ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.02%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$833M
AUM Growth
+$833M
Cap. Flow
-$10.3M
Cap. Flow %
-1.24%
Top 10 Hldgs %
56.23%
Holding
176
New
68
Increased
4
Reduced
14
Closed
26

Top Buys

1
ILMN icon
Illumina
ILMN
$5.18M
2
AESC
The AES Corporation
AESC
$5.15M
3
MCHP icon
Microchip Technology
MCHP
$3.47M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$3M
5
PCGU
PG&E Corporation
PCGU
$2.87M

Top Sells

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$13.9M
2
BSX icon
Boston Scientific
BSX
$9.31M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.25M

Sector Composition

1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.17%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NXDR
76
Nextdoor Holdings
NXDR
$794M
$50K 0.01%
+5,000
New +$50K
DGNU
77
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$50K 0.01%
+5,000
New +$50K
CRZNU
78
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$49K 0.01%
+5,000
New +$49K
CLAA.U
79
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$49K 0.01%
+5,000
New +$49K
QDROU
80
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$49K 0.01%
+5,000
New +$49K
NSTD.U
81
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$49K 0.01%
+5,000
New +$49K
NSTC.U
82
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$49K 0.01%
+5,000
New +$49K
HYACU
83
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$39K ﹤0.01%
+4,000
New +$39K
WWE
84
DELISTED
World Wrestling Entertainment
WWE
$35K ﹤0.01%
647
-363
-36% -$19.6K
SYM icon
85
Symbotic
SYM
$5.28B
$10K ﹤0.01%
+1,000
New +$10K
SBII.U
86
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$9K ﹤0.01%
+1,000
New +$9K
AAL icon
87
American Airlines Group
AAL
$8.82B
– –
0
– –
AMPY icon
88
Amplify Energy
AMPY
$165M
$0 ﹤0.01%
129
-82
-39% –
BABA icon
89
Alibaba
BABA
$322B
– –
0
– –
BSX icon
90
Boston Scientific
BSX
$156B
– –
-259,000
Closed -$9.31M
BYD icon
91
Boyd Gaming
BYD
$6.88B
– –
-35,000
Closed -$1.5M
BYND icon
92
Beyond Meat
BYND
$192M
– –
0
– –
DKNG icon
93
DraftKings
DKNG
$23.8B
– –
0
– –
ETSY icon
94
Etsy
ETSY
$5.25B
– –
0
– –
GLPI icon
95
Gaming and Leisure Properties
GLPI
$13.6B
– –
-41,319
Closed -$1.75M
IONS icon
96
Ionis Pharmaceuticals
IONS
$6.79B
– –
0
– –
IQ icon
97
iQIYI
IQ
$2.55B
– –
0
– –
LAMR icon
98
Lamar Advertising Co
LAMR
$12.9B
– –
-8,500
Closed -$707K
LBRDK icon
99
Liberty Broadband Class C
LBRDK
$8.73B
– –
-15,730
Closed -$2.49M
ON icon
100
ON Semiconductor
ON
$20.3B
– –
0
– –
2 3
4
5 6