ICM

III Capital Management Portfolio holdings

AUM $554M
1-Year Est. Return 6.46%
This Quarter Est. Return
1 Year Est. Return
+6.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$833M
AUM Growth
+$43.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
176
New
Increased
Reduced
Closed

Top Buys

1
+$5.18M
2
+$5.14M
3
+$3.47M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M
5
PCGU
PG&E Corporation
PCGU
+$2.87M

Top Sells

1
+$13.9M
2
+$9.31M
3
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.17%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$50K 0.01%
+5,000
77
$50K 0.01%
+5,000
78
$49K 0.01%
+5,000
79
$49K 0.01%
+5,000
80
$49K 0.01%
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81
$49K 0.01%
+5,000
82
$49K 0.01%
+5,000
83
$39K ﹤0.01%
+4,000
84
$35K ﹤0.01%
647
-363
85
$10K ﹤0.01%
+1,000
86
$9K ﹤0.01%
+1,000
87
– –
-50,000
88
– –
-275,000
89
– –
0
90
$0 ﹤0.01%
129
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91
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0
92
– –
-259,000
93
– –
-35,000
94
– –
0
95
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0
96
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0
97
– –
-41,319
98
– –
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99
– –
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100
– –
-8,500
2 3
4
5 6