ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+3.93%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$2.34M
Cap. Flow %
0.58%
Top 10 Hldgs %
67.12%
Holding
89
New
12
Increased
5
Reduced
9
Closed
7

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$11.3M
2
ZEN
ZENDESK INC
ZEN
$3.67M
3
COUP
Coupa Software Incorporated
COUP
$3.44M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.16M
5
DELL icon
Dell
DELL
$1.65M

Top Sells

1
SOLN
The Southern Company
SOLN
$9.26M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.59M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$2.74M
4
META icon
Meta Platforms (Facebook)
META
$1.77M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$1.22M

Sector Composition

1 Technology 2.18%
2 Real Estate 1.19%
3 Consumer Discretionary 1%
4 Industrials 0.84%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTIQW
51
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
– –
-10,000
Closed -$19K
1 2
3