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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.48%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$2.39B
AUM Growth
+$398M
Cap. Flow
-$825M
Cap. Flow %
-34.53%
Top 10 Hldgs %
42.25%
Holding
188
New
23
Increased
27
Reduced
10
Closed
28

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$24.9M
2
WDC icon
Western Digital
WDC
+$10.4M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.98M
4
NEE icon
NextEra Energy
NEE
+$4.73M
5
TKO icon
TKO Group
TKO
+$2.62M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.1M
2
BE icon
Bloom Energy
BE
+$4M
3
EDR
Endeavor Group Holdings, Inc.
EDR
+$2.84M
4
H icon
Hyatt Hotels
H
+$2.15M
5
GRPN icon
Groupon
GRPN
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.4%
2 Communication Services 0.51%
3 Technology 0.51%
4 Utilities 0.42%
5 Industrials 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIVN icon
51
PUT
Rivian
RIVN
$22.3B
$1.56M 0.07%
1,563,000
+200,000
+15% +$3.76M
KHC icon
52
Kraft Heinz
KHC
$29.6B
$1.45M 0.06%
39,140
+5,000
+15% +$170K
GH icon
53
PUT
Guardant Health
GH
$21.1B
$1.35M 0.06%
50,000
– –
LSEA
54
DELISTED
Landsea Homes
LSEA
$1.33M 0.06%
100,921
+19,864
+25% +$192K
PENN icon
55
PENN Entertainment
PENN
$2.69B
$1.3M 0.05%
+50,000
New +$1.16M
SIX
56
DELISTED
Six Flags Entertainment Corp.
SIX
$1.25M 0.05%
50,000
+35,750
+251% +$824K
BTU icon
57
Peabody Energy
BTU
$2.87B
$1.22M 0.05%
50,000
+41,000
+456% +$989K
BTU icon
58
PUT
Peabody Energy
BTU
$2.87B
$1.22M 0.05%
50,000
– –
VZ icon
59
Verizon
VZ
$195B
$1.19M 0.05%
31,496
-6,000
-16% -$212K
FSR
60
PUT
DELISTED
Fisker Inc.
FSR
$1.05M 0.04%
+600,000
New +$2.12M
SIRI icon
61
CALL
SiriusXM
SIRI
$10.1B
$793K 0.03%
14,500
-15,500
-52% -$745K
LSXMA
62
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$499K 0.02%
17,376
-15,000
-46% -$393K
BE icon
63
CALL
Bloom Energy
BE
$67.4B
$481K 0.02%
32,500
-140,000
-81% -$1.75M
PCT icon
64
PUT
PureCycle Technologies
PCT
$1.38B
$405K 0.02%
+100,000
New +$439K
SPCE icon
65
Virgin Galactic
SPCE
$377M
$368K 0.02%
7,500
+5,450
+266% +$215K
SPCE icon
66
PUT
Virgin Galactic
SPCE
$377M
$368K 0.02%
7,500
– –
NKLA
67
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$359K 0.02%
+13,683
New +$425K
BBAI.WS icon
68
BigBear.ai Holdings Warrant
BBAI.WS
$40.9M
$32.1K ﹤0.01%
98,996
– –
LCID icon
69
Lucid Motors
LCID
$2.75B
$14.3K ﹤0.01%
+339
New +$15.2K
BZAIW
70
Blaize Holdings Warrants
BZAIW
$7.53M
$12K ﹤0.01%
150,000
– –
BTMWW
71
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$11.9K ﹤0.01%
81,799
– –
BLEUR
72
DELISTED
bleuacacia ltd Rights
BLEUR
$10K ﹤0.01%
200,000
– –
PNST.WS
73
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$8.29K ﹤0.01%
22,499
– –
SBXC.WS
74
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$7.7K ﹤0.01%
83,333
– –
GRPN icon
75
Groupon
GRPN
$955M
$6.95K ﹤0.01%
541
-177,759
-100% -$2.13M
1 2
3
4 5

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III Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, III Capital Management held 188 positions worth $2.39B, up 20% from $1.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

III Capital Management withdrew a net $825M in Q4 2023, closing 28 positions and reducing 10 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $26.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.4% of assets, down from 1.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, III Capital Management opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q4 2023 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 76,635 shares worth $8.48M.
  • III Capital Management added most to Invesco Senior Loan ETF in Q4 2023, an estimated $24.9M increase.
  • III Capital Management's biggest Q4 2023 reduction was Bloom Energy, cutting an estimated $4M.
  • III Capital Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2023, selling an estimated $26.1M.
  • III Capital Management's ten largest holdings make up 42% of its $2.39B portfolio in Q4 2023.
  • III Capital Management opened 23 new positions and closed 28 in Q4 2023.
  • III Capital Management's portfolio value rose 20% quarter-over-quarter to $2.39B.

Based on III Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.