ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.47%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$1.26B
AUM Growth
+$1.26B
Cap. Flow
+$18.9M
Cap. Flow %
1.5%
Top 10 Hldgs %
46.3%
Holding
163
New
24
Increased
9
Reduced
9
Closed
18

Top Buys

1
AQNU
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$19.8M
2
NOVA
Sunnova Energy
NOVA
$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.19M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
$2.5M

Top Sells

1
PCGU
PG&E Corporation
PCGU
$12.4M
2
AESC
The AES Corporation
AESC
$5.15M
3
MCHP icon
Microchip Technology
MCHP
$3.47M
4
KKR icon
KKR & Co
KKR
$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
$2.47M

Sector Composition

1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KIIIU
51
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$499K 0.04%
50,000
– –
DISAU
52
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$498K 0.04%
50,000
– –
STRE.U
53
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$498K 0.04%
50,000
– –
LEGAU
54
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$400K 0.03%
40,000
– –
FRONU
55
DELISTED
Frontier Acquisition Corp. Units
FRONU
$350K 0.03%
35,000
– –
OHPAU
56
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$347K 0.03%
35,000
– –
RCLFU
57
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$300K 0.02%
30,000
– –
EBACU
58
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$299K 0.02%
30,000
– –
WALDU
59
DELISTED
Waldencast Acquisition Corp. Units
WALDU
$298K 0.02%
29,095
-10,905
-27% -$112K
ACAHU
60
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$298K 0.02%
30,000
– –
KRNLU
61
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
$255K 0.02%
25,000
– –
GLHAU
62
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$252K 0.02%
25,000
– –
MIT.U
63
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$251K 0.02%
25,000
– –
LCAAU
64
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$250K 0.02%
25,000
– –
MDH.U
65
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$250K 0.02%
25,000
– –
ACQRU
66
DELISTED
Independence Holdings Corp. Units
ACQRU
$249K 0.02%
25,000
– –
TSPQ.U
67
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$249K 0.02%
25,000
– –
VAQC
68
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$248K 0.02%
25,000
– –
IONS icon
69
Ionis Pharmaceuticals
IONS
$9.16B
$239K 0.02%
+6,000
New +$239K
PSPC.U
70
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
$207K 0.02%
+20,000
New +$207K
EMPW.U
71
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$166K 0.01%
15,673
-24,098
-61% -$255K
VPCC.U
72
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$154K 0.01%
15,000
– –
RTP.WS
73
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$136K 0.01%
69,592
– –
WPCA.U
74
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$101K 0.01%
10,000
– –
RKTA.U
75
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
$100K 0.01%
10,000
– –
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3
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