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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.2%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$554M
AUM Growth
+$149M
Cap. Flow
-$200M
Cap. Flow %
-36.05%
Top 10 Hldgs %
60.83%
Holding
89
New
21
Increased
10
Reduced
4
Closed
13

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$12.2M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.15M
3
BDX icon
Becton Dickinson
BDX
+$3.83M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$2.81M
5
SOLN
The Southern Company
SOLN
+$2.29M

Top Sells

Rank Stock Value
1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.76M
2
ZEN
ZENDESK INC
ZEN
+$3.67M
3
COUP
Coupa Software Incorporated
COUP
+$3.44M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$2.16M
5
OUT icon
Outfront Media
OUT
+$1.14M

Sector Composition

Rank Sector Weight
1 Communication Services 1.24%
2 Consumer Discretionary 1.23%
3 Real Estate 0.97%
4 Industrials 0.76%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
26
PUT
iQIYI
IQ
$1.24B
$570K 0.1%
9,500
– –
ASPL.U
27
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$500K 0.09%
+50,000
New +$500K
OUT icon
28
Outfront Media
OUT
$5.48B
$367K 0.07%
25,682
-76,198
-75% -$1.14M
MDC
29
DELISTED
M.D.C. Holdings, Inc.
MDC
$353K 0.06%
8,100
– –
BKNG icon
30
CALL
Booking.com
BKNG
$156B
$350K 0.06%
+1,000
New +$70.2K
CRHC.U
31
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$335K 0.06%
+33,261
New +$337K
KSMTU
32
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
$319K 0.06%
+25,000
New +$251K
NIO icon
33
PUT
NIO
NIO
$11.5B
$294K 0.05%
12,406
– –
NSH.U
34
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$251K 0.05%
+25,000
New +$251K
CNK icon
35
Cinemark Holdings
CNK
$4.4B
$218K 0.04%
+21,891
New +$273K
IONS icon
36
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$195K 0.04%
+1,000
New +$55.5K
SYNA icon
37
PUT
Synaptics
SYNA
$3.99B
$130K 0.02%
1,000
– –
ZD icon
38
PUT
Ziff Davis
ZD
$1.88B
$90K 0.02%
+1,438
New +$81.5K
TSLA icon
39
PUT
Tesla
TSLA
$1.26T
$62K 0.01%
8,760
– –
ILMN icon
40
CALL
Illumina
ILMN
$29.3B
$56K 0.01%
+118
New +$40.7K
WWE
41
DELISTED
World Wrestling Entertainment
WWE
$40K 0.01%
1,010
– –
ON icon
42
PUT
ON Semiconductor
ON
$18.6B
$36K 0.01%
1,607
– –
EXR icon
43
CALL
Extra Space Storage
EXR
$31.6B
$27K ﹤0.01%
+200
New +$20.7K
PDD icon
44
PUT
Pinduoduo
PDD
$129B
$10K ﹤0.01%
250
– –
XIFR
45
PUT
XPLR Infrastructure LP
XIFR
$1.08B
$5K ﹤0.01%
31
– –
ETSY icon
46
PUT
Etsy
ETSY
$7.81B
$1K ﹤0.01%
500
– –
RCL icon
47
PUT
Royal Caribbean
RCL
$85.7B
$1K ﹤0.01%
+10
New +$589
AMPY icon
48
Amplify Energy
AMPY
$168M
$0 ﹤0.01%
211
– –
BURL icon
49
CALL
Burlington
BURL
$23.4B
– –
-385
Closed -$967K
SD icon
50
SandRidge Energy
SD
$496M
– –
-10,472
Closed -$3K
1
2
3

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III Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, III Capital Management held 89 positions worth $554M, up 37% from $404M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

III Capital Management withdrew a net $200M in Q3 2020, closing 13 positions and reducing 4 holdings. Its most notable exit was NextEra Energy, Inc. 4.872% Corporate Units, an estimated $9.76M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 1.2% of assets, up from 0.83% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, III Capital Management opened a new position in PG&E Corporation worth $12.3M.

  • III Capital Management's largest Q3 2020 buy was PG&E Corporation: 125,000 shares worth $12.3M.
  • III Capital Management added most to Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q3 2020, an estimated $2.81M increase.
  • III Capital Management's biggest Q3 2020 reduction was Outfront Media, cutting an estimated $1.14M.
  • III Capital Management fully exited NextEra Energy, Inc. 4.872% Corporate Units in Q3 2020, selling an estimated $9.76M.
  • III Capital Management's ten largest holdings make up 61% of its $554M portfolio in Q3 2020.
  • III Capital Management opened 21 new positions and closed 13 in Q3 2020.
  • III Capital Management's portfolio value rose 37% quarter-over-quarter to $554M.

Based on III Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.