ICM

III Capital Management Portfolio holdings

AUM $554M
1-Year Return 6.46%
This Quarter Return
+0.31%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.76B
AUM Growth
+$29.1M
Cap. Flow
-$1.48B
Cap. Flow %
-84.25%
Top 10 Hldgs %
53.19%
Holding
171
New
19
Increased
12
Reduced
7
Closed
10

Top Buys

1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$63.3M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
$50M
3
NEE icon
NextEra Energy, Inc.
NEE
$10.3M
4
SATS icon
EchoStar
SATS
$4.35M
5
T icon
AT&T
T
$3.29M

Top Sells

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$8.48M
2
RIVN icon
Rivian
RIVN
$5.39M
3
DISH
DISH Network Corp.
DISH
$3.4M
4
SN icon
SharkNinja
SN
$2.44M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$2.1M

Sector Composition

1 Utilities 1.19%
2 Communication Services 1.17%
3 Consumer Discretionary 1.17%
4 Technology 0.92%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MNTN.WS
51
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$3.8K ﹤0.01%
24,999
– –
OPTXW icon
52
Syntec Optics Holdings, Inc. Warrant
OPTXW
$3.75K ﹤0.01%
46,848
– –
SOAR.WS
53
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$3.5K ﹤0.01%
25,000
– –
BLEUW
54
DELISTED
bleuacacia ltd Warrants
BLEUW
$3.03K ﹤0.01%
99,999
– –
FTIIW
55
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$2.6K ﹤0.01%
80,000
– –
SBCWW
56
SBC Medical Group Holdings Incorporated Warrants
SBCWW
$2.18M
$1.87K ﹤0.01%
55,787
– –
AIMAW
57
DELISTED
Aimfinity Investment Corp. I Warrant
AIMAW
$1.65K ﹤0.01%
100,000
– –
DECAW
58
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$1.58K ﹤0.01%
41,184
– –
PFTAW
59
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$1.15K ﹤0.01%
22,999
– –
COCHW icon
60
Envoy Medical, Inc Warrant
COCHW
$426K
$1.1K ﹤0.01%
10,300
– –
LGVCW
61
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$1.08K ﹤0.01%
37,499
– –
SLNAW
62
DELISTED
Selina Hospitality PLC Warrant
SLNAW
$1.01K ﹤0.01%
144,913
– –
CCTSW
63
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$999 ﹤0.01%
24,994
– –
IVCAW
64
DELISTED
Investcorp AI Acquisition Corp. Warrant
IVCAW
$625 ﹤0.01%
12,500
– –
ESGLW icon
65
ESGL Holdings Limited Warrants
ESGLW
$405 ﹤0.01%
66,400
– –
ARKK icon
66
ARK Innovation ETF
ARKK
$7.49B
– –
0
– –
BAC icon
67
Bank of America
BAC
$369B
– –
0
– –
BTU icon
68
Peabody Energy
BTU
$2.33B
– –
-50,000
Closed -$1.22M
DAL icon
69
Delta Air Lines
DAL
$39.9B
– –
-46,524
Closed -$1.87M
LI icon
70
Li Auto
LI
$24B
– –
0
– –
LQD icon
71
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
– –
-76,635
Closed -$8.48M
LYV icon
72
Live Nation Entertainment
LYV
$37.9B
– –
0
– –
MP icon
73
MP Materials
MP
$11.2B
– –
0
– –
NIO icon
74
NIO
NIO
$13.4B
– –
0
– –
PCG icon
75
PG&E
PCG
$33.2B
– –
0
– –
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3
4