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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$196M
Cap. Flow
-$969M
Cap. Flow %
-70.78%
Top 10 Hldgs %
53.7%
Holding
219
New
45
Increased
15
Reduced
49
Closed
60

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5.58M
2
FSR
Fisker Inc.
FSR
+$2.2M
3
BLEUU
bleuacacia ltd Unit
BLEUU
+$2.01M
4
NEE icon
NextEra Energy
NEE
+$1.86M
5
GMFIU
Aetherium Acquisition Corp Unit
GMFIU
+$1.5M

Top Sells

Rank Stock Value
1
ON icon
ON Semiconductor
ON
+$5.72M
2
NIO icon
NIO
NIO
+$5.67M
3
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$4.22M
5
XYZ
Block Inc
XYZ
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.61%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATAQ.U
76
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
$250K 0.02%
25,394
-74,606
-75% -$744K
DHCAU
77
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$248K 0.02%
25,390
-74,610
-75% -$744K
TBSAU
78
DELISTED
TB SA Acquisition Corp Unit
TBSAU
$247K 0.02%
24,987
-75,013
-75% -$744K
AAL icon
79
PUT
American Airlines Group
AAL
$10.6B
$217K 0.02%
18,700
+3,700
+25% +$71K
ONYXU
80
DELISTED
Onyx Acquisition Co. I Unit
ONYXU
$202K 0.01%
+19,940
New +$202K
ESM.U
81
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$187K 0.01%
18,740
-56,260
-75% -$560K
GAMCU
82
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$183K 0.01%
18,740
-56,260
-75% -$556K
THACU
83
DELISTED
Thrive Acquisition Corporation Unit
THACU
$151K 0.01%
+15,000
New +$152K
UPH
84
PUT
DELISTED
UpHealth, Inc.
UPH
$148K 0.01%
55
-10
-15% -$231
BYND icon
85
Beyond Meat
BYND
$272M
$132K 0.01%
+2,037
New +$173K
KIIIU
86
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$132K 0.01%
13,519
-36,481
-73% -$361K
XYZ
87
CALL
Block Inc
XYZ
$47B
$131K 0.01%
380
+295
+347% +$63.9K
DISAU
88
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$128K 0.01%
12,494
-37,506
-75% -$375K
HERAU
89
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$127K 0.01%
12,697
-37,303
-75% -$373K
SPKBU
90
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$124K 0.01%
12,494
-37,506
-75% -$376K
STRE.U
91
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$123K 0.01%
12,494
-37,506
-75% -$373K
SABR icon
92
PUT
Sabre
SABR
$886M
$113K 0.01%
3,600
– –
SNTI icon
93
Senti Biosciences Holdings
SNTI
$11.2M
$108K 0.01%
1,104
-8,896
-89% -$887K
NRACU
94
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$107K 0.01%
10,920
-39,080
-78% -$387K
USCTU
95
DELISTED
Roth CH Acquisition Co. Unit
USCTU
$101K 0.01%
+10,000
New +$101K
LEGAU
96
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$99K 0.01%
9,995
-30,005
-75% -$298K
BSKYU
97
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$97K 0.01%
10,000
-90,000
-90% -$893K
BSX icon
98
CALL
Boston Scientific
BSX
$71.4B
$88K 0.01%
740
-260
-26% -$10.9K
OHPAU
99
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$87K 0.01%
8,888
-26,112
-75% -$259K
FRONU
100
DELISTED
Frontier Acquisition Corp. Units
FRONU
$86K 0.01%
8,746
-26,254
-75% -$261K
2 3
4
5 6

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III Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, III Capital Management held 219 positions worth $1.37B, down 13% from $1.56B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

III Capital Management withdrew a net $969M in Q4 2021, closing 60 positions and reducing 49 holdings. Its most notable exit was ON Semiconductor, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.61% of assets, down from 0.8% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Fisker Inc. worth $2M.

  • III Capital Management's largest Q4 2021 buy was Fisker Inc.: 126,900 shares worth $2M.
  • III Capital Management added most to RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2021, an estimated $5.58M increase.
  • III Capital Management's biggest Q4 2021 reduction was Algonquin Power & Utilities Corp Units, cutting an estimated $4.74M.
  • III Capital Management fully exited ON Semiconductor in Q4 2021, selling an estimated $5.72M.
  • III Capital Management's ten largest holdings make up 54% of its $1.37B portfolio in Q4 2021.
  • III Capital Management opened 45 new positions and closed 60 in Q4 2021.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $1.37B.

Based on III Capital Management's 13F filing for Q4 2021, filed 15 Feb 2022.