ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
-0.16%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.56B
AUM Growth
+$1.56B
Cap. Flow
+$23.6M
Cap. Flow %
1.51%
Top 10 Hldgs %
45.67%
Holding
199
New
35
Increased
10
Reduced
8
Closed
19

Top Buys

1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$9.93M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of one Warrant
ACRO.U
$4.99M
3
ON icon
ON Semiconductor
ON
$4.62M
4
XYZ
Block, Inc.
XYZ
$3.77M
5
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M

Top Sells

1
PCGU
PG&E Corporation
PCGU
$7.9M
2
NOVA
Sunnova Energy
NOVA
$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$3.32M
5
ILMN icon
Illumina
ILMN
$3.04M

Sector Composition

1 Consumer Discretionary 0.84%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MIT.U
76
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$248K 0.02%
25,000
– –
GLHAU
77
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$248K 0.02%
25,000
– –
TSPQ.U
78
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$246K 0.02%
25,000
– –
VAQC
79
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$243K 0.02%
25,000
– –
VSCO icon
80
Victoria's Secret
VSCO
$1.79B
$240K 0.02%
+4,349
New +$240K
UPH
81
DELISTED
UpHealth, Inc.
UPH
$237K 0.02%
75,000
– –
ZNGA
82
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$221K 0.01%
+29,400
New +$221K
WALDU
83
DELISTED
Waldencast Acquisition Corp. Units
WALDU
$217K 0.01%
21,495
-7,600
-26% -$76.7K
BABA icon
84
Alibaba
BABA
$330B
$174K 0.01%
+1,177
New +$174K
JOBY.WS icon
85
Joby Aviation, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
JOBY.WS
$159K 0.01%
+71,632
New +$159K
DNA.WS
86
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$117K 0.01%
+34,703
New +$117K
WPCA.U
87
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$100K 0.01%
10,000
– –
TRCA.U
88
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$99K 0.01%
10,000
– –
RKTA.U
89
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
$99K 0.01%
10,000
– –
WPCB.U
90
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$99K 0.01%
10,000
– –
KVSC
91
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$98K 0.01%
10,000
– –
AMPI.U
92
DELISTED
Advanced Merger Partners, Inc. Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
AMPI.U
$98K 0.01%
10,000
– –
SDC
93
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$79K 0.01%
+15,000
New +$79K
ARQQW icon
94
Arqit Quantum Warrants
ARQQW
$2.73M
$63K ﹤0.01%
+31,020
New +$63K
MSPRZ
95
MSP Recovery, Inc. Warrant
MSPRZ
$56.1K
$53K ﹤0.01%
+60,000
New +$53K
NSTD.U
96
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$49K ﹤0.01%
5,000
– –
NSTC.U
97
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$49K ﹤0.01%
5,000
– –
TCVA
98
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$49K ﹤0.01%
5,000
– –
CRZNU
99
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$49K ﹤0.01%
5,000
– –
QDROU
100
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$49K ﹤0.01%
5,000
– –
2 3
4
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