ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.47%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.26B
AUM Growth
+$1.26B
Cap. Flow
+$18.9M
Cap. Flow %
1.5%
Top 10 Hldgs %
46.3%
Holding
163
New
24
Increased
9
Reduced
9
Closed
18

Top Buys

1
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$19.8M
2
NOVA
Sunnova Energy
NOVA
$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
$2.5M

Top Sells

1
PCGU
PG&E Corporation
PCGU
$12.4M
2
AESC
The AES Corporation
AESC
$5.15M
3
MCHP icon
Microchip Technology
MCHP
$3.47M
4
KKR icon
KKR & Co
KKR
$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
$2.47M

Sector Composition

1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VPCBU
76
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$100K 0.01%
10,000
– –
WPCB.U
77
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$100K 0.01%
10,000
– –
TRCA.U
78
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$99K 0.01%
10,000
– –
AMPI.U
79
DELISTED
Advanced Merger Partners, Inc. Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
AMPI.U
$99K 0.01%
10,000
– –
KVSC
80
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$98K 0.01%
10,000
– –
NSTD.U
81
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$50K ﹤0.01%
5,000
– –
NSTC.U
82
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$50K ﹤0.01%
5,000
– –
CRZNU
83
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$50K ﹤0.01%
5,000
– –
TCVA
84
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$49K ﹤0.01%
+5,000
New +$49K
CLAA.U
85
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$49K ﹤0.01%
5,000
– –
QDROU
86
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$49K ﹤0.01%
5,000
– –
DGNU
87
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$47K ﹤0.01%
4,796
-204
-4% -$2K
NXDR
88
Nextdoor Holdings
NXDR
$802M
$40K ﹤0.01%
4,100
-900
-18% -$8.78K
HYACU
89
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$40K ﹤0.01%
4,000
– –
SBII.U
90
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$10K ﹤0.01%
1,000
– –
DKNG icon
91
DraftKings
DKNG
$23.9B
$6K ﹤0.01%
+129
New +$6K
UPH.WS
92
DELISTED
UpHealth, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $115.00 per share
UPH.WS
$6K ﹤0.01%
+7,500
New +$6K
AAL icon
93
American Airlines Group
AAL
$8.85B
– –
0
– –
AMPY icon
94
Amplify Energy
AMPY
$161M
$0 ﹤0.01%
129
– –
BABA icon
95
Alibaba
BABA
$326B
– –
0
– –
BKNG icon
96
Booking.com
BKNG
$179B
– –
-200
Closed -$465K
BSX icon
97
Boston Scientific
BSX
$158B
– –
0
– –
BYND icon
98
Beyond Meat
BYND
$179M
– –
0
– –
CZR icon
99
Caesars Entertainment
CZR
$5.2B
– –
-5,000
Closed -$437K
DHR icon
100
Danaher
DHR
$144B
– –
-2,100
Closed -$472K
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