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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.35%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.99B
AUM Growth
+$313M
Cap. Flow
-$975M
Cap. Flow %
-48.93%
Top 10 Hldgs %
36.88%
Holding
201
New
33
Increased
20
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.9M
2
RIVN icon
Rivian
RIVN
+$12.8M
3
NEE icon
NextEra Energy
NEE
+$5.68M
4
PHIN icon
Phinia Inc
PHIN
+$3.16M
5
BWA icon
BorgWarner
BWA
+$2.55M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$10.1M
2
CZR icon
Caesars Entertainment
CZR
+$3.12M
3
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$3.05M
4
SHYF
The Shyft Group
SHYF
+$2.81M
5
WWE
World Wrestling Entertainment
WWE
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.64%
2 Communication Services 0.67%
3 Industrials 0.51%
4 Utilities 0.24%
5 Real Estate 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEIS icon
51
Advanced Energy
AEIS
$13.1B
$897K 0.05%
+8,700
New +$974K
VICI icon
52
VICI Properties
VICI
$29.3B
$866K 0.04%
29,750
+12,512
+73% +$388K
LYV icon
53
CALL
Live Nation Entertainment
LYV
$42.7B
$830K 0.04%
+10,000
New +$871K
LSXMA
54
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$824K 0.04%
32,376
-128,903
-80% -$3.05M
NFLX icon
55
Netflix
NFLX
$308B
$755K 0.04%
+20,000
New +$848K
VAC icon
56
Marriott Vacations Worldwide
VAC
$4.26B
$747K 0.04%
7,419
+4,778
+181% +$545K
LSEA
57
DELISTED
Landsea Homes
LSEA
$729K 0.04%
+81,057
New +$812K
META icon
58
Meta Platforms (Facebook)
META
$1.51T
$627K 0.03%
2,089
-3,530
-63% -$1.06M
BYD icon
59
Boyd Gaming
BYD
$6.08B
$608K 0.03%
+10,000
New +$666K
NIO icon
60
PUT
NIO
NIO
$11.9B
$487K 0.02%
+550,000
New +$6.12M
LCID icon
61
CALL
Lucid Motors
LCID
$2.76B
$447K 0.02%
+8,000
New +$518K
DISH
62
DELISTED
DISH Network Corp.
DISH
$358K 0.02%
+61,039
New +$416K
SIX
63
DELISTED
Six Flags Entertainment Corp.
SIX
$335K 0.02%
+14,250
New +$337K
WDC icon
64
Western Digital
WDC
$150B
$322K 0.02%
+9,322
New +$294K
BBWI icon
65
Bath & Body Works
BBWI
$4.09B
$300K 0.02%
8,881
+2,421
+37% +$87.9K
SPCE icon
66
PUT
Virgin Galactic
SPCE
$401M
$270K 0.01%
7,500
– –
BTU icon
67
Peabody Energy
BTU
$2.85B
$234K 0.01%
9,000
-6,000
-40% -$134K
ETSY icon
68
Etsy
ETSY
$7.73B
$222K 0.01%
+3,430
New +$271K
NOGN
69
DELISTED
Nogin, Inc. Common Stock
NOGN
$118K 0.01%
222,028
– –
SPCE icon
70
Virgin Galactic
SPCE
$401M
$73.8K ﹤0.01%
2,050
+1,250
+156% +$74.5K
BBAI.WS icon
71
BigBear.ai Holdings Warrant
BBAI.WS
$47.1M
$42.7K ﹤0.01%
98,996
– –
SDC
72
PUT
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$33K ﹤0.01%
79,500
+32,000
+67% +$18.3K
EONR.WS
73
EON Resources Warrants
EONR.WS
$1.52M
$20.9K ﹤0.01%
100,000
– –
SBXC.WS
74
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$17.1K ﹤0.01%
83,333
– –
BTMWW
75
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$15.5K ﹤0.01%
+81,799
New +$17.3K
1 2
3
4 5

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III Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, III Capital Management held 201 positions worth $1.99B, up 19% from $1.68B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

III Capital Management withdrew a net $975M in Q3 2023, closing 32 positions and reducing 10 holdings. Its most notable exit was Caesars Entertainment, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in iShares 7-10 Year Treasury Bond ETF worth $26.1M.

  • III Capital Management's largest Q3 2023 buy was iShares 7-10 Year Treasury Bond ETF: 285,000 shares worth $26.1M.
  • III Capital Management added most to Rivian in Q3 2023, an estimated $12.8M increase.
  • III Capital Management's biggest Q3 2023 reduction was Invesco Senior Loan ETF, cutting an estimated $10.1M.
  • III Capital Management fully exited Caesars Entertainment in Q3 2023, selling an estimated $3.12M.
  • III Capital Management's ten largest holdings make up 37% of its $1.99B portfolio in Q3 2023.
  • III Capital Management opened 33 new positions and closed 32 in Q3 2023.
  • III Capital Management's portfolio value rose 19% quarter-over-quarter to $1.99B.

Based on III Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.