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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+3.07%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$196M
AUM Growth
-$28.3M
Cap. Flow
-$87.7M
Cap. Flow %
-44.78%
Top 10 Hldgs %
65.62%
Holding
60
New
13
Increased
4
Reduced
8
Closed
12

Top Buys

Rank Stock Value
1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$11.5M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$5.01M
3
META icon
Meta Platforms (Facebook)
META
+$2.87M
4
EXAS
Exact Sciences
EXAS
+$2.84M
5
OUT icon
Outfront Media
OUT
+$2.42M

Top Sells

Rank Stock Value
1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$18.6M
2
DHR icon
Danaher
DHR
+$6.34M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$5.01M
4
BYD icon
Boyd Gaming
BYD
+$2.83M
5
EEFT icon
Euronet Worldwide
EEFT
+$2.64M

Sector Composition

Rank Sector Weight
1 Communication Services 3.42%
2 Healthcare 2.32%
3 Technology 1.4%
4 Real Estate 1.27%
5 Materials 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
26
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$134K 0.07%
44,500
-16,500
-27% -$1.44M
Z icon
27
PUT
Zillow
Z
$7.79B
$125K 0.06%
3,278
+1,778
+119% +$66.2K
JOYY
28
PUT
JOYY Inc
JOYY
$3.71B
$90K 0.05%
650
+150
+30% +$8.83K
WWE
29
DELISTED
World Wrestling Entertainment
WWE
$66K 0.03%
+1,010
New +$63.9K
RH icon
30
PUT
RH
RH
$3.13B
$10K 0.01%
250
– –
OLN icon
31
Olin
OLN
$2.11B
$9K ﹤0.01%
516
– –
SD icon
32
SandRidge Energy
SD
$514M
$4K ﹤0.01%
10,472
– –
AMPY icon
33
Amplify Energy
AMPY
$161M
$1K ﹤0.01%
211
– –
AMR icon
34
Alpha Metallurgical Resources
AMR
$1.74B
– –
-30,715
Closed -$859K
APLS
35
DELISTED
Apellis Pharmaceuticals
APLS
– –
-7,019
Closed -$169K
BKNG icon
36
CALL
Booking.com
BKNG
$149B
– –
-500
Closed -$459K
BYD icon
37
Boyd Gaming
BYD
$6.32B
– –
-118,038
Closed -$2.83M
DHR icon
38
Danaher
DHR
$137B
– –
-49,519
Closed -$6.34M
F icon
39
PUT
Ford
F
$58.5B
– –
-5,000
Closed -$250K
PPLI
40
People Inc
PPLI
$3.09B
– –
-22,415
Closed -$873K
PHM icon
41
Pultegroup
PHM
$24.1B
– –
-25,765
Closed -$942K
TSLA icon
42
Tesla
TSLA
$1.23T
– –
-11,880
Closed -$258K
GOL
43
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-29,000
Closed -$449K
FTV.PRA
44
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– –
-1,500
Closed -$1.35M
FTR
45
PUT
DELISTED
Frontier Communications Corp.
FTR
– –
-2,500
Closed -$308K
1
2

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LWM
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III Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, III Capital Management held 60 positions worth $196M, down 13% from $224M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

III Capital Management withdrew a net $87.7M in Q4 2019, closing 12 positions and reducing 8 holdings. Its most notable exit was Danaher, an estimated $6.34M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, up from 1.3% a quarter earlier, followed by Healthcare and Technology.

Against the trend, III Capital Management opened a new position in Colfax Corporation 5.75% Tangible Equity Units worth $12.7M.

  • III Capital Management's largest Q4 2019 buy was Colfax Corporation 5.75% Tangible Equity Units: 80,000 shares worth $12.7M.
  • III Capital Management's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $18.6M.
  • III Capital Management fully exited Danaher in Q4 2019, selling an estimated $6.34M.
  • III Capital Management's ten largest holdings make up 66% of its $196M portfolio in Q4 2019.
  • III Capital Management opened 13 new positions and closed 12 in Q4 2019.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $196M.

Based on III Capital Management's 13F filing for Q4 2019, filed 13 Feb 2020.