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ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.56B
AUM Growth
+$303M
Cap. Flow
-$924M
Cap. Flow %
-59.06%
Top 10 Hldgs %
45.58%
Holding
197
New
49
Increased
11
Reduced
11
Closed
20

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$10.4M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$4.98M
3
ON icon
ON Semiconductor
ON
+$4.32M
4
XYZ
Block Inc
XYZ
+$4.03M
5
KKR icon
KKR & Co
KKR
+$3.58M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$7.9M
2
NOVA
Sunnova Energy
NOVA
+$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.19M
4
ILMN icon
Illumina
ILMN
+$3.55M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3.32M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.8%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORS.U
26
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$1.46M 0.09%
+150,000
New +$1.5M
PHM icon
27
Pultegroup
PHM
$25.1B
$1.45M 0.09%
31,549
+7,549
+31% +$392K
TMUS icon
28
T-Mobile US
TMUS
$190B
$1.28M 0.08%
10,000
-1,000
-9% -$139K
WRAC.U
29
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$1.27M 0.08%
+125,000
New +$1.25M
RCL icon
30
Royal Caribbean
RCL
$87.1B
$1.23M 0.08%
13,881
+4,881
+54% +$395K
Z icon
31
Zillow
Z
$8.3B
$1.23M 0.08%
14,000
+6,000
+75% +$607K
SFT
32
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$1.11M 0.07%
16,020
– –
DXCM icon
33
DexCom
DXCM
$32.8B
$1.09M 0.07%
+8,000
New +$1.01M
GSDWU
34
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$1.01M 0.06%
+100,000
New +$1.01M
JUGGU
35
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$1M 0.06%
99,800
-200
-0.2% -$2.01K
CENQU
36
DELISTED
CENAQ Energy Corp. Unit
CENQU
$1M 0.06%
+100,000
New +$998K
WQGA.U
37
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$1M 0.06%
+100,000
New +$999K
ATAQ.U
38
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
$1M 0.06%
100,000
– –
HCNEU
39
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$1M 0.06%
100,000
– –
TWCBU
40
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$1M 0.06%
+100,000
New +$990K
BSKYU
41
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$998K 0.06%
100,000
– –
SNTI icon
42
Senti Biosciences Holdings
SNTI
$12M
$994K 0.06%
10,000
– –
DHCAU
43
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$992K 0.06%
100,000
– –
TBSAU
44
DELISTED
TB SA Acquisition Corp Unit
TBSAU
$981K 0.06%
100,000
– –
HHLA
45
DELISTED
HH&L Acquisition Co.
HHLA
$972K 0.06%
100,000
– –
PNTM
46
DELISTED
Pontem Corporation
PNTM
$971K 0.06%
100,000
– –
DAL icon
47
Delta Air Lines
DAL
$61B
$894K 0.06%
21,000
+1,000
+5% +$40.8K
RUN icon
48
Sunrun
RUN
$2.63B
$836K 0.05%
19,000
+7,000
+58% +$334K
BBWI icon
49
Bath & Body Works
BBWI
$4.24B
$822K 0.05%
13,050
-3,093
-19% -$197K
LUV icon
50
Southwest Airlines
LUV
$23.8B
$822K 0.05%
+16,000
New +$808K
1
2
3 4 5

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III Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, III Capital Management held 197 positions worth $1.56B, up 24% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $924M in Q3 2021, closing 20 positions and reducing 11 holdings. Its most notable exit was PG&E Corporation, an estimated $7.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.8% of assets, down from 1.1% a quarter earlier, followed by Technology and Communication Services.

Against the trend, III Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $9.93M.

  • III Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 90,000 shares worth $9.93M.
  • III Capital Management added most to Alphabet (Google) Class C in Q3 2021, an estimated $1.65M increase.
  • III Capital Management's biggest Q3 2021 reduction was Illumina, cutting an estimated $3.55M.
  • III Capital Management fully exited PG&E Corporation in Q3 2021, selling an estimated $7.9M.
  • III Capital Management's ten largest holdings make up 46% of its $1.56B portfolio in Q3 2021.
  • III Capital Management opened 49 new positions and closed 20 in Q3 2021.
  • III Capital Management's portfolio value rose 24% quarter-over-quarter to $1.56B.

Based on III Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.