We are live on ! Find out more
ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$196M
Cap. Flow
-$969M
Cap. Flow %
-70.78%
Top 10 Hldgs %
53.7%
Holding
219
New
45
Increased
15
Reduced
49
Closed
60

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5.58M
2
FSR
Fisker Inc.
FSR
+$2.2M
3
BLEUU
bleuacacia ltd Unit
BLEUU
+$2.01M
4
NEE icon
NextEra Energy
NEE
+$1.86M
5
GMFIU
Aetherium Acquisition Corp Unit
GMFIU
+$1.5M

Top Sells

Rank Stock Value
1
ON icon
ON Semiconductor
ON
+$5.72M
2
NIO icon
NIO
NIO
+$5.67M
3
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$4.22M
5
XYZ
Block Inc
XYZ
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.61%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHLA
51
DELISTED
HH&L Acquisition Co.
HHLA
$525K 0.04%
54,000
-46,000
-46% -$448K
HOV icon
52
Hovnanian Enterprises
HOV
$808M
$509K 0.04%
+4,000
New +$394K
GSDWU
53
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$508K 0.04%
50,000
-50,000
-50% -$511K
VMGAU
54
DELISTED
VMG Consumer Acquisition Corp. Unit
VMGAU
$507K 0.04%
+50,000
New +$504K
HTAQ.U
55
DELISTED
Hunt Companies Acquisition Corp. I Units, each consisting of one Class A ordinary share and one-half one redeemable warrant
HTAQ.U
$507K 0.04%
+50,000
New +$506K
GEEXU
56
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
$507K 0.04%
+50,000
New +$506K
CCTSU
57
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$504K 0.04%
+49,990
New +$504K
TOACU
58
DELISTED
Talon 1 Acquisition Corp. Unit
TOACU
$504K 0.04%
+50,000
New +$507K
IVCBU
59
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$504K 0.04%
+50,000
New +$503K
APXIU
60
DELISTED
APx Acquisition Corp. I Unit
APXIU
$503K 0.04%
+50,000
New +$503K
MNTN.U
61
DELISTED
Everest Consolidator Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
MNTN.U
$502K 0.04%
+50,000
New +$504K
LFACU
62
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
$501K 0.04%
+50,000
New +$505K
PACI.U
63
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$500K 0.04%
+50,000
New +$502K
RJAC.U
64
DELISTED
Jackson Acquisition Company Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
RJAC.U
$498K 0.04%
+50,000
New +$499K
ZNGA
65
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$444K 0.03%
69,400
+40,000
+136% +$276K
CVII
66
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$421K 0.03%
42,926
-35,983
-46% -$353K
RUN icon
67
PUT
Sunrun
RUN
$2.5B
$348K 0.03%
981
-519
-35% -$24.3K
BBWI icon
68
Bath & Body Works
BBWI
$4.19B
$311K 0.02%
4,459
-8,591
-66% -$610K
UPH
69
DELISTED
UpHealth, Inc.
UPH
$291K 0.02%
13,000
+5,500
+73% +$127K
VICI icon
70
VICI Properties
VICI
$29.1B
$276K 0.02%
9,176
-12,668
-58% -$367K
EGGF.U
71
DELISTED
EG Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
EGGF.U
$273K 0.02%
27,597
-222,403
-89% -$2.21M
SKYAU
72
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
$273K 0.02%
27,585
-222,415
-89% -$2.21M
ADALU
73
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$253K 0.02%
+25,000
New +$252K
SVNAU
74
DELISTED
7 Acquisition Corp Unit
SVNAU
$251K 0.02%
+25,000
New +$252K
AOGOU
75
DELISTED
Arogo Capital Acquisition Corp. Unit
AOGOU
$250K 0.02%
+25,000
New +$250K
1 2
3
4 5

Similar funds

GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return
CWM
Cedar Wealth Management Walnut Creek, California $344M AUM 18.78% 1-Year Est. Return
LWM
Long Walk Management Greenwich, Connecticut $344M AUM 44.86% 1-Year Est. Return
WP
Warburg Pincus New York $343M AUM 18.86% 1-Year Est. Return

III Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, III Capital Management held 219 positions worth $1.37B, down 13% from $1.56B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

III Capital Management withdrew a net $969M in Q4 2021, closing 60 positions and reducing 49 holdings. Its most notable exit was ON Semiconductor, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.61% of assets, down from 0.8% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Fisker Inc. worth $2M.

  • III Capital Management's largest Q4 2021 buy was Fisker Inc.: 126,900 shares worth $2M.
  • III Capital Management added most to RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2021, an estimated $5.58M increase.
  • III Capital Management's biggest Q4 2021 reduction was Algonquin Power & Utilities Corp Units, cutting an estimated $4.74M.
  • III Capital Management fully exited ON Semiconductor in Q4 2021, selling an estimated $5.72M.
  • III Capital Management's ten largest holdings make up 54% of its $1.37B portfolio in Q4 2021.
  • III Capital Management opened 45 new positions and closed 60 in Q4 2021.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $1.37B.

Based on III Capital Management's 13F filing for Q4 2021, filed 15 Feb 2022.