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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+3.96%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$404M
AUM Growth
+$190M
Cap. Flow
-$92.4M
Cap. Flow %
-22.85%
Top 10 Hldgs %
66.55%
Holding
78
New
17
Increased
6
Reduced
9
Closed
12

Top Buys

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$10.6M
2
ZEN
ZENDESK INC
ZEN
+$3.19M
3
COUP
Coupa Software Incorporated
COUP
+$2.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$2.23M
5
DELL icon
Dell
DELL
+$1.33M

Top Sells

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$9.26M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$4.59M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.59M
4
META icon
Meta Platforms (Facebook)
META
+$1.63M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 2.16%
2 Real Estate 1.18%
3 Consumer Discretionary 0.99%
4 Industrials 0.84%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
26
Booking.com
BKNG
$149B
$541K 0.13%
8,500
-4,175
-33% -$254K
MDC
27
DELISTED
M.D.C. Holdings, Inc.
MDC
$267K 0.07%
+8,100
New +$224K
GIK.U
28
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$251K 0.06%
+25,000
New +$248K
UNG icon
29
United States Natural Gas Fund
UNG
$473M
$246K 0.06%
6,000
-7,500
-56% -$357K
SPY icon
30
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$153K 0.04%
+300
New +$87.8K
TSLA icon
31
PUT
Tesla
TSLA
$1.27T
$127K 0.03%
8,760
– –
GSAH.U
32
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
$52K 0.01%
+5,000
New +$52.5K
WWE
33
DELISTED
World Wrestling Entertainment
WWE
$43K 0.01%
1,010
– –
SYNA icon
34
PUT
Synaptics
SYNA
$4.13B
$35K 0.01%
1,000
– –
ON icon
35
PUT
ON Semiconductor
ON
$31.3B
$20K ﹤0.01%
1,607
+307
+24% +$5K
PDD icon
36
PUT
Pinduoduo
PDD
$128B
$19K ﹤0.01%
+250
New +$15K
ETSY icon
37
PUT
Etsy
ETSY
$7.89B
$13K ﹤0.01%
500
– –
SD icon
38
SandRidge Energy
SD
$503M
$3K ﹤0.01%
10,472
– –
XIFR
39
PUT
XPLR Infrastructure LP
XIFR
$1.12B
$1K ﹤0.01%
31
– –
AMPY icon
40
Amplify Energy
AMPY
$166M
$0 ﹤0.01%
+211
New +$253
BMRN icon
41
CALL
BioMarin Pharmaceuticals
BMRN
$11.6B
– –
-119
Closed -$42K
CAR icon
42
Avis
CAR
$4.91B
– –
-24,222
Closed -$336K
CNK icon
43
Cinemark Holdings
CNK
$4.39B
– –
-108,431
Closed -$1.1M
ILMN icon
44
CALL
Illumina
ILMN
$29.9B
– –
-154
Closed -$42K
LYV icon
45
PUT
Live Nation Entertainment
LYV
$42.3B
– –
-100
Closed -$95K
NCMI icon
46
National CineMedia
NCMI
$392M
– –
-5,000
Closed -$162K
UNIT
47
PUT
Uniti Group
UNIT
$2.34B
– –
-9,188
Closed -$1.08M
SOLN
48
DELISTED
The Southern Company
SOLN
– –
-200,000
Closed -$9.26M
MGP
49
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-41,000
Closed -$970K
CFXA
50
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-50,000
Closed -$4.59M
1
2
3

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III Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, III Capital Management held 78 positions worth $404M, up 89% from $215M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

III Capital Management withdrew a net $92.4M in Q2 2020, closing 12 positions and reducing 9 holdings. Its most notable exit was The Southern Company, an estimated $9.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 0% a quarter earlier, followed by Real Estate and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A worth $11.3M.

  • III Capital Management's largest Q2 2020 buy was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A: 9,000 shares worth $11.3M.
  • III Capital Management added most to VICI Properties in Q2 2020, an estimated $615K increase.
  • III Capital Management's biggest Q2 2020 reduction was GFL Environmental Inc. Tangible Equity Units, cutting an estimated $2.59M.
  • III Capital Management fully exited The Southern Company in Q2 2020, selling an estimated $9.26M.
  • III Capital Management's ten largest holdings make up 67% of its $404M portfolio in Q2 2020.
  • III Capital Management opened 17 new positions and closed 12 in Q2 2020.
  • III Capital Management's portfolio value rose 89% quarter-over-quarter to $404M.

Based on III Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.