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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-5.13%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$215M
AUM Growth
+$18.6M
Cap. Flow
-$69.9M
Cap. Flow %
-32.57%
Top 10 Hldgs %
59.07%
Holding
79
New
23
Increased
3
Reduced
5
Closed
21

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$10.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$6.73M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$6.29M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$3.86M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$3.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.43M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$5.33M
3
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$5.13M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$4.16M
5
EXAS
Exact Sciences
EXAS
+$2.99M

Sector Composition

Rank Sector Weight
1 Utilities 4.32%
2 Communication Services 2.8%
3 Real Estate 1.94%
4 Industrials 1.19%
5 Materials 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETSY icon
26
PUT
Etsy
ETSY
$7.55B
$106K 0.05%
+500
New +$24.4K
LYV icon
27
PUT
Live Nation Entertainment
LYV
$42.3B
$95K 0.04%
+100
New +$6.18K
SYNA icon
28
PUT
Synaptics
SYNA
$3.99B
$90K 0.04%
+1,000
New +$67.8K
ON icon
29
PUT
ON Semiconductor
ON
$18.6B
$65K 0.03%
+1,300
New +$25.4K
BMRN icon
30
CALL
BioMarin Pharmaceuticals
BMRN
$11.9B
$42K 0.02%
+119
New +$10.3K
ILMN icon
31
CALL
Illumina
ILMN
$29.3B
$42K 0.02%
154
– –
WWE
32
DELISTED
World Wrestling Entertainment
WWE
$34K 0.02%
1,010
– –
VTIQW
33
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$19K 0.01%
+10,000
New +$14.8K
XIFR
34
PUT
XPLR Infrastructure LP
XIFR
$1.08B
$9K ﹤0.01%
+31
New +$1.64K
SD icon
35
SandRidge Energy
SD
$496M
$3K ﹤0.01%
10,472
– –
AMPY icon
36
Amplify Energy
AMPY
$168M
– –
-211
Closed -$1K
BMRN icon
37
BioMarin Pharmaceuticals
BMRN
$11.9B
– –
-10,000
Closed -$862K
CHTR icon
38
Charter Communications
CHTR
$18.8B
– –
-5,000
Closed -$2.42M
CLF icon
39
PUT
Cleveland-Cliffs
CLF
$6.98B
– –
-2,500
Closed -$331K
EEFT icon
40
Euronet Worldwide
EEFT
$2.73B
– –
-7,300
Closed -$1.15M
EXAS
41
DELISTED
Exact Sciences
EXAS
– –
-32,300
Closed -$2.99M
HYG icon
42
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-44,500
Closed -$134K
ILMN icon
43
Illumina
ILMN
$29.3B
– –
-2,185
Closed -$611K
OLN icon
44
Olin
OLN
$2.14B
– –
-516
Closed -$9K
HTT
45
PUT
High Templar Tech Ltd
HTT
$385M
– –
-5,500
Closed -$319K
RH icon
46
PUT
RH
RH
$3.56B
– –
-250
Closed -$10K
TLT icon
47
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-47,500
Closed -$6.43M
TLT icon
48
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-1,000
Closed -$421K
W icon
49
PUT
Wayfair
W
$14.3B
– –
-600
Closed -$173K
Z icon
50
PUT
Zillow
Z
$7.52B
– –
-3,278
Closed -$125K
1
2
3

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III Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, III Capital Management held 79 positions worth $215M, up 9.5% from $196M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

III Capital Management withdrew a net $69.9M in Q1 2020, closing 21 positions and reducing 5 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 4.3% of assets, followed by Communication Services and Real Estate.

Against the trend, III Capital Management opened a new position in The Southern Company worth $9.26M.

  • III Capital Management's largest Q1 2020 buy was The Southern Company: 200,000 shares worth $9.26M.
  • III Capital Management added most to NextEra Energy, Inc. 4.872% Corporate Units in Q1 2020, an estimated $3.86M increase.
  • III Capital Management's biggest Q1 2020 reduction was Colfax Corporation 5.75% Tangible Equity Units, cutting an estimated $4.16M.
  • III Capital Management fully exited iShares 20+ Year Treasury Bond ETF in Q1 2020, selling an estimated $6.43M.
  • III Capital Management's ten largest holdings make up 59% of its $215M portfolio in Q1 2020.
  • III Capital Management opened 23 new positions and closed 21 in Q1 2020.
  • III Capital Management's portfolio value rose 9.5% quarter-over-quarter to $215M.

Based on III Capital Management's 13F filing for Q1 2020, filed 14 May 2020.