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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$196M
Cap. Flow
-$969M
Cap. Flow %
-70.78%
Top 10 Hldgs %
53.7%
Holding
219
New
45
Increased
15
Reduced
49
Closed
60

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5.58M
2
FSR
Fisker Inc.
FSR
+$2.2M
3
BLEUU
bleuacacia ltd Unit
BLEUU
+$2.01M
4
NEE icon
NextEra Energy
NEE
+$1.86M
5
GMFIU
Aetherium Acquisition Corp Unit
GMFIU
+$1.5M

Top Sells

Rank Stock Value
1
ON icon
ON Semiconductor
ON
+$5.72M
2
NIO icon
NIO
NIO
+$5.67M
3
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$4.22M
5
XYZ
Block Inc
XYZ
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.61%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWEB icon
26
CALL
KraneShares CSI China Internet ETF
KWEB
$5.72B
$1.13M 0.08%
+15,000
New +$690K
CZR icon
27
Caesars Entertainment
CZR
$6.14B
$1.1M 0.08%
11,744
-1,256
-10% -$127K
PHM icon
28
Pultegroup
PHM
$25.1B
$1.06M 0.08%
18,476
-13,073
-41% -$670K
OLITU
29
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$1.05M 0.08%
+105,000
New +$1.06M
ARRY icon
30
Array Technologies
ARRY
$924M
$1.05M 0.08%
+67,000
New +$1.31M
GOGN.U
31
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
$1.01M 0.07%
+100,000
New +$1.01M
LIONU
32
DELISTED
Lionheart III Corp Unit
LIONU
$1.01M 0.07%
+100,000
New +$1.01M
UTAAU
33
DELISTED
UTA Acquisition Corporation Units
UTAAU
$1.01M 0.07%
+100,000
New +$1M
NFNT.U
34
DELISTED
Infinite Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFNT.U
$1.01M 0.07%
+100,000
New +$1.01M
PCCTU
35
DELISTED
Perception Capital Corp. II Units
PCCTU
$1.01M 0.07%
+99,254
New +$1M
WQGA.U
36
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$1M 0.07%
100,000
– –
OHAAU
37
DELISTED
OPY Acquisition Corp. I Units
OHAAU
$1M 0.07%
+100,000
New +$998K
LUV icon
38
Southwest Airlines
LUV
$23.8B
$856K 0.06%
20,000
+4,000
+25% +$188K
OPTU
39
Optimum Communications Inc
OPTU
$343M
$832K 0.06%
51,473
-28,527
-36% -$484K
CORS.U
40
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$816K 0.06%
81,628
-68,372
-46% -$683K
LGVCU
41
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
$753K 0.06%
+75,000
New +$754K
APCA.U
42
DELISTED
AP Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
APCA.U
$709K 0.05%
+70,000
New +$707K
ENPH icon
43
Enphase Energy
ENPH
$5.52B
$695K 0.05%
+3,800
New +$793K
PFTAU
44
DELISTED
Perception Capital Corp. III Unit
PFTAU
$686K 0.05%
69,000
– –
CHTR icon
45
Charter Communications
CHTR
$18.3B
$651K 0.05%
+1,000
New +$681K
RUN icon
46
Sunrun
RUN
$2.63B
$651K 0.05%
19,000
– –
HCNEU
47
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$631K 0.05%
63,316
-36,684
-37% -$371K
JUGGU
48
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$541K 0.04%
54,355
-45,445
-46% -$458K
TWCBU
49
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$541K 0.04%
53,895
-46,105
-46% -$461K
PNTM
50
DELISTED
Pontem Corporation
PNTM
$529K 0.04%
54,000
-46,000
-46% -$450K
1
2
3 4 5

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III Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, III Capital Management held 219 positions worth $1.37B, down 13% from $1.56B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

III Capital Management withdrew a net $969M in Q4 2021, closing 60 positions and reducing 49 holdings. Its most notable exit was ON Semiconductor, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.61% of assets, down from 0.8% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Fisker Inc. worth $2M.

  • III Capital Management's largest Q4 2021 buy was Fisker Inc.: 126,900 shares worth $2M.
  • III Capital Management added most to RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2021, an estimated $5.58M increase.
  • III Capital Management's biggest Q4 2021 reduction was Algonquin Power & Utilities Corp Units, cutting an estimated $4.74M.
  • III Capital Management fully exited ON Semiconductor in Q4 2021, selling an estimated $5.72M.
  • III Capital Management's ten largest holdings make up 54% of its $1.37B portfolio in Q4 2021.
  • III Capital Management opened 45 new positions and closed 60 in Q4 2021.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $1.37B.

Based on III Capital Management's 13F filing for Q4 2021, filed 15 Feb 2022.