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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.56B
AUM Growth
+$303M
Cap. Flow
-$924M
Cap. Flow %
-59.06%
Top 10 Hldgs %
45.58%
Holding
197
New
49
Increased
11
Reduced
11
Closed
20

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$10.4M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$4.98M
3
ON icon
ON Semiconductor
ON
+$4.32M
4
XYZ
Block Inc
XYZ
+$4.03M
5
KKR icon
KKR & Co
KKR
+$3.58M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$7.9M
2
NOVA
Sunnova Energy
NOVA
+$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.19M
4
ILMN icon
Illumina
ILMN
+$3.55M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3.32M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.8%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
51
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$805K 0.05%
+13,100
New +$1.15M
PCRX icon
52
Pacira BioSciences
PCRX
$1B
$784K 0.05%
+14,000
New +$807K
CVII
53
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$766K 0.05%
+78,909
New +$767K
ESM.U
54
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$744K 0.05%
75,000
– –
GAMCU
55
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$742K 0.05%
75,000
– –
VGII.U
56
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$742K 0.05%
75,000
– –
PFTAU
57
DELISTED
Perception Capital Corp. III Unit
PFTAU
$690K 0.04%
+69,000
New +$688K
VICI icon
58
VICI Properties
VICI
$29.2B
$620K 0.04%
21,844
– –
VRM icon
59
Vroom Inc
VRM
$50.9M
$507K 0.03%
+288
New +$733K
HIGA.U
60
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$501K 0.03%
50,000
– –
SPKBU
61
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$500K 0.03%
50,000
– –
HERAU
62
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$498K 0.03%
50,000
– –
NRACU
63
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$497K 0.03%
50,000
– –
DISAU
64
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$496K 0.03%
50,000
– –
KIIIU
65
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$495K 0.03%
50,000
– –
STRE.U
66
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$494K 0.03%
50,000
– –
LEGAU
67
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$399K 0.03%
40,000
– –
AEO icon
68
American Eagle Outfitters
AEO
$2.99B
$361K 0.02%
+14,000
New +$445K
RUN icon
69
PUT
Sunrun
RUN
$2.3B
$356K 0.02%
+1,500
New +$71.6K
OHPAU
70
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$346K 0.02%
35,000
– –
FRONU
71
DELISTED
Frontier Acquisition Corp. Units
FRONU
$345K 0.02%
35,000
– –
VRM icon
72
PUT
Vroom Inc
VRM
$50.9M
$341K 0.02%
+16
New +$40.7K
BSX icon
73
CALL
Boston Scientific
BSX
$72B
$337K 0.02%
1,000
– –
EBACU
74
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$298K 0.02%
30,000
– –
RCLFU
75
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$297K 0.02%
30,000
– –
1 2
3
4 5

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III Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, III Capital Management held 197 positions worth $1.56B, up 24% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $924M in Q3 2021, closing 20 positions and reducing 11 holdings. Its most notable exit was PG&E Corporation, an estimated $7.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.8% of assets, down from 1.1% a quarter earlier, followed by Technology and Communication Services.

Against the trend, III Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $9.93M.

  • III Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 90,000 shares worth $9.93M.
  • III Capital Management added most to Alphabet (Google) Class C in Q3 2021, an estimated $1.65M increase.
  • III Capital Management's biggest Q3 2021 reduction was Illumina, cutting an estimated $3.55M.
  • III Capital Management fully exited PG&E Corporation in Q3 2021, selling an estimated $7.9M.
  • III Capital Management's ten largest holdings make up 46% of its $1.56B portfolio in Q3 2021.
  • III Capital Management opened 49 new positions and closed 20 in Q3 2021.
  • III Capital Management's portfolio value rose 24% quarter-over-quarter to $1.56B.

Based on III Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.