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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$835M
AUM Growth
+$44.4M
Cap. Flow
-$411M
Cap. Flow %
-49.26%
Top 10 Hldgs %
56.08%
Holding
157
New
74
Increased
5
Reduced
18
Closed
31

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$5.66M
2
AESC
The AES Corporation
AESC
+$5.1M
3
MCHP icon
Microchip Technology
MCHP
+$3.34M
4
NIO icon
NIO
NIO
+$3.25M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$13.9M
2
BSX icon
Boston Scientific
BSX
+$9.8M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

Rank Sector Weight
1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.16%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPCA.U
76
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$100K 0.01%
+10,000
New +$101K
AMPI.U
77
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$100K 0.01%
+10,000
New +$100K
TRCA.U
78
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$99K 0.01%
+10,000
New +$99.8K
KVSC
79
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$99K 0.01%
+10,000
New +$99.1K
WPCB.U
80
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$99K 0.01%
+10,000
New +$101K
VPCBU
81
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$98K 0.01%
+10,000
New +$99.9K
SPOT icon
82
PUT
Spotify
SPOT
$98.6B
$77K 0.01%
+700
New +$218K
DKNG icon
83
PUT
DraftKings
DKNG
$11.2B
$54K 0.01%
+650
New +$39K
JOYY
84
PUT
JOYY Inc
JOYY
$3.73B
$54K 0.01%
1,031
-127
-11% -$13.7K
NXDR
85
Nextdoor Holdings
NXDR
$983M
$50K 0.01%
+5,000
New +$50.1K
DGNU
86
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$50K 0.01%
+5,000
New +$50.5K
NSTD.U
87
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$49K 0.01%
+5,000
New +$49.9K
NSTC.U
88
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$49K 0.01%
+5,000
New +$50.1K
CRZNU
89
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$49K 0.01%
+5,000
New +$49.6K
CLAA.U
90
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$49K 0.01%
+5,000
New +$49.8K
QDROU
91
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$49K 0.01%
+5,000
New +$50.1K
IONS icon
92
PUT
Ionis Pharmaceuticals
IONS
$9.18B
$44K 0.01%
802
-198
-20% -$11K
HYACU
93
DELISTED
Haymaker Acquisition Corp. III Unit
HYACU
$39K ﹤0.01%
+4,000
New +$39.9K
WWE
94
DELISTED
World Wrestling Entertainment
WWE
$35K ﹤0.01%
647
-363
-36% -$19.1K
NIO icon
95
PUT
NIO
NIO
$11.7B
$22K ﹤0.01%
1,675
-10,731
-86% -$547K
SYM icon
96
Symbotic
SYM
$5.26B
$10K ﹤0.01%
+1,000
New +$10.2K
SBII.U
97
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$9K ﹤0.01%
+1,000
New +$9.96K
PDD icon
98
PUT
Pinduoduo
PDD
$130B
$6K ﹤0.01%
238
-12
-5% -$2.03K
AMPY icon
99
Amplify Energy
AMPY
$167M
$0 ﹤0.01%
129
-82
-39% -$218
BABA icon
100
CALL
Alibaba
BABA
$303B
– –
-125
Closed -$338K
2 3
4
5 6

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III Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, III Capital Management held 157 positions worth $835M, up 5.6% from $791M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

III Capital Management withdrew a net $411M in Q1 2021, closing 31 positions and reducing 18 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.3% of assets, down from 1.7% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Illumina worth $5.18M.

  • III Capital Management's largest Q1 2021 buy was Illumina: 13,878 shares worth $5.18M.
  • III Capital Management added most to NIO in Q1 2021, an estimated $3.25M increase.
  • III Capital Management's biggest Q1 2021 reduction was WillScot Mobile Mini Holdings, cutting an estimated $2.9M.
  • III Capital Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, selling an estimated $13.9M.
  • III Capital Management's ten largest holdings make up 56% of its $835M portfolio in Q1 2021.
  • III Capital Management opened 74 new positions and closed 31 in Q1 2021.
  • III Capital Management's portfolio value rose 5.6% quarter-over-quarter to $835M.

Based on III Capital Management's 13F filing for Q1 2021, filed 14 May 2021.