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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$38M
Cap. Flow
-$659M
Cap. Flow %
-63.18%
Top 10 Hldgs %
44.32%
Holding
171
New
18
Increased
12
Reduced
7
Closed
26

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$8.97M
2
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.16M
3
BKNG icon
Booking.com
BKNG
+$1.22M
4
VAC icon
Marriott Vacations Worldwide
VAC
+$1.15M
5
CAR icon
Avis
CAR
+$822K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$3.69M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$2.86M
3
PAAS icon
Pan American Silver
PAAS
+$1.68M
4
LIONU
Lionheart III Corp Unit
LIONU
+$1M
5
PCCTU
Perception Capital Corp. II Units
PCCTU
+$996K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.81%
2 Industrials 0.59%
3 Communication Services 0.29%
4 Healthcare 0.22%
5 Consumer Staples 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
76
Bath & Body Works
BBWI
$4.12B
$168K 0.02%
5,168
– –
INVH icon
77
Invitation Homes
INVH
$18.1B
$168K 0.02%
+5,000
New +$185K
ARCC icon
78
CALL
Ares Capital
ARCC
$14.4B
$156K 0.02%
2,500
+1,000
+67% +$19.3K
DISH
79
PUT
DELISTED
DISH Network Corp.
DISH
$153K 0.01%
+1,500
New +$26.5K
IEF icon
80
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$143K 0.01%
+1,000
New +$101K
WDC icon
81
Western Digital
WDC
$149B
$133K 0.01%
5,424
– –
RWT
82
PUT
Redwood Trust
RWT
$597M
$106K 0.01%
2,500
+1,000
+67% +$7.73K
BMRN icon
83
CALL
BioMarin Pharmaceuticals
BMRN
$12.2B
$101K 0.01%
400
– –
AAL icon
84
PUT
American Airlines Group
AAL
$10.6B
$73K 0.01%
2,500
– –
SDC
85
PUT
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$67K 0.01%
+500
New +$607
INVH icon
86
PUT
Invitation Homes
INVH
$18.1B
$58K 0.01%
500
– –
LUV icon
87
CALL
Southwest Airlines
LUV
$23B
$55K 0.01%
+1,050
New +$39.3K
SDC
88
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$45K ﹤0.01%
+50,000
New +$60.7K
VSXY
89
Victoria's Secret
VSXY
$7.76B
$43K ﹤0.01%
1,486
– –
AAL icon
90
American Airlines Group
AAL
$10.6B
$36K ﹤0.01%
3,044
+37
+1% +$516
BBAI.WS icon
91
BigBear.ai Holdings Warrant
BBAI.WS
$43.4M
$14K ﹤0.01%
98,996
– –
EONR.WS
92
EON Resources Warrants
EONR.WS
$1.61M
$11K ﹤0.01%
100,000
– –
EFTRW
93
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$7K ﹤0.01%
41,795
– –
UPH.WS
94
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$2K ﹤0.01%
32,500
+7,500
+30% +$608
AEP icon
95
American Electric Power
AEP
$68.5B
– –
-38,500
Closed -$3.69M
ARCC icon
96
Ares Capital
ARCC
$14.4B
– –
-25,500
Closed -$493K
COCHW icon
97
Envoy Medical Warrant
COCHW
$574K
$0 ﹤0.01%
10,300
– –
DXCM icon
98
CALL
DexCom
DXCM
$31.8B
– –
-300
Closed -$11K
EXPE icon
99
CALL
Expedia Group
EXPE
$37B
– –
-250
Closed -$2K
HOV icon
100
Hovnanian Enterprises
HOV
$816M
– –
-7,000
Closed -$299K
1 2 3
4
5

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III Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, III Capital Management held 171 positions worth $1.04B, down 3.5% from $1.08B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

III Capital Management withdrew a net $659M in Q3 2022, closing 26 positions and reducing 7 holdings. Its most notable exit was American Electric Power, an estimated $3.69M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.81% of assets, up from 0.64% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in Vanguard Intermediate-Term Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q3 2022 buy was Vanguard Intermediate-Term Corporate Bond ETF: 112,000 shares worth $8.48M.
  • III Capital Management added most to Avis in Q3 2022, an estimated $822K increase.
  • III Capital Management's biggest Q3 2022 reduction was Alphabet (Google) Class C, cutting an estimated $782K.
  • III Capital Management fully exited American Electric Power in Q3 2022, selling an estimated $3.69M.
  • III Capital Management's ten largest holdings make up 44% of its $1.04B portfolio in Q3 2022.
  • III Capital Management opened 18 new positions and closed 26 in Q3 2022.
  • III Capital Management's portfolio value fell 3.5% quarter-over-quarter to $1.04B.

Based on III Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.