ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
-5.1%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$211M
AUM Growth
+$211M
Cap. Flow
+$2.79M
Cap. Flow %
1.32%
Top 10 Hldgs %
60.14%
Holding
83
New
15
Increased
3
Reduced
4
Closed
13

Top Buys

1
SOLN
The Southern Company
SOLN
$9.26M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$6.53M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$6.48M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.72M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
$2.9M

Top Sells

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$6.44M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.33M
3
DTP
DTE Energy Company 2019 Corporate Units
DTP
$5.13M
4
EXAS icon
Exact Sciences
EXAS
$2.99M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$2.76M

Sector Composition

1 Utilities 4.39%
2 Communication Services 2.85%
3 Real Estate 1.98%
4 Industrials 1.21%
5 Materials 0.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEPPL
51
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-50,000
Closed -$2.7M
LK
52
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
0
– –
1 2
3