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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-5.13%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$215M
AUM Growth
+$18.6M
Cap. Flow
-$69.9M
Cap. Flow %
-32.57%
Top 10 Hldgs %
59.07%
Holding
79
New
23
Increased
3
Reduced
5
Closed
21

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$10.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$6.73M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$6.29M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$3.86M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$3.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.43M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$5.33M
3
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$5.13M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$4.16M
5
EXAS
Exact Sciences
EXAS
+$2.99M

Sector Composition

Rank Sector Weight
1 Utilities 4.32%
2 Communication Services 2.8%
3 Real Estate 1.94%
4 Industrials 1.19%
5 Materials 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOYY
51
PUT
JOYY Inc
JOYY
$3.75B
– –
-650
Closed -$90K
EVBG
52
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-20,400
Closed -$1.59M
SIX
53
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-25,865
Closed -$1.17M
DTP
54
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-100,000
Closed -$5.13M
DCUE
55
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-50,000
Closed -$5.33M
AEPPL
56
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-50,000
Closed -$2.7M
1 2
3

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III Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, III Capital Management held 79 positions worth $215M, up 9.5% from $196M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

III Capital Management withdrew a net $69.9M in Q1 2020, closing 21 positions and reducing 5 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 4.3% of assets, followed by Communication Services and Real Estate.

Against the trend, III Capital Management opened a new position in The Southern Company worth $9.26M.

  • III Capital Management's largest Q1 2020 buy was The Southern Company: 200,000 shares worth $9.26M.
  • III Capital Management added most to NextEra Energy, Inc. 4.872% Corporate Units in Q1 2020, an estimated $3.86M increase.
  • III Capital Management's biggest Q1 2020 reduction was Colfax Corporation 5.75% Tangible Equity Units, cutting an estimated $4.16M.
  • III Capital Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2020, selling an estimated $6.43M.
  • III Capital Management's ten largest holdings make up 59% of its $215M portfolio in Q1 2020.
  • III Capital Management opened 23 new positions and closed 21 in Q1 2020.
  • III Capital Management's portfolio value rose 9.5% quarter-over-quarter to $215M.

Based on III Capital Management's 13F filing for Q1 2020, filed 14 May 2020.