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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$835M
AUM Growth
+$44.4M
Cap. Flow
-$411M
Cap. Flow %
-49.26%
Top 10 Hldgs %
56.08%
Holding
157
New
74
Increased
5
Reduced
18
Closed
31

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$5.66M
2
AESC
The AES Corporation
AESC
+$5.1M
3
MCHP icon
Microchip Technology
MCHP
+$3.34M
4
NIO icon
NIO
NIO
+$3.25M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$13.9M
2
BSX icon
Boston Scientific
BSX
+$9.8M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

Rank Sector Weight
1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.16%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCRCU
26
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
$996K 0.12%
+100,000
New +$994K
TBSAU
27
DELISTED
TB SA Acquisition Corp Unit
TBSAU
$985K 0.12%
+100,000
New +$982K
DAL icon
28
Delta Air Lines
DAL
$61.3B
$965K 0.12%
20,000
-55,000
-73% -$2.43M
KMX icon
29
CarMax
KMX
$8.04B
$795K 0.1%
+6,000
New +$730K
GAMCU
30
DELISTED
Golden Arrow Merger Corp. Unit
GAMCU
$746K 0.09%
+75,000
New +$744K
ESM.U
31
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$745K 0.09%
+75,000
New +$746K
GGPIU
32
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
$744K 0.09%
+75,000
New +$746K
VGII.U
33
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$744K 0.09%
+75,000
New +$746K
NGCAU
34
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
$742K 0.09%
+75,000
New +$738K
OPA.U
35
DELISTED
Magnum Opus Acquisition Limited Units, each consisting of one Class A ordinary share and one-half redeemable warrant
OPA.U
$741K 0.09%
+75,000
New +$741K
ILMN icon
36
CALL
Illumina
ILMN
$30.2B
$724K 0.09%
285
+167
+142% +$68.1K
Z icon
37
Zillow
Z
$8.26B
$648K 0.08%
+5,000
New +$742K
HIGA.U
38
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$512K 0.06%
50,000
-3,222
-6% -$34.3K
MOTV.U
39
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$502K 0.06%
50,000
-100,000
-67% -$1.07M
STRE.U
40
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$500K 0.06%
+50,000
New +$499K
HERAU
41
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$499K 0.06%
+50,000
New +$502K
SPKBU
42
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$497K 0.06%
+50,000
New +$499K
DISAU
43
DELISTED
Disruptive Acquisition Corporation I Unit
DISAU
$494K 0.06%
+50,000
New +$493K
KIIIU
44
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$494K 0.06%
+50,000
New +$500K
NRACU
45
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$494K 0.06%
+50,000
New +$507K
MCHP icon
46
CALL
Microchip Technology
MCHP
$42.2B
$480K 0.06%
+920
New +$68.6K
DHR icon
47
Danaher
DHR
$140B
$472K 0.06%
+2,369
New +$481K
BKNG icon
48
Booking.com
BKNG
$160B
$465K 0.06%
5,000
-7,500
-60% -$666K
CZR icon
49
Caesars Entertainment
CZR
$6.13B
$437K 0.05%
+5,000
New +$420K
EMPW.U
50
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$411K 0.05%
39,771
-85,118
-68% -$896K
1
2
3 4 5

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III Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, III Capital Management held 157 positions worth $835M, up 5.6% from $791M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

III Capital Management withdrew a net $411M in Q1 2021, closing 31 positions and reducing 18 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.3% of assets, down from 1.7% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Illumina worth $5.18M.

  • III Capital Management's largest Q1 2021 buy was Illumina: 13,878 shares worth $5.18M.
  • III Capital Management added most to NIO in Q1 2021, an estimated $3.25M increase.
  • III Capital Management's biggest Q1 2021 reduction was WillScot Mobile Mini Holdings, cutting an estimated $2.9M.
  • III Capital Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, selling an estimated $13.9M.
  • III Capital Management's ten largest holdings make up 56% of its $835M portfolio in Q1 2021.
  • III Capital Management opened 74 new positions and closed 31 in Q1 2021.
  • III Capital Management's portfolio value rose 5.6% quarter-over-quarter to $835M.

Based on III Capital Management's 13F filing for Q1 2021, filed 14 May 2021.