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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.27%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$820M
AUM Growth
-$223M
Cap. Flow
-$473M
Cap. Flow %
-57.67%
Top 10 Hldgs %
47.2%
Holding
153
New
12
Increased
27
Reduced
8
Closed
25

Top Buys

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$41M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4.33M
3
BKNG icon
Booking.com
BKNG
+$2.66M
4
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$2.46M
5
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$1.64M

Top Sells

Rank Stock Value
1
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.26M
2
CAR icon
Avis
CAR
+$1.04M
3
WQGA.U
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
+$1M
4
WRAC.U
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
+$991K
5
GOGN.U
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
+$916K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 2.05%
2 Industrials 0.79%
3 Communication Services 0.42%
4 Real Estate 0.14%
5 Energy 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EONR
26
EON Resources
EONR
$23.2M
$1.02M 0.12%
100,000
– –
SHUAU
27
DELISTED
SHUAA Partners Acquisition Corp I Unit
SHUAU
$1.02M 0.12%
100,000
– –
NFNT.U
28
DELISTED
Infinite Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFNT.U
$1.02M 0.12%
100,000
– –
UTAAU
29
DELISTED
UTA Acquisition Corporation Units
UTAAU
$1.01M 0.12%
100,000
– –
AIMAU
30
DELISTED
Aimfinity Investment Corp I Unit
AIMAU
$1.01M 0.12%
100,000
– –
OHAAU
31
DELISTED
OPY Acquisition Corp. I Units
OHAAU
$1M 0.12%
100,000
– –
WRAC
32
DELISTED
Williams Rowland Acquisition Corp.
WRAC
$978K 0.12%
+97,535
New +$990K
OLITU
33
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$933K 0.11%
93,697
-11,303
-11% -$115K
GSRMU
34
DELISTED
GSR II Meteora Acquisition Corp. Unit
GSRMU
$829K 0.1%
81,799
-8,201
-9% -$83.2K
FTIIU
35
DELISTED
FutureTech II Acquisition Corp. Unit
FTIIU
$820K 0.1%
80,000
– –
CORS.U
36
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$806K 0.1%
81,628
– –
LGVCU
37
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
$768K 0.09%
75,000
– –
PFTAU
38
DELISTED
Perception Capital Corp. III Unit
PFTAU
$693K 0.08%
69,000
– –
DISH
39
PUT
DELISTED
DISH Network Corp.
DISH
$691K 0.08%
925,000
+923,500
+61,567% +$13.6M
GENQU
40
DELISTED
Genesis Unicorn Capital Corp. Unit
GENQU
$671K 0.08%
66,400
– –
INVH icon
41
Invitation Homes
INVH
$18.1B
$666K 0.08%
22,500
+17,500
+350% +$555K
ABNB icon
42
Airbnb
ABNB
$90.5B
$641K 0.08%
+7,500
New +$758K
HCNEU
43
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$635K 0.08%
63,316
– –
TOL icon
44
Toll Brothers
TOL
$14.5B
$624K 0.08%
12,500
+2,500
+25% +$115K
PTWOU
45
DELISTED
Pono Capital Two, Inc. Unit
PTWOU
$588K 0.07%
55,787
-9,213
-14% -$93.6K
BYND icon
46
Beyond Meat
BYND
$314M
$567K 0.07%
46,100
-35,000
-43% -$488K
JUGGU
47
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$546K 0.07%
54,355
– –
PHM icon
48
Pultegroup
PHM
$25.3B
$539K 0.07%
11,845
+2,369
+25% +$99.8K
TWCBU
49
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$533K 0.07%
53,895
– –
MNTN.U
50
DELISTED
Everest Consolidator Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
MNTN.U
$510K 0.06%
50,000
– –
1
2
3 4 5

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III Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, III Capital Management held 153 positions worth $820M, down 21% from $1.04B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

III Capital Management withdrew a net $473M in Q4 2022, closing 25 positions and reducing 8 holdings. Its most notable exit was Alnylam Pharmaceuticals, an estimated $2.26M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 2% of assets, up from 0.81% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in State Street Blackstone Senior Loan ETF worth $40.7M.

  • III Capital Management's largest Q4 2022 buy was State Street Blackstone Senior Loan ETF: 996,000 shares worth $40.7M.
  • III Capital Management added most to Vanguard Intermediate-Term Corporate Bond ETF in Q4 2022, an estimated $4.33M increase.
  • III Capital Management's biggest Q4 2022 reduction was Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant, cutting an estimated $991K.
  • III Capital Management fully exited Alnylam Pharmaceuticals in Q4 2022, selling an estimated $2.26M.
  • III Capital Management's ten largest holdings make up 47% of its $820M portfolio in Q4 2022.
  • III Capital Management opened 12 new positions and closed 25 in Q4 2022.
  • III Capital Management's portfolio value fell 21% quarter-over-quarter to $820M.

Based on III Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.