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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$426M
Cap. Flow
-$555M
Cap. Flow %
-43.99%
Top 10 Hldgs %
46.2%
Holding
162
New
25
Increased
9
Reduced
10
Closed
20

Top Buys

Rank Stock Value
1
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$19.9M
2
NOVA
Sunnova Energy
NOVA
+$4.47M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.29M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
+$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$2.5M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$12.9M
2
AESC
The AES Corporation
AESC
+$5.14M
3
MCHP icon
Microchip Technology
MCHP
+$3.41M
4
KKR icon
KKR & Co
KKR
+$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
+$2.47M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
76
CALL
Microchip Technology
MCHP
$40.8B
$147K 0.01%
920
– –
RTP.WS
77
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$136K 0.01%
69,592
– –
WPCA.U
78
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$101K 0.01%
10,000
– –
RKTA.U
79
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
$100K 0.01%
10,000
– –
VPCBU
80
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$100K 0.01%
10,000
– –
WPCB.U
81
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$100K 0.01%
10,000
– –
TRCA.U
82
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$99K 0.01%
10,000
– –
AMPI.U
83
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$99K 0.01%
10,000
– –
KVSC
84
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$98K 0.01%
10,000
– –
BYND icon
85
PUT
Beyond Meat
BYND
$316M
$75K 0.01%
1,800
– –
AAL icon
86
PUT
American Airlines Group
AAL
$10.6B
$67K 0.01%
9,000
– –
NSTD.U
87
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$50K ﹤0.01%
5,000
– –
NSTC.U
88
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$50K ﹤0.01%
5,000
– –
CRZNU
89
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$50K ﹤0.01%
5,000
– –
TCVA
90
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$49K ﹤0.01%
+5,000
New +$50.7K
CLAA.U
91
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$49K ﹤0.01%
5,000
– –
QDROU
92
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$49K ﹤0.01%
5,000
– –
DGNU
93
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$47K ﹤0.01%
4,796
-204
-4% -$2.06K
NXDR
94
Nextdoor Holdings
NXDR
$866M
$40K ﹤0.01%
4,100
-900
-18% -$9.1K
HYACU
95
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$40K ﹤0.01%
4,000
– –
IONS icon
96
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$30K ﹤0.01%
802
– –
UBER icon
97
CALL
Uber
UBER
$146B
$30K ﹤0.01%
400
-1,000
-71% -$52.2K
JOYY
98
PUT
JOYY Inc
JOYY
$3.73B
$24K ﹤0.01%
1,031
– –
NIO icon
99
PUT
NIO
NIO
$12.1B
$10K ﹤0.01%
1,675
– –
SBII.U
100
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$10K ﹤0.01%
1,000
– –
1 2 3
4
5

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TCMNY
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III Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, III Capital Management held 162 positions worth $1.26B, up 51% from $835M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $555M in Q2 2021, closing 20 positions and reducing 10 holdings. Its most notable exit was The AES Corporation, an estimated $5.14M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, III Capital Management opened a new position in Algonquin Power & Utilities Corp Units worth $19.8M.

  • III Capital Management's largest Q2 2021 buy was Algonquin Power & Utilities Corp Units: 400,000 shares worth $19.8M.
  • III Capital Management added most to Dell in Q2 2021, an estimated $1.29M increase.
  • III Capital Management's biggest Q2 2021 reduction was PG&E Corporation, cutting an estimated $12.9M.
  • III Capital Management fully exited The AES Corporation in Q2 2021, selling an estimated $5.14M.
  • III Capital Management's ten largest holdings make up 46% of its $1.26B portfolio in Q2 2021.
  • III Capital Management opened 25 new positions and closed 20 in Q2 2021.
  • III Capital Management's portfolio value rose 51% quarter-over-quarter to $1.26B.

Based on III Capital Management's 13F filing for Q2 2021, filed 5 Aug 2021.