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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$835M
AUM Growth
+$44.4M
Cap. Flow
-$411M
Cap. Flow %
-49.26%
Top 10 Hldgs %
56.08%
Holding
157
New
74
Increased
5
Reduced
18
Closed
31

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$5.66M
2
AESC
The AES Corporation
AESC
+$5.1M
3
MCHP icon
Microchip Technology
MCHP
+$3.34M
4
NIO icon
NIO
NIO
+$3.25M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$13.9M
2
BSX icon
Boston Scientific
BSX
+$9.8M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

Rank Sector Weight
1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.16%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WALDU
51
DELISTED
Waldencast Acquisition Corp. Units
WALDU
$399K 0.05%
+40,000
New +$402K
LEGAU
52
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$398K 0.05%
+40,000
New +$398K
OHPAU
53
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$350K 0.04%
+35,000
New +$351K
FRONU
54
DELISTED
Frontier Acquisition Corp. Units
FRONU
$347K 0.04%
+35,000
New +$354K
BBWI icon
55
Bath & Body Works
BBWI
$4.06B
$343K 0.04%
+6,865
New +$283K
EBACU
56
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$301K 0.04%
+30,000
New +$300K
RCLFU
57
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$297K 0.04%
+30,000
New +$302K
ACAHU
58
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$295K 0.04%
+30,000
New +$299K
ACQRU
59
DELISTED
Independence Holdings Corp. Units
ACQRU
$250K 0.03%
+25,000
New +$252K
GLHAU
60
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$250K 0.03%
+25,000
New +$250K
KRNLU
61
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
$249K 0.03%
+25,000
New +$254K
LCAAU
62
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$248K 0.03%
+25,000
New +$250K
MIT.U
63
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$248K 0.03%
+25,000
New +$254K
MDH.U
64
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$248K 0.03%
+25,000
New +$253K
TSPQ.U
65
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$248K 0.03%
+25,000
New +$250K
VAQC
66
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$247K 0.03%
+25,000
New +$249K
AAL icon
67
PUT
American Airlines Group
AAL
$10.6B
$234K 0.03%
+9,000
New +$174K
SOFIW
68
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$234K 0.03%
+42,635
New +$308K
BSX icon
69
CALL
Boston Scientific
BSX
$71.4B
$213K 0.03%
1,000
– –
PRFT
70
DELISTED
Perficient Inc
PRFT
$199K 0.02%
+3,400
New +$192K
BYND icon
71
PUT
Beyond Meat
BYND
$272M
$180K 0.02%
+1,800
New +$265K
VPCC.U
72
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$148K 0.02%
+15,000
New +$150K
RTP.WS
73
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$141K 0.02%
+69,592
New +$228K
UBER icon
74
CALL
Uber
UBER
$144B
$133K 0.02%
+1,400
New +$78.1K
RKTA.U
75
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
$100K 0.01%
+10,000
New +$100K
1 2
3
4 5

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III Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, III Capital Management held 157 positions worth $835M, up 5.6% from $791M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

III Capital Management withdrew a net $411M in Q1 2021, closing 31 positions and reducing 18 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.3% of assets, down from 1.7% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Illumina worth $5.18M.

  • III Capital Management's largest Q1 2021 buy was Illumina: 13,878 shares worth $5.18M.
  • III Capital Management added most to NIO in Q1 2021, an estimated $3.25M increase.
  • III Capital Management's biggest Q1 2021 reduction was WillScot Mobile Mini Holdings, cutting an estimated $2.9M.
  • III Capital Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, selling an estimated $13.9M.
  • III Capital Management's ten largest holdings make up 56% of its $835M portfolio in Q1 2021.
  • III Capital Management opened 74 new positions and closed 31 in Q1 2021.
  • III Capital Management's portfolio value rose 5.6% quarter-over-quarter to $835M.

Based on III Capital Management's 13F filing for Q1 2021, filed 14 May 2021.