ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+0.02%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$833M
AUM Growth
+$833M
Cap. Flow
-$10.3M
Cap. Flow %
-1.24%
Top 10 Hldgs %
56.23%
Holding
176
New
68
Increased
4
Reduced
14
Closed
26

Top Buys

1
ILMN icon
Illumina
ILMN
$5.18M
2
AESC
The AES Corporation
AESC
$5.15M
3
MCHP icon
Microchip Technology
MCHP
$3.47M
4
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$3M
5
PCGU
PG&E Corporation
PCGU
$2.87M

Top Sells

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$13.9M
2
BSX icon
Boston Scientific
BSX
$9.31M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.25M

Sector Composition

1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.17%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OHPAU
51
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$350K 0.04%
+35,000
New +$350K
FRONU
52
DELISTED
Frontier Acquisition Corp. Units
FRONU
$347K 0.04%
+35,000
New +$347K
BBWI icon
53
Bath & Body Works
BBWI
$6.18B
$343K 0.04%
+5,550
New +$343K
EBACU
54
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$301K 0.04%
+30,000
New +$301K
RCLFU
55
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
$297K 0.04%
+30,000
New +$297K
ACAHU
56
DELISTED
Atlantic Coastal Acquisition Corp. Unit
ACAHU
$295K 0.04%
+30,000
New +$295K
ACQRU
57
DELISTED
Independence Holdings Corp. Units
ACQRU
$250K 0.03%
+25,000
New +$250K
GLHAU
58
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$250K 0.03%
+25,000
New +$250K
KRNLU
59
DELISTED
Kernel Group Holdings, Inc. Units
KRNLU
$249K 0.03%
+25,000
New +$249K
LCAAU
60
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$248K 0.03%
+25,000
New +$248K
MIT.U
61
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$248K 0.03%
+25,000
New +$248K
MDH.U
62
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
$248K 0.03%
+25,000
New +$248K
TSPQ.U
63
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$248K 0.03%
+25,000
New +$248K
VAQC
64
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$247K 0.03%
+25,000
New +$247K
SOFIW
65
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$234K 0.03%
+42,635
New +$234K
PRFT
66
DELISTED
Perficient Inc
PRFT
$199K 0.02%
+3,400
New +$199K
VPCC.U
67
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$148K 0.02%
+15,000
New +$148K
RTP.WS
68
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$141K 0.02%
+69,592
New +$141K
RKTA.U
69
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
$100K 0.01%
+10,000
New +$100K
WPCA.U
70
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$100K 0.01%
+10,000
New +$100K
AMPI.U
71
DELISTED
Advanced Merger Partners, Inc. Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
AMPI.U
$100K 0.01%
+10,000
New +$100K
TRCA.U
72
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$99K 0.01%
+10,000
New +$99K
KVSC
73
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$99K 0.01%
+10,000
New +$99K
WPCB.U
74
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$99K 0.01%
+10,000
New +$99K
VPCBU
75
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$98K 0.01%
+10,000
New +$98K
1 2
3
4 5