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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$820M
AUM Growth
-$223M
Cap. Flow
-$473M
Cap. Flow %
-57.67%
Top 10 Hldgs %
47.2%
Holding
153
New
12
Increased
27
Reduced
8
Closed
25

Top Buys

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$41M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4.33M
3
BKNG icon
Booking.com
BKNG
+$2.66M
4
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$2.46M
5
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$1.64M

Top Sells

Rank Stock Value
1
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.26M
2
CAR icon
Avis
CAR
+$1.04M
3
WQGA.U
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
+$1M
4
WRAC.U
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
+$991K
5
GOGN.U
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
+$916K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 2.05%
2 Industrials 0.79%
3 Communication Services 0.42%
4 Real Estate 0.14%
5 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INVH icon
76
PUT
Invitation Homes
INVH
$18B
$51K 0.01%
50,000
+49,500
+9,900% +$1.57M
SDC
77
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$16K ﹤0.01%
47,500
-2,500
-5% -$1.65K
SABR icon
78
PUT
Sabre
SABR
$886M
$14K ﹤0.01%
+200,000
New +$1.12M
EONR.WS
79
EON Resources Warrants
EONR.WS
$1.52M
$9K ﹤0.01%
100,000
– –
EFTRW
80
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$4K ﹤0.01%
41,795
– –
BBAI.WS icon
81
BigBear.ai Holdings Warrant
BBAI.WS
$40.9M
$3K ﹤0.01%
98,996
– –
WRAC.WS
82
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$2K ﹤0.01%
+48,767
New +$1.98K
AAL icon
83
American Airlines Group
AAL
$10.6B
– –
-3,044
Closed -$36K
AAL icon
84
PUT
American Airlines Group
AAL
$10.6B
– –
-2,500
Closed -$73K
ALNY icon
85
Alnylam Pharmaceuticals
ALNY
$28.9B
– –
-11,300
Closed -$2.26M
CAR icon
86
Avis
CAR
$4.89B
– –
-7,000
Closed -$1.04M
COCHW icon
87
Envoy Medical Warrant
COCHW
$0 ﹤0.01%
10,300
– –
DKNG icon
88
DraftKings
DKNG
$11B
– –
-30,000
Closed -$454K
IEF icon
89
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
– –
-1,000
Closed -$143K
LQD icon
90
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
– –
-11,500
Closed -$569K
LUV icon
91
CALL
Southwest Airlines
LUV
$23B
– –
-1,050
Closed -$55K
LUV icon
92
Southwest Airlines
LUV
$23B
– –
-14,000
Closed -$431K
RWT
93
Redwood Trust
RWT
$573M
– –
-30,000
Closed -$172K
RWT
94
PUT
Redwood Trust
RWT
$573M
– –
-2,500
Closed -$106K
WDAY icon
95
Workday
WDAY
$42B
– –
-3
Closed –
GAMCU
96
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
– –
-18,740
Closed -$183K
EGGF.U
97
DELISTED
EG Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
EGGF.U
– –
-27,597
Closed -$270K
UPH.WS
98
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$0 ﹤0.01%
25,000
-7,500
-23% -$335
ICNC.U
99
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
– –
-55,481
Closed -$563K
GOGN.U
100
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
– –
-90,000
Closed -$916K
1 2 3
4
5

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III Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, III Capital Management held 153 positions worth $820M, down 21% from $1.04B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

III Capital Management withdrew a net $473M in Q4 2022, closing 25 positions and reducing 8 holdings. Its most notable exit was Alnylam Pharmaceuticals, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 2% of assets, up from 0.81% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in State Street Blackstone Senior Loan ETF worth $40.7M.

  • III Capital Management's largest Q4 2022 buy was State Street Blackstone Senior Loan ETF: 996,000 shares worth $40.7M.
  • III Capital Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q4 2022, an estimated $4.33M increase.
  • III Capital Management's biggest Q4 2022 reduction was Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant, cutting an estimated $991K.
  • III Capital Management fully exited Alnylam Pharmaceuticals in Q4 2022, selling an estimated $2.26M.
  • III Capital Management's ten largest holdings make up 47% of its $820M portfolio in Q4 2022.
  • III Capital Management opened 12 new positions and closed 25 in Q4 2022.
  • III Capital Management's portfolio value fell 21% quarter-over-quarter to $820M.

Based on III Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.