ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+2.14%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$549M
AUM Growth
+$549M
Cap. Flow
+$16.4M
Cap. Flow %
2.99%
Top 10 Hldgs %
61.32%
Holding
98
New
14
Increased
10
Reduced
4
Closed
10

Top Buys

1
PCGU
PG&E Corporation
PCGU
$12.3M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.14M
3
BDX icon
Becton Dickinson
BDX
$3.54M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$2.95M
5
SOLN
The Southern Company
SOLN
$2.33M

Top Sells

1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.76M
2
ZEN
ZENDESK INC
ZEN
$3.67M
3
COUP
Coupa Software Incorporated
COUP
$3.44M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.16M
5
OUT icon
Outfront Media
OUT
$1.09M

Sector Composition

1 Communication Services 1.25%
2 Consumer Discretionary 1.24%
3 Real Estate 0.98%
4 Industrials 0.76%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OUT icon
26
Outfront Media
OUT
$3.12B
$367K 0.07%
25,278
-75,000
-75% -$1.09M
MDC
27
DELISTED
M.D.C. Holdings, Inc.
MDC
$353K 0.06%
7,500
– –
CRHC.U
28
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$335K 0.06%
+33,261
New +$335K
KSMTU
29
DELISTED
Kismet Acquisition One Corp Unit
KSMTU
$319K 0.06%
+25,000
New +$319K
NSH.U
30
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$251K 0.05%
+25,000
New +$251K
CNK icon
31
Cinemark Holdings
CNK
$2.97B
$218K 0.04%
+21,891
New +$218K
WWE
32
DELISTED
World Wrestling Entertainment
WWE
$40K 0.01%
1,010
– –
ZD icon
33
Ziff Davis
ZD
$1.57B
– –
0
– –
PRKS icon
34
United Parks & Resorts
PRKS
$2.89B
– –
-40,000
Closed -$592K
XIFR
35
XPLR Infrastructure, LP
XIFR
$996M
– –
0
– –
COUP
36
DELISTED
Coupa Software Incorporated
COUP
– –
-12,400
Closed -$3.44M
ZEN
37
DELISTED
ZENDESK INC
ZEN
– –
-41,400
Closed -$3.67M
CHNGU
38
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-50,000
Closed -$2.16M
GSAH.U
39
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-5,000
Closed -$52K
GIK.U
40
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-25,000
Closed -$251K
NEE.PRO
41
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-200,000
Closed -$9.76M
AMPY icon
42
Amplify Energy
AMPY
$165M
$0 ﹤0.01%
211
– –
BABA icon
43
Alibaba
BABA
$322B
– –
0
– –
BURL icon
44
Burlington
BURL
$18.3B
– –
0
– –
ETSY icon
45
Etsy
ETSY
$5.25B
– –
0
– –
EXR icon
46
Extra Space Storage
EXR
$30.5B
– –
0
– –
ILMN icon
47
Illumina
ILMN
$15.8B
– –
0
– –
IONS icon
48
Ionis Pharmaceuticals
IONS
$6.79B
– –
0
– –
IQ icon
49
iQIYI
IQ
$2.55B
– –
0
– –
ON icon
50
ON Semiconductor
ON
$20.3B
– –
0
– –
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