000
– –
AIMAW
78
DELISTED
Aimfinity Investment Corp I Warrant
AIMAW
$5.54K ﹤0.01%
100,000
– –
MNTN.WS
79
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$5.37K ﹤0.01%
24,999
– –
EFTRW
80
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$4.51K ﹤0.01%
41,795
– –
ACRO.WS
81
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$4.5K ﹤0.01%
89,824
– –
NUBIW
82
DELISTED
Nubia Brand International Corp. Warrant
NUBIW
$4.07K ﹤0.01%
50,000
– –
BLEUW
83
DELISTED
bleuacacia ltd Warrants
BLEUW
$3.75K ﹤0.01%
99,999
– –
PNST.WS
84
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$3.7K ﹤0.01%
22,499
– –
GMFIW
85
DELISTED
Aetherium Acquisition Corp Warrant
GMFIW
$3.39K ﹤0.01%
150,000
– –
SHUAW
86
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
$3.38K ﹤0.01%
50,000
– –
CITEW
87
DELISTED
Cartica Acquisition Corp Warrant
CITEW
$3.1K ﹤0.01%
49,999
– –
BZAIW
88
Blaize Holdings Warrants
BZAIW
$7.41M
$2.99K ﹤0.01%
150,000
– –
DECAW
89
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$2.88K ﹤0.01%
41,184
– –
SOAR.WS
90
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$2.75K ﹤0.01%
25,000
– –
SBCWW
91
SBC Medical Group Warrants
SBCWW
$2.88M
$2.65K ﹤0.01%
55,787
– –
NFNT.WS
92
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$1.87K ﹤0.01%
49,999
– –
PFTAW
93
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$1.85K ﹤0.01%
22,999
– –
OHAAW
94
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$1.51K ﹤0.01%
49,999
– –
OIOWW
95
OIO Group Warrants
OIOWW
$1.14K ﹤0.01%
+66,400
New +$1.95K
LGVCW
96
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$1.08K ﹤0.01%
37,499
– –
CCTSW
97
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$1.06K ﹤0.01%
24,994
– –
IVCAW
98
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$843 ﹤0.01%
12,500
– –
UPH.WS
99
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$248 ﹤0.01%
25,000
– –
LFACW
100
DELISTED
LF Capital Acquisition Corp. II Warrants
LFACW
$75 ﹤0.01%
25,000
– –
2 3
4
5 6

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III Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, III Capital Management held 201 positions worth $1.99B, up 19% from $1.68B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

III Capital Management withdrew a net $975M in Q3 2023, closing 32 positions and reducing 10 holdings. Its most notable exit was Caesars Entertainment, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in iShares 7-10 Year Treasury Bond ETF worth $26.1M.

  • III Capital Management's largest Q3 2023 buy was iShares 7-10 Year Treasury Bond ETF: 285,000 shares worth $26.1M.
  • III Capital Management added most to Rivian in Q3 2023, an estimated $12.8M increase.
  • III Capital Management's biggest Q3 2023 reduction was Invesco Senior Loan ETF, cutting an estimated $10.1M.
  • III Capital Management fully exited Caesars Entertainment in Q3 2023, selling an estimated $3.12M.
  • III Capital Management's ten largest holdings make up 37% of its $1.99B portfolio in Q3 2023.
  • III Capital Management opened 33 new positions and closed 32 in Q3 2023.
  • III Capital Management's portfolio value rose 19% quarter-over-quarter to $1.99B.

Based on III Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.