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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+3.96%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$404M
AUM Growth
+$190M
Cap. Flow
-$92.4M
Cap. Flow %
-22.85%
Top 10 Hldgs %
66.55%
Holding
78
New
17
Increased
6
Reduced
9
Closed
12

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$10.6M
2
ZEN
ZENDESK INC
ZEN
+$3.19M
3
COUP
Coupa Software Incorporated
COUP
+$2.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$2.23M
5
DELL icon
Dell
DELL
+$1.33M

Top Sells

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$9.26M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$4.59M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.59M
4
META icon
Meta Platforms (Facebook)
META
+$1.63M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 2.16%
2 Real Estate 1.18%
3 Consumer Discretionary 0.99%
4 Industrials 0.84%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LK
51
PUT
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-3,000
Closed -$210K
VTIQW
52
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
– –
-10,000
Closed -$19K
1 2
3

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III Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, III Capital Management held 78 positions worth $404M, up 89% from $215M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

III Capital Management withdrew a net $92.4M in Q2 2020, closing 12 positions and reducing 9 holdings. Its most notable exit was The Southern Company, an estimated $9.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 0% a quarter earlier, followed by Real Estate and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $11.3M.

  • III Capital Management's largest Q2 2020 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 9,000 shares worth $11.3M.
  • III Capital Management added most to VICI Properties in Q2 2020, an estimated $615K increase.
  • III Capital Management's biggest Q2 2020 reduction was GFL Environmental Inc. Tangible Equity Units, cutting an estimated $2.59M.
  • III Capital Management fully exited The Southern Company in Q2 2020, selling an estimated $9.26M.
  • III Capital Management's ten largest holdings make up 67% of its $404M portfolio in Q2 2020.
  • III Capital Management opened 17 new positions and closed 12 in Q2 2020.
  • III Capital Management's portfolio value rose 89% quarter-over-quarter to $404M.

Based on III Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.