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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$65.5M
Cap. Flow
-$746M
Cap. Flow %
-69.06%
Top 10 Hldgs %
34.53%
Holding
189
New
20
Increased
15
Reduced
2
Closed
19

Top Buys

Rank Stock Value
1
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$3.06M
2
SHYF
The Shyft Group
SHYF
+$1.08M
3
MHO icon
M/I Homes
MHO
+$1.04M
4
EONR
EON Resources
EONR
+$999K
5
AIMAU
Aimfinity Investment Corp I Unit
AIMAU
+$994K

Top Sells

Rank Stock Value
1
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$3.54M
2
ILMN icon
Illumina
ILMN
+$2.38M
3
AEP icon
American Electric Power
AEP
+$1.83M
4
T icon
AT&T
T
+$1.62M
5
HNRA.U
HNR Acquisition Corp Units, each consisting of one share of Common Stock, and one redeemable Warrant
HNRA.U
+$1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.64%
2 Communication Services 0.52%
3 Industrials 0.36%
4 Utilities 0.34%
5 Materials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATAQ.U
76
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
$250K 0.02%
25,394
– –
SVNAU
77
DELISTED
7 Acquisition Corp Unit
SVNAU
$249K 0.02%
25,000
– –
TBSAU
78
DELISTED
TB SA Acquisition Corp Unit
TBSAU
$245K 0.02%
24,987
– –
ESM.U
79
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$184K 0.02%
18,740
– –
WDC icon
80
Western Digital
WDC
$189B
$183K 0.02%
+5,424
New +$218K
GAMCU
81
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$183K 0.02%
18,740
– –
BMRN icon
82
CALL
BioMarin Pharmaceuticals
BMRN
$11.6B
$154K 0.01%
+400
New +$31.8K
UNIT
83
PUT
Uniti Group
UNIT
$2.34B
$152K 0.01%
1,000
– –
THACU
84
DELISTED
Thrive Acquisition Corporation Unit
THACU
$152K 0.01%
15,000
– –
BBWI icon
85
Bath & Body Works
BBWI
$4.24B
$139K 0.01%
5,168
+709
+16% +$30.8K
ARCC icon
86
CALL
Ares Capital
ARCC
$14.1B
$131K 0.01%
+1,500
New +$29.6K
KIIIU
87
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$131K 0.01%
13,519
– –
HERAU
88
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$124K 0.01%
12,697
– –
DISAU
89
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$122K 0.01%
12,494
– –
AAL icon
90
PUT
American Airlines Group
AAL
$11B
$120K 0.01%
2,500
– –
NRACU
91
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$107K 0.01%
10,920
– –
BSKYU
92
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$98K 0.01%
10,000
– –
INVH icon
93
PUT
Invitation Homes
INVH
$18.1B
$65K 0.01%
500
– –
RWT
94
PUT
Redwood Trust
RWT
$580M
$52K ﹤0.01%
+1,500
New +$13.8K
VSXY
95
Victoria's Secret
VSXY
$7.08B
$41K ﹤0.01%
1,486
– –
BBAI.WS icon
96
BigBear.ai Holdings Warrant
BBAI.WS
$49.7M
$40K ﹤0.01%
98,996
– –
AAL icon
97
American Airlines Group
AAL
$11B
$38K ﹤0.01%
+3,007
New +$50.1K
IPOF.WS
98
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$20K ﹤0.01%
+41,783
New +$39.6K
DXCM icon
99
CALL
DexCom
DXCM
$32.9B
$11K ﹤0.01%
300
– –
EONR.WS
100
EON Resources Warrants
EONR.WS
$1.46M
$11K ﹤0.01%
+100,000
New +$13.1K
1 2 3
4
5

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III Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, III Capital Management held 189 positions worth $1.08B, down 5.7% from $1.15B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

III Capital Management withdrew a net $746M in Q2 2022, closing 19 positions and reducing 2 holdings. Its most notable exit was Software Acquisition Group Inc. III Unit, an estimated $3.54M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.64% of assets, down from 0.81% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares worth $2.86M.

  • III Capital Management's largest Q2 2022 buy was Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares: 50,000 shares worth $2.86M.
  • III Capital Management added most to The Shyft Group in Q2 2022, an estimated $1.08M increase.
  • III Capital Management's biggest Q2 2022 reduction was American Electric Power, cutting an estimated $1.83M.
  • III Capital Management fully exited Software Acquisition Group Inc. III Unit in Q2 2022, selling an estimated $3.54M.
  • III Capital Management's ten largest holdings make up 35% of its $1.08B portfolio in Q2 2022.
  • III Capital Management opened 20 new positions and closed 19 in Q2 2022.
  • III Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.08B.

Based on III Capital Management's 13F filing for Q2 2022, filed 15 Aug 2022.