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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$426M
Cap. Flow
-$555M
Cap. Flow %
-43.99%
Top 10 Hldgs %
46.2%
Holding
162
New
25
Increased
9
Reduced
10
Closed
20

Top Buys

Rank Stock Value
1
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$19.9M
2
NOVA
Sunnova Energy
NOVA
+$4.47M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.29M
4
EOCW.U
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
+$3M
5
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$2.5M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$12.9M
2
AESC
The AES Corporation
AESC
+$5.14M
3
MCHP icon
Microchip Technology
MCHP
+$3.41M
4
KKR icon
KKR & Co
KKR
+$2.56M
5
GIGGU
GigCapital4, Inc. Unit
GIGGU
+$2.47M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.08%
2 Healthcare 0.99%
3 Technology 0.73%
4 Communication Services 0.61%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIGA.U
51
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$502K 0.04%
50,000
– –
NRACU
52
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$500K 0.04%
50,000
– –
KIIIU
53
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$499K 0.04%
50,000
– –
DISAU
54
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$498K 0.04%
50,000
– –
STRE.U
55
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$498K 0.04%
50,000
– –
LEGAU
56
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$400K 0.03%
40,000
– –
BSX icon
57
CALL
Boston Scientific
BSX
$72B
$372K 0.03%
1,000
– –
FRONU
58
DELISTED
Frontier Acquisition Corp. Units
FRONU
$350K 0.03%
35,000
– –
OHPAU
59
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$347K 0.03%
35,000
– –
RCLFU
60
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$300K 0.02%
30,000
– –
EBACU
61
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$299K 0.02%
30,000
– –
WALDU
62
DELISTED
Waldencast Acquisition Corp. Units
WALDU
$298K 0.02%
29,095
-10,905
-27% -$111K
ACAHU
63
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$298K 0.02%
30,000
– –
KRNLU
64
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
$255K 0.02%
25,000
– –
GLHAU
65
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$252K 0.02%
25,000
– –
MIT.U
66
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$251K 0.02%
25,000
– –
LCAAU
67
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$250K 0.02%
25,000
– –
MDH.U
68
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$250K 0.02%
25,000
– –
ACQRU
69
DELISTED
Independence Holdings Corp. Units
ACQRU
$249K 0.02%
25,000
– –
TSPQ.U
70
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$249K 0.02%
25,000
– –
VAQC
71
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$248K 0.02%
25,000
– –
IONS icon
72
Ionis Pharmaceuticals
IONS
$9.06B
$239K 0.02%
+6,000
New +$235K
PSPC.U
73
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
$207K 0.02%
+20,000
New +$202K
EMPW.U
74
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$166K 0.01%
15,673
-24,098
-61% -$253K
VPCC.U
75
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$154K 0.01%
15,000
– –
1 2
3
4 5

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III Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, III Capital Management held 162 positions worth $1.26B, up 51% from $835M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $555M in Q2 2021, closing 20 positions and reducing 10 holdings. Its most notable exit was The AES Corporation, an estimated $5.14M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, down from 1.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, III Capital Management opened a new position in Algonquin Power & Utilities Corp Units worth $19.8M.

  • III Capital Management's largest Q2 2021 buy was Algonquin Power & Utilities Corp Units: 400,000 shares worth $19.8M.
  • III Capital Management added most to Dell in Q2 2021, an estimated $1.29M increase.
  • III Capital Management's biggest Q2 2021 reduction was PG&E Corporation, cutting an estimated $12.9M.
  • III Capital Management fully exited The AES Corporation in Q2 2021, selling an estimated $5.14M.
  • III Capital Management's ten largest holdings make up 46% of its $1.26B portfolio in Q2 2021.
  • III Capital Management opened 25 new positions and closed 20 in Q2 2021.
  • III Capital Management's portfolio value rose 51% quarter-over-quarter to $1.26B.

Based on III Capital Management's 13F filing for Q2 2021, filed 5 Aug 2021.