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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$237M
Cap. Flow
-$216M
Cap. Flow %
-27.32%
Top 10 Hldgs %
55.28%
Holding
108
New
21
Increased
4
Reduced
15
Closed
13

Top Buys

Rank Stock Value
1
BSX icon
Boston Scientific
BSX
+$9.33M
2
PCGU
PG&E Corporation
PCGU
+$5.68M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.25M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$2.95M
5
DAL icon
Delta Air Lines
DAL
+$2.73M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$16.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.02M
3
SOLN
The Southern Company
SOLN
+$2.33M
4
BKNG icon
Booking.com
BKNG
+$1.64M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$1.22M

Sector Composition

Rank Sector Weight
1 Healthcare 1.65%
2 Consumer Discretionary 1.17%
3 Industrials 1.11%
4 Communication Services 0.67%
5 Real Estate 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
51
PUT
NIO
NIO
$11.9B
$64K 0.01%
12,406
– –
WWE
52
DELISTED
World Wrestling Entertainment
WWE
$48K 0.01%
1,010
– –
ON icon
53
PUT
ON Semiconductor
ON
$19.1B
$8K ﹤0.01%
1,607
– –
PDD icon
54
PUT
Pinduoduo
PDD
$130B
$5K ﹤0.01%
250
– –
TSLA icon
55
PUT
Tesla
TSLA
$1.29T
$4K ﹤0.01%
8,760
– –
AMPY icon
56
Amplify Energy
AMPY
$171M
$0 ﹤0.01%
211
– –
BKNG icon
57
CALL
Booking.com
BKNG
$160B
– –
-1,000
Closed -$350K
CNK icon
58
Cinemark Holdings
CNK
$4.29B
– –
-21,891
Closed -$218K
ETSY icon
59
PUT
Etsy
ETSY
$7.76B
– –
-500
Closed -$1K
EXR icon
60
CALL
Extra Space Storage
EXR
$31.6B
– –
-200
Closed -$27K
OUT icon
61
Outfront Media
OUT
$5.53B
– –
-25,682
Closed -$367K
RCL icon
62
PUT
Royal Caribbean
RCL
$85.7B
– –
-10
Closed -$1K
ZD icon
63
PUT
Ziff Davis
ZD
$1.96B
– –
-1,438
Closed -$90K
XIFR
64
PUT
XPLR Infrastructure LP
XIFR
$1.09B
– –
-31
Closed -$5K
SOLN
65
DELISTED
The Southern Company
SOLN
– –
-50,000
Closed -$2.33M
LCAPU
66
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
– –
-75,000
Closed -$747K
DHR.PRA
67
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-11,000
Closed -$16.2M
KSMTU
68
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
– –
-25,000
Closed -$319K
DISH
69
DELISTED
DISH Network Corp.
DISH
– –
-20,000
Closed -$580K
1 2
3

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III Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, III Capital Management held 108 positions worth $791M, up 43% from $554M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

III Capital Management withdrew a net $216M in Q4 2020, closing 13 positions and reducing 15 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $16.2M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.7% of assets, up from 0.64% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, III Capital Management opened a new position in Boston Scientific worth $9.31M.

  • III Capital Management's largest Q4 2020 buy was Boston Scientific: 259,000 shares worth $9.31M.
  • III Capital Management added most to PG&E Corporation in Q4 2020, an estimated $5.68M increase.
  • III Capital Management's biggest Q4 2020 reduction was GFL Environmental Inc. Tangible Equity Units, cutting an estimated $3.02M.
  • III Capital Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $16.2M.
  • III Capital Management's ten largest holdings make up 55% of its $791M portfolio in Q4 2020.
  • III Capital Management opened 21 new positions and closed 13 in Q4 2020.
  • III Capital Management's portfolio value rose 43% quarter-over-quarter to $791M.

Based on III Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.