ICM

III Capital Management Portfolio holdings

AUM $554M
1-Year Return 6.46%
This Quarter Return
-5.1%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$211M
AUM Growth
+$17.7M
Cap. Flow
-$128M
Cap. Flow %
-60.91%
Top 10 Hldgs %
60.14%
Holding
83
New
15
Increased
3
Reduced
4
Closed
13

Top Buys

1
SOLN
The Southern Company
SOLN
$9.26M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$6.53M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$6.48M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.72M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
$2.9M

Top Sells

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$6.44M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.33M
3
DTP
DTE Energy Company 2019 Corporate Units
DTP
$5.13M
4
EXAS icon
Exact Sciences
EXAS
$2.99M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$2.76M

Sector Composition

1 Utilities 4.39%
2 Communication Services 2.85%
3 Real Estate 1.98%
4 Industrials 1.21%
5 Materials 0.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EEFT icon
26
Euronet Worldwide
EEFT
$3.74B
– –
-7,300
Closed -$1.15M
ILMN icon
27
Illumina
ILMN
$15.7B
– –
-2,185
Closed -$705K
LYV icon
28
Live Nation Entertainment
LYV
$37.9B
– –
0
– –
OLN icon
29
Olin
OLN
$2.9B
– –
-516
Closed -$9K
ON icon
30
ON Semiconductor
ON
$20.1B
– –
0
– –
QD
31
Qudian
QD
$733M
– –
0
– –
RH icon
32
RH
RH
$4.7B
– –
0
– –
SYNA icon
33
Synaptics
SYNA
$2.7B
– –
0
– –
TLT icon
34
iShares 20+ Year Treasury Bond ETF
TLT
$48.9B
– –
-47,500
Closed -$6.44M
TSLA icon
35
Tesla
TSLA
$1.13T
– –
0
– –
UNIT
36
Uniti Group
UNIT
$1.59B
– –
0
– –
W icon
37
Wayfair
W
$11.6B
– –
0
– –
Z icon
38
Zillow
Z
$21.3B
– –
0
– –
XIFR
39
XPLR Infrastructure, LP
XIFR
$976M
– –
0
– –
EVBG
40
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-20,400
Closed -$1.59M
SIX
41
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-25,865
Closed -$1.17M
DTP
42
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-100,000
Closed -$5.13M
DCUE
43
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-50,000
Closed -$5.33M
AEPPL
44
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-50,000
Closed -$2.7M
LK
45
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
0
– –
AMPY icon
46
Amplify Energy
AMPY
$155M
– –
-211
Closed -$1K
BMRN icon
47
BioMarin Pharmaceuticals
BMRN
$11.1B
– –
-10,000
Closed -$845K
CHTR icon
48
Charter Communications
CHTR
$35.7B
– –
-5,000
Closed -$2.43M
CLF icon
49
Cleveland-Cliffs
CLF
$5.63B
– –
0
– –
ETSY icon
50
Etsy
ETSY
$5.36B
– –
0
– –
1
2
3