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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
-$38M
Cap. Flow
-$659M
Cap. Flow %
-63.18%
Top 10 Hldgs %
44.32%
Holding
171
New
18
Increased
12
Reduced
7
Closed
26

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$8.97M
2
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$2.16M
3
BKNG icon
Booking.com
BKNG
+$1.22M
4
VAC icon
Marriott Vacations Worldwide
VAC
+$1.15M
5
CAR icon
Avis
CAR
+$822K

Top Sells

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$3.69M
2
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$2.86M
3
PAAS icon
Pan American Silver
PAAS
+$1.68M
4
LIONU
Lionheart III Corp Unit
LIONU
+$1M
5
PCCTU
Perception Capital Corp. II Units
PCCTU
+$996K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.81%
2 Industrials 0.59%
3 Communication Services 0.29%
4 Healthcare 0.22%
5 Consumer Staples 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTAAU
26
DELISTED
UTA Acquisition Corporation Units
UTAAU
$1.01M 0.1%
100,000
– –
WQGA.U
27
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$1M 0.1%
100,000
– –
NFNT.U
28
DELISTED
Infinite Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFNT.U
$1M 0.1%
100,000
– –
EONR
29
EON Resources
EONR
$23.2M
$1M 0.1%
100,000
– –
OHAAU
30
DELISTED
OPY Acquisition Corp. I Units
OHAAU
$994K 0.1%
100,000
– –
CZR icon
31
Caesars Entertainment
CZR
$6.13B
$991K 0.1%
30,744
+9,000
+41% +$391K
AIMAU
32
DELISTED
Aimfinity Investment Corp I Unit
AIMAU
$990K 0.09%
100,000
– –
GSRMU
33
DELISTED
GSR II Meteora Acquisition Corp. Unit
GSRMU
$927K 0.09%
90,000
-10,000
-10% -$101K
GOGN.U
34
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
$916K 0.09%
90,000
-10,000
-10% -$102K
CORS.U
35
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$804K 0.08%
81,628
– –
FTIIU
36
DELISTED
FutureTech II Acquisition Corp. Unit
FTIIU
$803K 0.08%
80,000
– –
LGVCU
37
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
$756K 0.07%
75,000
– –
AFARU
38
DELISTED
Aura FAT Projects Acquisition Corp Unit
AFARU
$756K 0.07%
75,000
– –
PFTAU
39
DELISTED
Perception Capital Corp. III Unit
PFTAU
$674K 0.06%
69,000
– –
GENQU
40
DELISTED
Genesis Unicorn Capital Corp. Unit
GENQU
$664K 0.06%
66,400
– –
PTWOU
41
DELISTED
Pono Capital Two, Inc. Unit
PTWOU
$658K 0.06%
+65,000
New +$652K
HCNEU
42
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$619K 0.06%
63,316
– –
LQD icon
43
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$569K 0.05%
11,500
+5,000
+77% +$551K
UNIT
44
PUT
Uniti Group
UNIT
$2.35B
$566K 0.05%
3,200
+2,200
+220% +$20.4K
ICNC.U
45
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
$563K 0.05%
55,481
– –
RCL icon
46
Royal Caribbean
RCL
$87.6B
$553K 0.05%
14,615
-10,000
-41% -$405K
JUGGU
47
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$535K 0.05%
54,355
– –
TWCBU
48
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$525K 0.05%
53,895
– –
IVCBU
49
DELISTED
Investcorp Europe Acquisition Corp I Unit
IVCBU
$506K 0.05%
50,000
– –
APXIU
50
DELISTED
APx Acquisition Corp. I Unit
APXIU
$506K 0.05%
50,000
– –
1
2
3 4 5

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III Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, III Capital Management held 171 positions worth $1.04B, down 3.5% from $1.08B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

III Capital Management withdrew a net $659M in Q3 2022, closing 26 positions and reducing 7 holdings. Its most notable exit was American Electric Power, an estimated $3.69M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.81% of assets, up from 0.64% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, III Capital Management opened a new position in Vanguard Intermediate-Term Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q3 2022 buy was Vanguard Intermediate-Term Corporate Bond ETF: 112,000 shares worth $8.48M.
  • III Capital Management added most to Avis in Q3 2022, an estimated $822K increase.
  • III Capital Management's biggest Q3 2022 reduction was Alphabet (Google) Class C, cutting an estimated $782K.
  • III Capital Management fully exited American Electric Power in Q3 2022, selling an estimated $3.69M.
  • III Capital Management's ten largest holdings make up 44% of its $1.04B portfolio in Q3 2022.
  • III Capital Management opened 18 new positions and closed 26 in Q3 2022.
  • III Capital Management's portfolio value fell 3.5% quarter-over-quarter to $1.04B.

Based on III Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.